Jorge
Sánchez-Quesada
a,
Carlos
López-Cruz
a,
Abel
de Cózar
bcd,
Ana
Arrieta
b,
Iosune
Arrastia
bc and
Fernando P.
Cossío
*bc
aInternational Flavours & Fragrances IFF Inc., Avda. Felipe Klein 2, Benicarló 12580, Castellón, Spain
bDepartment of Organic Chemistry I, Facultad de Química, Kimika Fakultatea, Universidad del País Vasco, Euskal Herriko Unibertsitatea (UPV/EHU), Manuel de Lardizabal 3, 20018, San Sebastián, Donostia, Spain. E-mail: fp.cossío@ehu.es
cDonostia International Physics Center (DIPC), Manuel de Lardizabal 4, 20018 Donostia, San Sebastián, Spain
dIKERBASQUE, Basque Foundation for Science, Plaza Euskadi 5, 48009, Bilbao, Spain
First published on 31st January 2024
Dehydration of alcohols in the presence of copper(II) sulfate has been analyzed computationally. Density functional theory (DFT) calculations on selected alcohols indicate that this reaction can take place via two possible mechanisms: (a) concerted – although asynchronous – type II dyotropic reactions, or (b) stepwise E1-like processes, in which cleavage of the C–O bond occurs in the first step, followed by syn proton elimination. Our calculations show the relationship between the initial alcohol structure and the preferred mechanism, which is a type II dyotropic reaction for primary alcohols, whereas a stepwise process is the favored one when stable carbocation intermediates are energetically accessible. The dehydration of dehydrolinalool (2,7-dimethyl-6-en-1-yn-3-ol, DHL) to yield different alkenes of interest in the fragrance industry is discussed as a case study of its regiochemistry.
Among all the alkene synthetic methods reported in the literature, one of the most used protocols involves the dehydration of readily accessible alcohols by heating in the presence of an acid catalyst. This method is denoted as hydro-hydroxy-β-elimination and it is usually carried out using concentrated sulfuric or phosphoric acid.1
According to the accepted mechanism of the hydro-hydroxy-β-elimination of alcohols in an acidic environment,2 the first step corresponds to the protonation of a hydroxy moiety to generate an alkyloxonium cation intermediate, which is a better nucleofuge than a hydroxyl anion. This rate-limiting step releases water and the resulting carbenium ion deprotonates to generate a CC double bond. Generally, three different mechanisms are considered depending on whether water loss and deprotonation occur simultaneously (E2) or sequentially (E1 if the first step is water release or E1cB if deprotonation occurs initially).3
The E1 mechanism involves the formation of a carbocation in the rate-determining step; therefore, it is prone to different migration processes. Noteworthily, if more than one β-hydrogen is available, the most substituted trans-alkene is preferentially produced, in line with Saytzeff's rule. The general preference order of the substitution degree of the final alkene is tertiary > secondary > primary, which correlates with the relative stabilities of the corresponding carbenium intermediates.
Another protocol reported in the literature is the pyrolytic syn-elimination of alcohol derivatives. These latter compounds include esters, xanthates (Chugaev's elimination), amine N-oxides (Cope's elimination) or sulfamate ester intermediates (the Burgess dehydration). In these cases, the accepted mechanism involves a cyclic transition state where the two groups (a hydroxyl derivative or an N-oxide and a β-hydrogen atom) leave in a concerted (but not necessarily synchronous) manner. As in the previous cases, this 1,2-elimination reaction usually follows Saytzeff's rule.
A related mechanism that can yield alkenes 2 from alcohols 1via a catalytic type II dyotropic reaction4–7 can be envisaged. This reaction consists of a double group transfer (in our case, a hydrogen atom and a hydroxy group) from the alcohol to a bifunctional catalyst that can be regenerated via a subsequent dehydration (Scheme 1). Given the nature of this catalyst, an alternative E2 mechanism via an antiperiplanar transition structure would be of higher energy. This reaction would be syn-1,2-elimination that does not require the formation of an alcohol derivative. This concerted reaction can evolve in a continuous manner by losing synchronicity towards a stepwise E1-like dehydroxy-dehydro elimination reaction, in which a carbenium hydroxy ionic pair is the key intermediate (Scheme 1).
