Zhen Jiang*a,
Nadia N. Intanb and
Qiong Yangc
aDepartment of Chemistry, University of Pennsylvania, Philadelphia, PA 19104-6323, USA. E-mail: zjiang16@sas.upenn.edu
bDepartment of Chemical and Biomolecular Engineering, University of Nebraska-Lincoln, Lincoln, NE 68588, USA
cHunan Provincial Key Laboratory of Thin Film Materials and Devices, School of Materials Science and Engineering, Xiangtan University, Xiangtan, Hunan 411105, China
First published on 22nd November 2022
The extreme surface reactivity of 4 Å single-walled carbon nanotubes (SWCNTs) makes for a very promising catalytic material, however, controlling it experimentally has been found to be challenging. Here, we employ ab initio calculations to investigate the extent of surface reactivity and functionalization of 4 Å SWCNTs. We study the kinetics of water dissociation and adsorption on the surface of 4 Å SWCNTs with three different configurations: armchair (3,3), chiral (4,2) and zigzag (5,0). We reveal that out of three different configurations of 4 Å SWCNTs, the surface of tube (5,0) is the most reactive due to its small HOMO–LUMO gap. The dissociation of 1 H2O molecule into an OH/H pair on the surface of tube (5,0) has an adsorption energy of −0.43 eV and an activation energy barrier of 0.66 eV at 298.15 K in pure aqueous solution, which is less than 10% of the activation energy barrier of the same reaction without the catalyst present. The four steps of H+/e− transfer in the oxygen evolution reaction have also been studied on the surface of tube (5,0). The low overpotential of 0.38 V indicates that tube (5,0) has the highest potential efficiency among all studied carbon-based catalysts. We also reveal that the armchair edge of tube (5,0) is reconstructed into fullerene C20. The dangling bonds on the surface of fullerene C20 result in a more reactive surface than the basal surface of tube (5,0), however the catalytic ability was also inhibited in the later oxygen reduction processes.
Out of all CNT classes, single-walled carbon nanotubes (SWCNTs) are the most extensively studied due to their intrinsic simplicity. Experimental investigations have confirmed that for SWCNTs the smallest tube diameter possible is 4 Å, which is present in all three different configurations: armchair (3,3), chiral (4,2) and zigzag (5,0).4–6 The very big curvature of 4 Å SWCNTs allows for strong σ* and π* orbital mixing7 between C atoms that results in very active surfaces. Many unexpected and outstanding features are observed in 4 Å SWCNTs, such as superconductivity properties.8 It has been reported that in some cases the edges of 4 Å SWCNTs fold up over themselves forming fullerene C20 spontaneously.6,9–11 It is also interesting that 4 Å SWCNTs are reported as metallic,11 as this contradicts the common belief that the metallicity of CNTs is dependent on their specific configurations, and that CNTs are metallic when n − m is a factor of three.12,13
The surface reactivity of SWCNTs with larger diameter is similar to that of graphene and graphite,14–18 thus indicating that the curvature of tubes of larger diameter is insufficient to steer their reactivity behavior away from graphene’s and graphite’s. In practice, graphene, graphite and other carbon based materials (including CNTs and fullerenes) with similar surface reactivity undergo surface treatments to enhance their reactivity. These surfaces are treated by either N-doping or surface oxidation by adsorption of various small molecules, such as –OH and O.19–22 However, the extent of surface reactivity provided by the maximum curvature of 4 Å SWCNTs is not yet known. In theory, the large curvature of 4 Å SWCNTs should lead to a very reactive surface, even without subjecting the tubes to any surface treatment. However, the lack of research done on this subject proves that the surface reactivity issue of 4 Å SWCNTs is a double-edged sword that currently limits the amount of research and curtails its widespread applications. The extremely ultrasmall size brings about the extremely reactive surface of 4 Å SWCNTs.11 To date, there is still no record of 4 Å SWCNTs’ functionalization, even through the adsorption of small molecules. Within this perspective, theoretical investigations where the environment that the 4 Å SWCNTs are exposed to can be tightly specified are crucial to shed light on the stability limit of the oxidized surface of 4 Å SWCNTs.
Here, we study the surface reactivity of 4 Å SWCNTs by adsorbing H2O molecules, that are abundantly present in both liquid and vapor forms, on both basal and edge surfaces of the three configurations of 4 Å SWCNTs. We investigate the energy and activation barrier of H2O adsorption, its dissociation, and the extent of surface adsorption as a representation of surface functionalization of 4 Å SWCNTs. The understanding of how surface functionalization affects the stability of 4 Å SWCNTs is therefore essential for progressing 4 Å SWCNT research and its potential implementation in various applications, especially to assist water dissociation reactions in fuel cells.
