J.
García-Fernández
*a,
S. B.
Kjeldby
a,
L. J.
Zeng
b,
A.
Azarov
a,
A.
Pokle
a,
P. D.
Nguyen
a,
E.
Olsson
b,
L.
Vines
a,
A.
Kuznetsov
*a and
Ø.
Prytz
*a
aDepartment of Physics and Centre for Materials Science and Nanotechnology, University of Oslo, Oslo 0315, Norway. E-mail: j.g.fernandez@smn.uio.no; andrej.kuznetsov@fys.uio.no; oystein.prytz@fys.uio.no
bDepartment of Physics, Chalmers University of Technology, Gothenburg 41296, Sweden
First published on 11th March 2024
Disorder-induced formation of metastable Ga2O3 polymorphs as well as the recovery of the stable state upon annealing attract attention because of the fundamental novelty and rapidly increasing interest in the use of Ga2O3 in practical applications. In this study, double polymorph γ/β-Ga2O3 structures fabricated by the radiation-induced disorder approach were used as a starting point for systematic in situ annealing electron microscopy experiments. We show that, under the conditions of the TEM in situ annealing, double γ/β-Ga2O3 polymorph structures remained stable up to 300 °C, when onsets of the γ-to-β transformation become traceable, leading to a prominent γ- and β-mixture already at 500 °C. Interestingly, the recrystallization of the β-Ga2O3 occurs throughout the whole γ-film and the preferential alignments at the newly emerging γ/β-interfaces are different from that of the initial γ/β-interface formed as a result of the disorder-induced ordering. The alignments of the two polymorphs are maintained as a function of temperature – with a reduction in the volumetric ratio of γ-domains for increasing annealing temperature. Finally, at 1100 °C, γ-Ga2O3 fully transforms into β-Ga2O3, without dominating crystallographic relationships or preferred orientations, indicating that energy barriers are not any longer implied limiting factors, because of a sufficiently high thermal energy supply. Thus, these TEM in situ measurements enable a new level of accuracy for assessing polymorphic transformations in Ga2O3.
The present understanding is that upon the introduction of the lattice disorder by ion implantation, the thermodynamically stable β-Ga2O3 (monoclinic, C2/m20,21) transforms into a metastable spinel γ-Ga2O3 (cubic, Fdm20,21), forming a continuous and homogeneous γ-Ga2O3 layer on top of the β-Ga2O3 wafer; i.e. in the region containing the highest disorder induced by implanted ions and recoils.6–12 In the rest of the paper, we refer to this structure as a “double polymorph γ/β-Ga2O3 structure” and use it as a starting point for systematic in situ annealing experiments with an electron microscope, which is currently missing in the literature. Notably, until the disorder-induced β-to-γ transformation in Ga2O3 was explained,6–12 the interpretations of the annealing experiments of ion implanted β-Ga2O3 samples were carried out in terms of the reduction of the “radiation disorder” in an unchanged lattice – as is conventionally done for other materials. Thus, on top of the missing in situ studies, even ex situ annealing experiments of the ion implanted β-Ga2O3 – until very recently – neglected the aspect of the polymorph reconstruction. Moreover, even though the most recent ex situ studies revealed that γ-Ga2O3 eventually transforms back into thermodynamically stable β-Ga2O3 upon annealing,6,7,22–24 the kinetics of the process have not been clearly articulated. Indeed, apart from the transition temperature uncertainties, there are unresolved – and even previously unasked in literature – questions related e.g. to the nucleation sites of the “recrystallized” β-Ga2O3 as well as to its crystallographic alignment with the “initial” β-Ga2O3 matrix and eventually remaining γ-Ga2O3 inclusions. Another important question is whether the chemistry of the introduced ions affects the transformation upon annealing. The question is not trivial, since it has been shown that the γ-Ga2O3 formation as a result of the β-Ga2O3 disordering occurs independently of the chemical nature of the implanted ions,9,10 because of the prime role of the radiation-induced atomic displacements instead of the chemical effects, at least up to a certain impurity concentration.7,11,12 However, this may not necessarily hold for the transformations in double polymorph γ/β-Ga2O3 structures induced by temperature.