Scheme 1 Possible 1,2-dehydration of alcohols 1via type II dyotropic and E1-like elimination reactions. The possible substituents in alcohol 1 and alkene 2 are not specified. |
The catalytic dehydration of alcohols in the presence of CuSO4, both in solution8–12 and adsorbed on silica gel,13,14 to yield alkenes is a useful method for the chemical synthesis of alkenes via a formal 1,2-elimination reaction that can be envisaged within the conceptual framework presented in Scheme 1. This procedure requires relatively high temperatures and avoids undesired rearrangements or the preparation of more reactive ester intermediates. Despite its practical and conceptual interest, this reaction has been scarcely described in the literature and no details about the nature of its mechanism have been reported so far.
In 1980, Hoffman and co-workers10 published an outline of the species involved in the catalytic activity of this reaction. The authors explored the reactivity of several alcohols and reported the tertiary ≈ benzylic > allylic > secondary reactivity trend. In view of these results, the authors hypothesized that carbenium ion formation is the key step of the reaction. This proposal was supported by the observation that Saytzeff-type regiochemistry is favoured and trans-olefins are obtained as major stereoisomers. Another remarkable experimental finding is that the addition of small amounts of pyridine to the reaction mixture inhibits the catalytic activity. However, no explanation about the role of copper in the dehydration reaction was provided. Within this context and taking into account our previous studies on dyotropic reactions,15–22 we considered the occurrence of a type II dyotropic reaction in this catalytic dehydration reaction as a starting hypothesis. Of course, depending upon the evolution of synchronicity in these reactions induced by different substituents, a transition from concerted to stepwise mechanisms could be envisaged.
Based on these antecedents and our starting hypothesis, in this paper, we report our results on the mechanism of the dehydration reaction of alcohols catalyzed by monomeric CuSO4. We selected several significant examples in order to gain a better understanding of the regio- and stereochemistry of this reaction. In addition, a relevant case of industrial interest was also studied.
The unrestricted spin approximation (UM06) was used because of the formal doublet character of Cu(II), with a correction of spin contamination to keep 〈S2〉 ≈ 0.75 a.u.
All the stationary points were characterized by harmonic vibrational analysis.32 Local minima showed positive definite Hessians. Fully optimized transition structures (TSs) showed one and only one imaginary frequency associated with nuclear motion along the chemical transformation under study. Reaction paths were checked using Intrinsic Reaction Coordinate (IRC) calculations.33,34
Wiberg bond indexes and Natural Bond Orbital atomic charges were computed within the NBO35 method implemented in Gaussian16. NBO charges on carbon atoms were computed including the charge of hydrogen atoms attached to them. Bond indices36BAB between atoms A and B in the NBO basis were computed according to the Wiberg definition:
(1) |
Synchronicites37,38 Sy were computed as defined in eqn (2):
(2) |
(3) |
In eqn (2), δBav is the average value of δBi for the n chemical bonds being modified along the reaction coordinate, as indicated in eqn (4):
(4) |
Eqn (2)–(4) provide an intuitive estimate of the synchronicity of the reaction, since for a perfectly synchronous process, δBi = δBav for any i = 1, 2…, n and therefore Sy = 1. According to the reaction mechanisms considered in the dehydration reaction catalysed by CuSO4, we considered n = 6 in eqn (2)–(4), as indicated in Scheme 2A, since the remaining bond orders did not vary significantly along the reaction coordinate.
Selectivities were computed using the previously computed Gibbs free activation energies by means of the Eyring equations for the respective elementary steps:
(5) |
Given the complex kinetic profiles (vide infra) of the dehydration reactions studied, both the Curtin–Hammett kinetics,39,40 and numerical integration41 of the respective differential equations were performed, normalizing the concentrations of the different elimination products to 100.
The mechanism denoted as A in Scheme 2 corresponds to the application of the present process of the general type II dyotropic reaction mechanism depicted in Scheme 1. According to this mechanism, the reaction would be concerted with a sole transition structure, denoted as TScon, which connects the reactive complex RC with product-like complex PC. The copper moiety of this latter complex would evolve towards the formation of the corresponding monohydrate complex, with the concomitant release of alkene 2. In subsequent catalytic cycles, the Cu(II) centre could coordinate to one or two molecules of alcohol, depending upon the release of one equivalent of water, which should not affect the nature of the mechanism.
Another possible mechanism, denoted as B in Scheme 2, could consist of a stepwise process in which the complete asynchronicity of mechanism A results in the formation of an ionic pair denoted as INT. This mechanism requires two transition structures, denoted as TS1 and TS2 in Scheme 2. In the first one, the hydroxy group of the starting alcohol 1 is transferred to the metallic centre, thus leaving a carbocationic centre at the former alcohol moiety. The second saddle point TS2 involves the cleavage of the C–H bond contiguous to the cationic centre to yield complex PC, similar to that postulated for mechanism A. In principle, a continuous transition between mechanisms A and B can be expected, depending upon the asynchronicity associated with the saddle point TScon (mechanism A) and the stability of the carbonium part of ionic pair INT (mechanism B).