To predict the spontaneity of the water dissociation reaction on the surfaces of tube (5,0) in pure aqueous solution at 298.15 K, Car–Parrinello molecular dynamics (CPMD)28 simulations were performed. The basal box was filled with 67 water molecules while the edge box was filled with 136 water molecules so that the water density in both types of boxes was approximately 1 g cm−3. The Nose–Hoover thermostat29,30 was employed to maintain the system temperature at 298.15 K. Each aqueous system was initially pre-equilibrated by using a QM/MM potential31 for 6 ps followed by additional CPMD equilibration for at least 10 ps. Hydrogen atoms were replaced with deuterium to facilitate numerical integration. A fictitious electronic mass of 600 au and a simulation time step of δt = 5 au (0.121 fs) were set. Configurations from the post-equilibration CPMD simulations used for further analysis were saved at time intervals of 10δt.
Evaluation of the activation energy barrier of the water dissociation reaction on the surfaces of tube (5,0) in pure aqueous solution at 298.15 K was done by using equilibrated geometries picked from the last block of CPMD production runs. The bond distance of C–O was used as the collective variable (CV) to export the free energy profiles of the water dissociation reaction on the surface of tube (5,0). Repulsive Gaussian hills of height and weight 0.001 a.u. (0.63 kcal mol−1) and 0.1 a.u., respectively, were added for every 100δt.
Tube configurations | Diameter (Å) | Ecohesive (eV) | HOMO–LUMO gap (eV) | |
---|---|---|---|---|
This work | Experimental6 | |||
(3,3) | 4.17 | 4.07 | 4.97 | 1.51 |
(4,2) | 4.24 | 4.14 | 4.97 | 1.24 |
(5,0) | 4.02 | 3.93 | 4.94 | 0.28 |
As for the edge surfaces, we first considered both the armchair and zigzag edges of tube (5,0) and found that during the optimization, the armchair edge folds up and each edge forms half a fullerene C20 (Fig. 1(b)). This fullerene formation by the armchair edge of tube (5,0) is also observed in experiments.6,9 The fullerene formation is not observed on the zigzag edge of tube (5,0) however, due to the irregular termination of the zig-zag edge that prevents the formation of fullerene (Fig. 1(c)). The zigzag edge of tube (5,0) is also less stable by 0.15 eV per carbon atom than the now fullerene armchair edge. Then, for the case of tube (3,3), only the armchair edge is feasible on the plane perpendicular to the axis. Further optimization shows that its edge surface will maintain circularity without any reconstruction. The edge structure is energetically unstable by 0.37 eV per C compared with the related basal tube. It’s also notable that previous experimental studies report that the armchair tube (3,3) can also be exactly capped by half fullerene C20;11 we confirmed the validity of the structure because of the anastomosing diameter, however the half fullerene C20 cannot be directly rolled up by the edge surface of pure tube (5,0) because the six-atomic edge surface cannot provide the necessary penta-atomic ring in fullerene C20. Finally, moving to the edge surface of tube (4,2), there are no conventional armchair and zig-zag edges due to the chiral structure; also no stable edge structure has been detected experimentally so far. Therefore, the most stable and feasible edge surface of 4 Å SWCNTs is half fullerene C20 constructed from the armchair edge of tube (5,0).
Eads = Etube-ads − Etube − EH2O | (1) |
We find that the adsorption of the H2O molecule on the surface of all tube configurations is slightly exothermic with an adsorption energy of ∼−3.0 kcal mol−1 (Table 2). These values are similar to the adsorption of water molecules on basal graphene/graphite surfaces,14,32 therefore suggesting that the adsorption on 4 Å SWCNTs of a neutral molecule exhibits similar activity behavior to that of basal graphene/graphite. The adsorption of O/H/H atoms on three different C sites with the O atom adsorbed on 2 neighboring C sites has a very strained C–O–C angle of 60° (Fig. 2(d)). This type of adsorption is very energetically unfavorable on the surfaces of all configurations. Even worse, adsorption of either O/H/H or OH/H on the equatorial C–C sites of tube (3,3) results in the breaking of the tube into a graphene sheet. The breaking of the (3,3) tube is the result of its weaker structure in the equatorial direction, where the effect of curvature is experienced the most by equatorial C–C bonds. The already weakened equatorial bond cannot sustain further disruption to its electronic cloud caused by surface adsorption on multiple sites, which results in the breaking of the tube. At the other end, the adsorption of the OH/H pair on tube (5,0) is energetically favorable regardless of its adsorption sites, with the OH/H adsorption on the axial site being the most favorable and exhibiting a highly negative adsorption energy of −10.7 kcal mol−1. By evaluating the HOMO–LUMO gap in all three tubes, we explain the favorability of OH/H adsorption on tube (5,0) using the HOMO–LUMO gap of tube (5,0), which is only 6.5 kcal mol−1 (as shown in Table 1). The HOMO–LUMO gap of tube (5,0) is much smaller in comparison to the HOMO–LUMO gaps of tubes (3,3) and (4,2), resulting in higher chemical reactivity of tube (5,0) as electron transfer between a high-lying LUMO and low-lying HOMO is easily affordable in chemical reactions.