Thus, in the present work, we monitored structural transformations happening in double γ/β-Ga2O3 polymorph structures during annealing performed in situ with an electron microscope using samples fabricated with either Si or Au ion implants. Si implants were selected because of their technological relevance for n-type doping in Ga2O3,25 while Au implants were used for comparison, investigating possible chemical effects at the background of similar levels of the initial lattice disorder in both samples. We show that, under the conditions of the in situ electron microscope annealing, double γ/β-Ga2O3 polymorph structures remained stable up to 300 °C, when onsets of the γ-to-β transformation become traceable, leading to a prominent γ- and β-mixture already at 500 °C. Interestingly, the recrystallization of the β-Ga2O3 occurs throughout the whole γ-film and the preferential alignments of the newly emerging γ/β interfaces is different from that at the initial γ/β interface formed as a result of the disorder-induced ordering. This transformation pattern is maintained as a function of temperature – with a gradually reduced portion of the γ-domains. Finally, at 1100 °C, γ-Ga2O3 fully transforms into β-Ga2O3, without dominating crystallographic relationships or preferred orientations, indicating that energy barriers are not any longer implied as limiting factors because of the sufficiently high thermal energy supply. No apparent trends in the transformations were attributed to the chemical effects of the implanted species. The in situ TEM methodology enabled a new level of accuracy in the assessments of the transformations occurring in double polymorph γ/β-Ga2O3 structures.
Subsequently, TEM lamellas were prepared by focused ion beam (FIB) using a JEOL JIB 4500 and a FEI Versa 3D DualBeam systems operating at 1–30 kV for the electron and Ga-ion beam. Final polishing of the TEM lamellas was done with a low ion beam energy (2 kV) and current (∼20 pA) to minimize the effect of the Ga-ion beam. The crystal wafers were first sputter-coated by carbon (∼20 nm) using a Leica EM ACE600 sputter system. Further ∼2 μm protective layers of C/W were deposited using an e-beam (eW), followed by a Ga-ion beam (iW). High-resolution scanning transmission electron microscopy (HRTEM/STEM) and selected area electron diffraction (SAED) were conducted using a Thermo Fisher Scientific Cs-corrected Titan G2 60–300kV microscope operated at 300kV and equipped with a Gatan GIF Quantum 965 spectrometer. High angle annular dark field (HAADF) and bright field (BF) STEM images were recorded using a probe convergence semi-angle of 23 mrad, a nominal camera length of 60mm, corresponding to an inner and outer collection semi-angle of 100 and 200 mrad for HAADF and 0–22 mrad for BF, respectively. TEM in situ heating experiments (under vacuum) for the Si-implanted sample from RT to 850 °C in steps of 50 °C were done using a Gatan double tilt heating holder (model 652), keeping the sample at the target temperature for 30 minutes in each step. Additionally, we used a Protochips Fusion holder to repeat the same experiments for the Au implanted sample but with improved temperature control, stability, and a higher temperature range from RT to 1100 °C. As an example, Fig. S3 in the ESI† shows a low magnification BF STEM image of the prepared lamella. SAED patterns were acquired at each annealing temperature step during heating. Additional SAED patterns were acquired when cooling to RT to ensure that no crystal structure changes occurred during such cooling steps. All HAADF STEM images were recorded at RT. All the structural models for Ga2O3 polymorphs in this manuscript were displayed using VESTA software.26 In all lattice schematics used in the manuscript, gallium and oxygen atoms are represented in green and red, respectively. Higher color densities, darker green for gallium, are used for indicating higher atomic column density.
There is a stacking similarity between the interplanar distances d(044) = 1.48 Å and d(−111) = 4.83 Å of γ-Ga2O3 with d(−204) = 1.47 Å and d(−201) = 4.82 Å of β-Ga2O3 phases, respectively. Furthermore, Fig. 1(b) and (c) show HAADF STEM images and corresponding fast Fourier transforms (FFT) of γ-Ga2O3 along the [100] zone axis for the Si-implanted sample, and along the [110] zone axis for the Au-implanted sample. Both images show the presence of antiphase boundaries (APB), indicated by red arrows, that are characterized by the displacement vector 1/4〈110〉c in the {100}c planes of the cubic spinel structure. Consequently, Fig. 1(d) shows two schematic representations of the γ-Ga2O3 lattice (viewed along the [100] and [110] directions) including the formation of APBs as a result of the atomic shifts. These schematics are in good agreement with the contrast observed in the HAADF STEM images in Fig. 1(b) and (c). Similar APBs in the γ-Ga2O3 spinel structure have been reported in the literature.8,27–29 Thus, in the initial stage, the samples used in this study are representative examples of the double γ/β-Ga2O3 polymorph structures. No apparent differences were detected in the quality of the γ-Ga2O3 produced either by Si or Au implants. We used both samples in the in situ study to check for possible differences at the annealing stage.
