Fernando Mendizabal*a,
María Luisa Ceron*b,
Dina Laraa and
Sebastián Miranda-Rojas*cd
aDepartamento de Química, Facultad de Ciencias, Universidad de Chile, Casilla 653, Santiago, Chile. E-mail: hagua@uchile.cl
bFacultad de Ingeniería, Universidad Finis Terrae, Av. Pedro de Valdivia 1509, Providencia, Santiago, Chile. E-mail: lceron@uft.cl
cDepartamento de Ciencias Químicas, Facultad de Ciencias Exactas, Universidad Andrés Bello, Avenida República 275, Santiago, Chile. E-mail: sebastian.miranda@unab.cl
dUniversidad Andrés Bello, Centro de Química Teórica & Computacional (CQT&C), Facultad de Ciencias Exactas, Departamento de Ciencias Químicas, Avenida República 275, 8370146, Santiago de Chile, Chile
First published on 13th February 2024
The electronic structure, spectroscopic properties, and solid state chemistry of monomer and dimers of [AuPh(CNPh)] complex were studied at post-Hartree–Fock (MP2, SCS-MP2, and CC2) and density functional theory levels. The absorption spectra of these complexes were calculated using single excitation time-dependent (TD) methods at DFT, CC2, and SCS-CC2 levels. The influences of the bulk are accounted for at the PBE-D3 level, incorporating dispersion effects. The calculated values agree with the experimental range, where absorption and emission energies reproduce experimental trends with large Stokes shifts. The aurophilic interaction is identified as a key factor influencing the spectroscopic and structural properties of these complexes. The intermetallic interactions were found as the main factor responsible for MMCT electronic transitions in the models studied.
This phenomenon is known as “aurophilic interaction”.31–41 These closed-shell interactions are estimated to be energetically similar to hydrogen bonds (7–20 kJ mol−1) in the case of gold(I).42–45 The aurophilic interaction has been experimentally determined via solid-state X-ray diffraction23–26 and NMR/absorption/emission/Raman spectroscopic measurements.27,28 From a theoretical point of view, gold interactions can be understood as the contribution of two terms to the equilibrium distance: dispersion and ionic interactions.31–41 The relativistic effects contribute around 20% to the energy of interaction at the MP2 level.32 However, in recent years, some researchers have proposed that the aurophilic interaction is driven by the balance between strong Pauli repulsion at close range46–48 and orbital interaction among metallic centers. These studies also demonstrated the relevance of the dispersion term in the attractive interaction obtained in the gold–gold equilibrium distance, which is recovered in the electronic correlation. It has been stated that all dispersion forces are due to electronic correlation effects but that the electronic correlation contribution is not necessarily dispersion forces.49 Additionally, it should be considered that same complexes have electrostatic interaction via a dipole–dipole term that dominates at the equilibrium Au–Au distance calculated from the sum of induction and dispersion terms.50,51 The experimental results in many studies are explained by theoretical models described at the post-Hartree–Fock (MP2, spin-component-scaled (SCS)-MP2, CCSD(T)) and density functional theory (DFT) levels with dispersion correction.52 In the case of more extensive systems, the DFT method is usually preferred because of its better performance, although sacrificing accuracy.53
The aurophilic interactions have been evidenced by absorption and emission behavior in several complexes where these interactions are present.16–20 The photophysical properties of gold complexes undergo significant changes when Au–Au interactions are established.21–26 Understanding these systems comes from calculating intermolecular interaction energies and determining how these lead to structures and patterns that result in specific optical properties. Thus, it is possible to rationalize the relationship between the structure and optical properties of gold complexes. In this context, the observation of absorption/luminescence has been tied to the presence of close Au–Au contacts in solid and solution.14–26 An interesting situation occurs with solid-state luminescence when the material is subject to external influences, such as light, thermal, mechanical, and chemical.54,55 The crystal can give rise to drastic differences in luminescence responses. One of these phenomena is known as mechanochromism. Ito and co-workers reported phenyl(phenylisocyanide)gold(I) ((C6H5)Au(CN–C6H5)) described as PhAuCNPh, which exhibits two polymorphic structures.56–58 Rapid recrystallization of the complex gave a triclinic structure (polymorph Ib) without Au–Au contacts. Meanwhile, slow evaporation of the complex gave a tetragonal polymorph (IIy) featuring Au–Au interactions of 318 pm. Mechanical stimulus resulted in a single-crystal-to-single-crystal (SCSC) phase transformation with changes in the photoluminescence, i.e., blue to yellow-green, due to aurophilic interactions and C–H/π in the tetragonal complex. The excitation and emission spectra for polymorph complexes IIy and Ib are very different. The excitation spectrum is observed at 432 nm (2.9 eV) in IIy and 315 (4.0 eV) in Ib. The emission spectrum is observed at 567 nm (2.2 eV) in IIy and 490 nm (2.5 eV) and 460 nm (2.7 eV) in Ib. See Scheme 1.