Computational elucidation of the different mechanisms can be determined by numerical integration of the kinetic equations obtained using the kinetic constants associated with the respective elementary steps as indicated in eqn (5). Assuming a downhill and irreversible evolution of product complexes PC to alkenes 2, the reaction rates can be approximated as
(6) |
(7) |
In both cases, the evolution of the starting reaction complexes corresponding to the different mechanisms is described by the kinetics of matrix Y that includes the reaction intermediates and reactive complexes:
(8) |
In eqn (8), matrix K contains the appropriate kinetic constants, calculated by means of eqn (5).
The concentration [Pi] of product Pi with respect to the total ensemble of products was calculated according to eqn (9):
(9) |
We carried out our computational study by analyzing a set of alcohols with different degrees of substitution, which are gathered in Scheme 3. Ethanol (1a), cyclohexanol (1b), 1-phenylethan-1-ol (1c) and 2-phenylpropan-2-ol (1d) do not pose regiochemical issues, since these alcohols can only yield ethene (2a), cyclohexene (2b), styrene (2c) and 1-methyl styrene (2d) as unsubstituted, monosubstituted and disubstituted alkenes. Instead, 2-hexanol (1e) can yield two regioisomers that can be classified as Saytzeff 2e(Sz) and anti-Saytzeff 2e(aS) trisubstituted and disubstituted alkenes, respectively. Finally, the dehydration of dehydrolinalool (1f) was studied. This alcohol is of great interest in the flavour and fragrance industry43 and can yield two Saytzeff stereoisomers, denoted as (E)-2f(Sz) and (Z)-2f(Sz) in Scheme 3, and one anti-Saytzeff alkene, denoted as 2f(aS). This latter compound is a key intermediate in the synthesis of Galbascone or Dynascone (1-(5,5-dimethylcyclohexen-1-yl)pent-4-en-1-one), a synthetic fragrance of great industrial interest.44 The computed Gibbs free energy reaction profiles and the main geometrical features of the transition structures for the dehydration of 1a–f were collected and are shown in Fig. 1–10. Free energies were computed at 25 °C (298.15 K) and 150 °C (423.15 K), since the reported experimental studies were conducted at temperatures ranging from 120 °C to 150 °C.
Fig. 1 Reaction profile and the main geometrical features of the transition structure associated with the elimination reaction of alcohol 1a catalyzed by CuSO4 computed at the UTPSS-D3BJ/(PCM)/6-31G(d,p)&LanL2dz//UM06(PCM)/6-31G(d,p)&LanL2dz level of theory. Relative Gibbs energies, in kcal mol−1, were computed at 298.15 K and 423.15 K (values between brackets). Synchronicities were calculated using eqn 2. Distances are in Å. Relevant NBO charges are also included. |
Fig. 2 Correlation NBO diagram for the transformation of reactive complex RCa into PCaviaTScona. The blue curved arrows show the electronic motion along the reaction coordinate. |
Fig. 3 Reaction profile and the main geometrical features of the transition structure associated with the elimination reaction of alcohol 1b catalyzed by CuSO4. See the caption of Fig. 1 for more details. |
Fig. 4 Reaction profile and the main geometrical features of the transition structure associated with the elimination reaction of alcohol 1c catalyzed by CuSO4. The kinetic constants associated with each elementary step are also indicated. See the caption of Fig. 1 for more details. |
Fig. 5 Reaction profile and the main geometrical features of the transition structure associated with the elimination reaction of alcohol 1d catalyzed by CuSO4. See the caption of Fig. 1 for more details. |
Fig. 6 Computed Saytzeff (Sz) and anti-Saytzeff (aS) reaction profiles associated with possible elimination reactions of hexan-2-ol (1e) catalyzed by CuSO4. See the caption of Fig. 1 for further details. Selected kinetic constants for elementary steps are also given (see eqn (12)–(15)). |
Fig. 7 Chief geometrical features of Saytzeff (Sz) and anti-Saytzeff (aS) transition structures associated with possible elimination reactions of hexan-2-ol (1e) catalyzed by CuSO4. See the caption of Fig. 1 for more details. |
Fig. 8 Numerical simulation of the calculated regio- and stereochemistry associated with the dehydration reaction of hexan-2-ol (1e) and dehydrolinalool (1f) catalyzed by CuSO4. |
Fig. 9 Computed reaction profile and the main geometrical features of the transition structure associated with all possible elimination reactions of dehydrolinalool (1f) catalyzed by CuSO4. See the caption of Fig. 1 for more details. |
Fig. 10 Chief geometrical features of Saytzeff (Sz) and anti-Saytzeff (aS) transition structures associated with possible elimination reactions of hexan-2-ol (1e) catalyzed by CuSO4. See the caption of Fig. 1 for more details. |
Alternative reaction mechanisms, in which copper(II) complexes act as Brønsted acids, i.e., ethanol (1a) protonation as the initial step of the elimination process, were also evaluated. Our results show that this latter process is endergonic (see the ESI†). Therefore, this mechanistic hypothesis was not further investigated.