Indeed, Fig. 3 provides an example of such atomic-resolution measurements for samples annealed at 500 °C and 850 °C. Specifically, Fig. 3(a) and (b) depict low and high magnification HAADF STEM images of the Si-implanted sample after heating at 500 °C. In both images, two types of β-Ga2O3 domains can be observed, oriented along the [021] and [01] directions and related to each other by a 90° rotation, marked in blue and red. Importantly, Fig. 3(b) is accompanied by two extra panels, showing the FFTs obtained from the areas marked by red and blue dashed rectangles. These FFTs confirm the presence of remaining γ-Ga2O3 in the [100] orientation and reveal the presence of individual β-Ga2O3 domains exhibiting the [021]/[01] orientations with a 90° rotational relationship as described above. Fig. 3(c) displays a HAADF STEM image of the sample after heating at 850 °C. On the left-hand side in Fig. 3(c), the remaining γ-Ga2O3 is still visible, together with the presence of APBs, identified already in the as-fabricated samples. On the right-hand side of Fig. 3(c), the contrast associated with β-Ga2O3 along the [021] zone axis is clearly observed. Additionally, the presence of APBs between two β-phase regions is visible in Fig. 3(c), as indicated by the red arrow. Thus, Fig. 3(c), in combination with the SAED pattern (Fig. 2(d)), confirms the presence of remaining γ-Ga2O3 upon 850 °C annealing. For clarity, Fig. 3(d) provides a detailed view of the interface between the [100] γ-Ga2O3 (left) and [021] β-Ga2O3 (right) phases, taken from the region marked with a green rectangle in Fig. 3(c), accompanied by schematic representations of both phases. As can be deduced from Fig. 3(d), the γ- to β-polymorph transition proceeds via the stacking of {400} γ-Ga2O3 to {600} β-Ga2O3 planes. We suggest that the newly formed strong spots observed in Fig. 2(b)–(d) correspond to the formation of new β-phase along the [021] direction, while the weaker spots marked with dashed green in Fig. 2(c) and (d) could be a consequence of the presence of domains and extended defects resulting from the recrystallization of the β-Ga2O3 phase, consistently with the literature.30–32 Recently, the presence of four rotational domains of β-Ga2O3 related by a 90° rotation has been reported for β-Ga2O3 grown on top of γ-Ga2O3.33 Thus, in our samples, cubic γ-Ga2O3 may play a similar role, promoting the domains formation.
To control the generic character of the γ- to β-polymorph transition observed in Fig. 2 and 3, we repeated the experiment with the Au-implanted sample. This also allows us to explore the different crystallographic orientation between γ-Ga2O3 and the newly formed β-Ga2O3. Firstly, Fig. S4 in the ESI† shows an HRTEM image and corresponding FFT from different areas after annealing at 300 °C. Upon careful inspection in some of the FFTs, we observe the formation of additional weak spots assigned to β-Ga2O3 inclusions, confirming the γ- to β-polymorph transition starts already ∼300 °C (these inclusions were not observed at 250 °C). Furthermore, Fig. 4(a)–(c) display the SAED patterns of the Au-implanted sample acquired at RT as well as after heating at 500 °C and 700 °C. The SAED pattern acquired at RT can be indexed to the γ-Ga2O3 phase along the [110] zone axis (see the orange indexing in Fig. 4(a)). After heating, additional spots emerge in the SAED pattern marked by red and blue spots in Fig. 4(b). Similar to the Si-implanted sample, these new spots can be indexed as two separate β-Ga2O3 domains, in this case, oriented along the [010] and [00] zone axes. This observation is in full agreement and correlation with the data obtained for the Si-implanted sample acquired from a different zone axis. This is because the angle between [100] and [110] directions in the γ-phase (45°) is similar to that for [021] and [010] directions in the β-phase (43.68°). As shown in the SAED pattern, like in the previous case, there is perfect overlapping between the (004) plane of γ-Ga2O3 with the (600) plane of β-Ga2O3. The HAADF STEM image recorded after heating at 500 °C (Fig. 4(d)) displays the remaining γ-Ga2O3 phase, as well as the newly formed [010] β-Ga2O3 domains in the presence of the stacking faults which have been observed previously in the literature.34 The green and blue squares in Fig. 4(d) show details of the defect associated with the newly formed β-Ga2O3 phase. Finally, Fig. 4(e) shows a representative HAADF STEM image and corresponding FFTs taken at the interface, indicated by a dashed yellow line, between the newly formed β-phase along the [010] zone axis and the original (untransformed) β-phase along the [132] zone axis after heating at 700 °C, confirming that the crystallographic relationship between γ-Ga2O3 and the original β-Ga2O3 is different from the crystallographic relationship between γ-Ga2O3 and the recrystallized β-Ga2O3. Thus, taking into account data in Fig. 2–4, we conclude that the γ- to β-polymorph transition in the double γ/β-polymorph structure fabricated via Si and Au ion implantation occurs in a generic and analogous manner, at least for the dose range and in situ TEM annealing conditions (under vacuum) used in our experiment.