SWCNTs | Molecular H2O | OH/H | O/H/H | ||||
---|---|---|---|---|---|---|---|
Axial | Diagonal | Equatorial | Axial | Diagonal | Equatorial | ||
(3,3) | −0.13 | N/A | −0.01 | Tube break | N/A | 1.52 | Tube break |
(4,2) | −0.16 | N/A | 1.71 | N/A | N/A | 1.04 | N/A |
(5,0) | −0.13 | −0.43 | −0.09 | N/A | 0.51 | 0.13 | N/A |
It has been reported that in carbon based materials, the edge surfaces are more active than their basal surfaces.32–34 Seeing the highly active basal surface of tube (5,0), we then turn our attention to its edge surfaces of half fullerene C20. The adsorption of the OH/H constituents onto fullerene C20 has an adsorption energy of −49.9 kcal mol−1, which is five times more exothermic than the adsorption onto the basal surface of tube (5,0). This highly negative adsorption energy should be attributed to the presence of extremely reactive dangling bonds on the spherical surface of fullerene C20.35 Adsorption of OH/H allows elimination of dangling bonds and thus stabilizes the surface.
Equipped with the thermodynamic favourability of H2O dissociation on both tube (5,0) and fullerene C20 surfaces, we start to consider the activation barriers of the above-mentioned H2O dissociation reactions. Here, CPMD equilibration and CPMD-based metadynamics simulation are employed to estimate the activation barrier for the splitting of a water molecule (the first step of the OER, discussed below) at both tube (5,0) and fullerene C20 surfaces in pure aqueous solution. Fig. 3 shows the free energy profile of H2O → OH + H+ + e− at tube (5,0). We found that the free proton will stay in this aqueous solution as H3O+, which is different from the static DFT prediction. The activation energy barrier for this particular reaction is found to be 0.66 eV, which demonstrates the high surface catalytic ability of tube (5,0). It is just over 10% of the activation barrier for the same dissociation reaction in the absence of tube (5,0) (∼5.11 eV),36–38 and also much lower in comparison to the same H2O dissociation on graphene (∼3.04 eV).39 Further, our CPMD simulations show that the H2O dissociation into OH/H on fullerene is spontaneous at T = 298.15 K.
Fig. 3 Energy profile and activation barrier of H2O splitting on the surface of tube (5,0) obtained from metadynamics simulations at T = 298.15 K. |
* + H2O ⇌ *OH + H+ + e− |
*OH ⇌ *O + H+ + e− |
*O + H2O ⇌ *OOH + H+ + e− |
*OOH ⇌ * + O2 + H+ + e− |
In order to evaluate the potential-determining performances for the above OER steps, a thermochemistry method was employed, which has been widely used for various catalyst-based water splitting reactions.40–43 The ΔG for the above reactions is calculated based on the following equations:
ΔG = ΔG0 − eURHE + ΔGfield | (2) |
with: ΔG0 = ΔE + ΔZPE − TΔS | (3) |
and: URHE = USHE − kBTln10pH/e | (4) |
Fig. 4 shows the Gibbs free energy diagram for the OER on the tube (5,0) and half fullerene C20 cage catalysts. The ideal catalysts will induce all four steps to have a ΔG = 1.23 eV increment at zero potential, namely, no energy loss at the equilibrium voltage (1.23 V) of the OER. At tube (5,0), it’s clear that the potential-determining step is the dissociation of the second water molecule (*O → *OOH), where the Gibbs free energy increment is 1.61 eV. Therefore, at least 1.61 V potential is required to make all steps downhill in operation. However, at the fullerene C20 catalyst, the potential demand becomes very high at 2.41 V to make all steps downhill. The limited potential appears at the step of O2 desorption (*OOH → O2), which indicates that the dangling bonds of fullerene C20 are a double-edged sword. On the one hand, they cause the surface to be so active that the first H2O will be split spontaneously based on negative ΔG even at U = 0 V. On the other hand, the desorption of adsorbates will also be severely prohibited. The shorter 1.39 Å bond distance of C–O also indicates that the OOH intermediate is adsorbed more tightly on the fullerene C20 surface compared with the 1.46 Å C–O bond distance at tube (5,0). Therefore, although the surface of fullerene C20 favours greater extent of oxidation, the catalytic ability in the OER is poor due to the larger potential demand.