A correlation diagram of the localized NBOs of RCa, TScona and PCa permitted us to analyze this parent reaction, thus gaining a better understanding of the nature of the electronic changes along the reaction coordinate associated with this type II dyotropic transfer reaction. Firstly, we observed that the d-AOs of Cu(II) are not involved in the reaction, since they remain essentially unaffected. Secondly, it was concluded that the C(b)–H bond is transformed into a σ(O–H) localized MO and the π(CC) double bond, whereas one σ(CuO) localized MO becomes a lone pair centered at one oxygen atom. Instead, the initial σ(C–O) bond evolves towards a localized lone pair centered on the oxygen of the new hydroxyl group bound to copper(II). The whole ensemble of NBOs shows electronic circulation along the cyclic transition structure. This analysis also shows a strong destabilization in TScona and the endergonic character of this elementary step, fully compatible with the high activation energy associated with this reaction, which precludes its use in practical transformations. A lesser contribution of the term associated with the highly energetic cleavage of the localized σ(C–H) orbital should result in a stepwise process with a lower activation energy. Likewise, a more substituted carbon atom linked to the hydroxy group would result in a lower NBO σ(C–O) → Lp‡(O) transition, associated with a lower activation energy and a stepwise mechanism.
In the case of cyclohexanol (1b), our calculations show that the dehydration process corresponds to a stepwise mechanism, in which the initial C–O bond breaking process (TS1b) leads to the formation of a highly unstable ionic pair INTb, and the alcohol moiety is transformed into a secondary carbocation intermediate. Evaluation of the ion pair dissociation energy shows that INTb is a stable enough intermediate, whose dissociation energy is of ca. 15 kcal mol−1 (see the ESI†). Therefore, E1 elimination without the participation of Cu(II) sulphate in the C–H dehydro step was not considered. In this case, the secondary carbenium centre is stable enough to favor the dehydroxy-dehydro stepwise elimination instead of the dyotropic process. Once the development of the positive charge on the carbon atom proceeds, the potential energy surface is almost flat, and INTb evolves into cyclohexene through saddle point TS2bvia an essentially barrierless process. Noteworthily, in this latter transition structure, the C(b) charge is higher than the one of C(a) due to the electron density transfer from the C–H breaking bond. The computed activation barrier corresponding to the rate-limiting step is ca. 4 kcal mol−1 lower than the one computed for ethanol 1a, a result in line with the reactivity trend described experimentally. In addition, as in the previous case, the transformation of the product complex onto hydrated copper(II) sulfate is also required to make the reaction exergonic.
Our calculations show that the dehydration reaction obtained for 1-phenylethan-1ol (1c) is compatible with both mechanisms (Fig. 4). This result was surprising because it is known that benzylic carbocations are more stable than other secondary carbocations (such as INTb) due to the charge delocalization (resonance) of the benzylic moiety. Therefore, a priori, a stepwise mechanism analogous to cyclohexanol (1b) would be expected. However, careful inspection of TSconc shows the existence of a stabilizing interaction between the inner (denoted as in in Fig. 4) phenyl group and the copper(II) atom that favors the existence of the concerted dyotropic transition structure. In TSconc, the breaking of the C–O bond is more developed than that of the C–H one as reflected by the C–O bond distance of 3.29 Å, where the charge on C(a) is also delocalized in the phenyl ring. This concerted saddle point is less synchronous than the parent congener TScona (Sy = 0.78, see Fig. 4). However, when the phenyl group is in an outer orientation with respect to the Cu(II) centre, the stabilizing interaction observed in TSconc is not present and the mechanism turns out to be stepwise (Fig. 4). In this latter case, the rate-limiting step takes place viaTS1c and leads to the ionic pair INTc. From this intermediate, the product complex PCc is formed viaTS2c, with an activation energy of ca. 6 kcal mol−1 at 150 °C. The energies of TSconc and TS1c are quite similar, with the concerted saddle point being ca. 2 kcal mol−1 more energetic than its first stepwise congener. However, the stepwise mechanism requires an additional energy barrier to yield alkene 2c. In order to quantify the relative participation of both mechanisms, we applied eqn (6)–(8), in which the matrix of intermediates Yc is:
(10) |
(11) |
In eqn (11), the kinetic constants are defined in Fig. 4. Using the values obtained from the respective activation energies, we obtained a dyotropic:stepwise ratio of 70:30. Therefore, in the 1c→2c dehydration reaction, the type II dyotropic reaction is the major contributor to the two-component mechanism shown in Fig. 4.