Furthermore, to investigate whether the β-matrix could be recovered with high temperature annealing, we performed in situ heating of the Au-implanted sample up to 1100 °C. Notably, after annealing at 1100 °C, the γ-Ga2O3 has been completely transformed to β-Ga2O3 in other orientations. For example, Fig. 5(a) shows an area of the TEM lamella containing newly formed β-Ga2O3 viewed along the [010] direction. In addition, the corresponding FFT of two domains (blue and red) and the global FFT from the region marked in orange are included as insets. The FFTs obtained from the blue and red areas confirm the presence of two domains of [010] and [00] β-Ga2O3 separated by a twin boundary indicated by the pink dashed line. For clarity, Fig. 5(b) displays a schematic representation of [010] β-Ga2O3 resulting in the twin boundary observed in Fig. 5(a). Similar results were previously observed in β-Ga2O3 domains related by a twin boundary in the literature.31,35,36
Nevertheless, we found that the crystallographic relationship deduced from the SAED patterns in Fig. 4(b) and (c) was no longer maintained. Fig. 5(c) shows a HAADF STEM image of the interface between the original and the newly formed β-Ga2O3, with the interface marked by the dashed yellow line. Here, the original (untransformed) β-Ga2O3 is viewed along the [132] zone axis, while the newly formed β-Ga2O3 is now viewed along the [001] zone axis instead. Additionally, Fig. 5(d) displays a HAADF STEM image of the newly formed β-phase from another area of the lamella at the same tilting angle, oriented in the [011] direction, and revealing the presence of an APB. In both cases, this crystallographic relationship is different from that initially observed for lower annealing temperatures, as in Fig. 4(e) at 700 °C.
Notably, the formation of β-Ga2O3 domains inside the γ-matrix upon ex situ annealing was proposed in the literature too, specifically suggesting that the defects available in the γ-matrix may induce the formation of such β-domains at temperatures below those require for a massive γ-to-β transition.23 This hypothesis is in agreement with our data, where high concentrations of APBs in the γ-Ga2O3 triggers the formation of β-Ga2O3 already at 300 °C. Further on, for the annealing in the range of 900–1100 °C, the remaining γ-Ga2O3 back-transforms to β-Ga2O3 without preferential orientations, indicating that energy barriers are no longer implied as limiting factors because of a high enough thermal energy supplied.
Importantly, the parameters controlling the polymorphism in a macroscopic sample (typically used in the ex situ annealing experiments in the literature8,22) and in a TEM-lamella sized sample (as used in this work) – may be different. Consequently, there could be potential discrepancies between the in situ and ex situ observations. In this sense, J. Wang et al.39 showed experimentally and by first-principles calculations that similar transitions occur in Ga2O3 nanowires. From their results, the calculated surface energy of {600}β is smaller than that of {400}γ. Considering that a TEM-lamella has a higher surface area/volume ratio than a bulk sample, the observed transition in this work could be influenced by the reduction of the surface energy. Moreover, all in situ annealing in the electron microscope was performed in high vacuum, featuring quite different conditions as compared to that in air or gas flow frequently used in the literature for ex situ annealing. In its turn, it is well-known that the differentiation between the oxygen rich or lean conditions may radically change properties of oxides.40 Thus, this factor might be considered while comparing in situ and ex situ observations too. For example, in our previous study of ex situ air annealing of the double polymorph γ/β-Ga2O3 structure fabricated using similar Si ion implantation conditions,22 the subsequent crystallographic relationship between the two phases was different. Moreover, in the present work, we have not detected precipitations correlated with the implants, e.g. in the form of SiOx nanoparticles nor voids, which were also observed during air annealing in our previous work.22 All-in-all, the results in Fig. 1–5, taken in the context of the literature data, confirm the complexity of the processes occurring in the double polymorph γ/β-Ga2O3 structures upon annealing.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3ma01011b |
This journal is © The Royal Society of Chemistry 2024 |