Fig. 4 The evolution of H2O adsorption energy at different coverage density on the basal and armchair edge surfaces of SWCNT (5,0), where both edges are capped by half fullerene C20. |
In order to better evaluate the catalytic ability of our tube (5,0), we obtained the theoretical overpotential (η = ΔGOER/e − 1.23 V). The ΔGOER represents the reaction Gibbs free energy of the potential-determining step at standard conditions. The overpotentials for the OER at tube (5,0), fullerene C20 and other popular catalysts are summarized in Table 3. As we can see, the overpotential (0.38 V) for tube (5,0) is one of the lowest of all listed candidates, including different carbon-based, metal oxide, and metal materials. Previously, the adsorption of intermediate *OH was confirmed to be energetically unfavorable.32 Hence, various dopants, especially N, have been studied in the graphene matrix, and the potential performance shows that N-doped graphene can also be a promising catalyst for the OER. As such, we considered pyridinic-N-doped tube (5,0) and its fullerene C20 cage, and found that the overpotentials are increased to 0.87 V and 12.4 V for N-doped tube (5,0) and N-doped C20 respectively. This finding is quite different from previous calculations on N-doped graphene. Actually, the N dopants do activate the first water electrolysis and make the first two intermediates (*OH/*O) much more stable on the surface, but also increase the potential demand of the second water hydrolysis and oxygen desorption on our smallest tube and fullerene. Overall, the lower overpotential supports SWCNT (5,0) as a promising catalyst in the OER. To further reduce the overpotential, we suggest reading ref. 45 in which polymer assistance and Stone–Wales defects are used to reduce the overpotential from 0.73 V to 0.38 V at larger diameter (15 nm) carbon nanotubes.
Catalysts | η (V) | |
---|---|---|
Carbon-based | SWCNT (5,0) | 0.38 |
Fullerene C20 | 1.18 | |
SWCNT (100,100)45 | 0.73 | |
N-doped graphene46,47 | 0.41 | |
P-doped graphene47 | 0.49 | |
N,P co-doped graphene47 | 0.39 | |
FeNi@C48 | 0.49 | |
Metal oxides | RuO2 (ref. 49) | 0.37 |
IrO2 (ref. 49) | 0.56 | |
TiO2 (ref. 49) | 1.19 | |
LaMnO3 (ref. 50) | 1.27 | |
LaCuO3 (ref. 50) | 1.27 | |
SrCoO3 (ref. 50) | 0.25 | |
Metal | Pt(111) (ref. 51) | 1.22 |
Eads = Etube-(OH/H)n − (Etube-(OH/H)(n−1) + EH2O) | (5) |
As can be seen in Fig. 5, the adsorption of OH/H in the axial direction is favorable all the way up to 100% coverage. We also reveal that the basal surface of tube (5,0) prefers to have a large amount of functionalization in the axial direction, as the adsorption of the OH/H pair in large numbers (≥50% of the surface) is more stable than if the surface is only sparsely functionalized (≤50% surface adsorption). However, OH/H adsorption on the C atoms of the same penta-atomic ring is only energetically favorable for up to 40% of the surface (i.e. a maximum of 2 C atoms per ring can be functionalized). The 2 adsorption sites in the equatorial direction are located on every other C atom in an alternating fashion, where the symmetry of the structure is still maintained as an oval tube. The adsorption of a third OH/H pair (60% coverage) destabilizes the tube by +1.42 kcal mol−1, as this removes the alternating sequence of adsorption sites. However, the presence of half fullerene at the edges of tube (5,0) allows the adsorption of a third OH/H pair across the equatorial ring section which increases the surface coverage to 60%. On fullerene itself, OH/H can adsorb on each of the 5 atoms that constitute the ring, implying that 100% of the fullerene surface can be active for water dissociation.
Fig. 5 The evolution of H2O adsorption energy at different coverage density on the basal and armchair edge surfaces of SWCNT (5,0), where both edges are capped by half fullerene C20. |
The catalytic ability of tube (5,0) and its fullerene C20 edge has also been studied in the OER. The small overpotential (0.38 V) supports tube (5,0) as the most promising carbon-based catalyst for oxygen evolution. However, the larger overpotential (1.18 V) denies the catalytic ability of fullerene C20, although its surface is highly active in the single water splitting reaction. Further CPMD-based metadynamics simulations show that the activation barrier and solvation effect didn’t change the activity trend of intermediates at T = 298.15 K. Overall, the fullerene C20 is super active in water splitting due to the dangling bonds on the surface, meanwhile, the overpotential is high for further steps, especially desorption of intermediates in the whole OER. The ultrasmall tube (5,0) is an active catalyst in water splitting and potential efficient in the OER.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d2ra06123f |
This journal is © The Royal Society of Chemistry 2022 |