Copper(II) sulfate-catalyzed dehydration of 2-phenylpropan-2-ol (1d) follows a stepwise mechanism, in which resonance-stabilized carbocation intermediate INT1d is formed after the C–O bond breaking step. In the rate-limiting step, the long C–O critical distance of TS1d is compatible with the late character of this saddle point, in which the C–O bond breaking process is quite advanced and associated with an activation barrier of 24 kcal mol−1 with respect to RCd. In addition, the positive charge in C(a) is clearly developed. In contrast to the 1b case, the activation barrier associated with the second step is not negligible (5–6 kcal mol−1). Remarkably, the energy required for this process is lower than the activation barriers associated with the dehydration of 1a or 1b and 1c, in agreement with the tertiary > secondary > primary alcohol reactivity trend reported experimentally.
(12) |
(13) |
Now, the corresponding matrix Ye is:
(14) |
(15) |
The solution of eqn (8) and (12)–(15) by numerical integration yields the kinetic profiles gathered in Fig. 8A. According to our results, the Saytzeff:anti-Saytzeff ratio is 85:15, in qualitative agreement with the experimentally observed 65:35 and in line with the observations of Hofmann about the Saytzeff regioselectivity.10
All our attempts to locate a transition structure connecting INTe(Sz) and INTe(aS) met with no success. This result suggests that the potential energy surface is very complex in this region of the reaction coordinate or that both intermediates can equilibrate before the second transition structures TS2e(Sz) and TS2e(aS) despite the fact that our IRC analysis connected these saddle points with the corresponding intermediates. In any case, when we performed Curtin–Hammett simulations that eliminated the effect of these intermediates, we obtained a 2e(Sz):2e(aS) ratio of 84:16, which is virtually identical to the value obtained after numerical simulation.
Finally, the dehydration of dehydrolinalool (1f) was analyzed. The reaction profiles and the main geometrical features of the respective transition structures are shown in Fig. 9 and 10, respectively. In this reaction, there are three C–H bonds at the alpha position with respect to the OH group. Therefore, we analyzed the energetic profiles associated with the generation of two highly substituted (Saytzeff) alkenes (Z)-2f(Sz) and (Z)-2f(Sz) and one less substituted (anti-Saytzeff) alkene 2f(aS). As expected, in all cases, the reaction is a stepwise elimination, in which a stable propargyl–tertiary carbocation intermediate is generated after the initial C–O bond cleavage. The computed activation barriers associated with the step are in the range of 27–29 kcal mol−1, with small energy variations between the transition structures depending on the C–H⋯Cu interaction considered. As indicated above, those differences cannot be directly related to the final regioselectivity, since ionic pairs INTf and transition structures TS2f, associated with the H-elimination, play a significant role. As in the preceding case, we estimated the formation of alkenes 3f in terms of the respective product complexes PCf:
(16) |
(17) |
(18) |
The corresponding intermediate matrix Yf includes the equilibrated reactive complexes RCf and the ionic intermediates INTf:
(19) |
Matrix Kf, which includes the kinetic constants indicated in Fig. 9, is as follows:
(20) |
Following the above-described procedure and using eqn (16)–(20), we obtained the kinetic profile shown in Fig. 8B. According to our results, the calculated (E)-2f(Sz):(Z)-2f(Sz):2f(aS) ratio is 51:28:21, which corresponds to a Saytzeff:anti-Saytzeff ratio of 79:21, which is in excellent agreement with the 80:20 ratio reported by Hoffman et al.10 Also in this case, we did not find transition structures among (E)-INf(Sz), INTf(aS) and (Z)-INTf(Sz). Following the same considerations indicated for the previous transformation, we tested the distribution of isomers applying the Curtin–Hammett kinetics and found a ratio of 68:18:14, which is in lower agreement with the experimental data (see Fig. 8B).10
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3ob02052e |
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