Scheme 1 Experimental excitation and emission spectra of IIy and Ib complexes.56–58 |
Ito and co-workers59 performed time-dependent density functional theory (TDDFT) calculations based on B3LYP using models from the tetrameric experimental structures of Ib and IIy. The results for Ib showed an excitation with metal–ligand-to-ligand charge transfer (MLLCT) character, with singlet–singlet transitions at 326, 354, 356, and 387 nm. The calculated electronic spectrum was consistent with experimental excitation peaks from 320 nm to 380 nm with an edge of 400 nm. Conversely, calculations with IIy showed an electronic spectrum with a metal–metal to ligand charge transfer (MML) facilitated by the short Au–Au distance. The main electronic transition is found at 409 nm, corresponding to HOMO → LUMO and HOMO−1 →LUMO+1. This transition can be attributed to the antibonding sigma orbital σ* (gold dz2) to isocyanide π* transition. Moreover, Ito, Sakaki, and co-workers59 used the same tetrameric model with quantum mechanics (QM)/molecular mechanics (MM) calculations to study ground-state structures and absorption and emission spectra at the TD-DFT B3LYP-D3 level. They used (Ph)Au(CNPh) 1 with a gold(I) isocyanide complex that formed two different polymorphic crystals Ib and Iy, analogous to Ib and IIy described above. The QM/MM calculations showed that the polymorph Iy was more stable than Ib, which agrees with experimental findings. The results show that LLCT is the lowest-energy excitation state in absorption. The π–π* local state on the CNPh moiety is the lowest-energy triplet state in the emission by Ib models. In contrast, in Iy model, the MMLCT state is the lowest-energy excitation absorption and emission state. The differences in the optical behavior between two optimized structures arise from changes in the Au–Au distance, which is shorter in Iy than in Ib.
Gold complexes have provided the opportunity to understand excited states covering broad emission colors.56–59 Control of supramolecular chemistry systems of functional metal complexes is essential to determine the charge transport and optical properties.9 Herein, we focused on establishing the relationship between aurophilic interaction and experimental geometries using models of [PhAuCNPh]2 complexes. Moreover, our second aim was to study geometrical and optical properties at post-Hartree–Fock (CC2 and SCS-CC2) and density functional theory (PBE, TPSS, and B3LYP) levels on simplified models of the two types of complexes described above: Ib and IIy. The light-absorption processes in complexes were studied using time-dependent density functional theory (TDDFT) calculations and by performing ab initio correlated calculations at the approximate spin-component-scaled approximation second-order coupled cluster (SCS-CC2). Finally, we performed calculations based on solid-state chemistry using PBE functionals to evaluate the effect of bulk on aurophilic interactions.
The calculations were carried out using Turbomole 7.0 (ref. 67) and Gaussian16 (ref. 68) program packages. We used the Turbomole program to obtain optical properties, while the Gaussian program was used to obtain equilibrium geometries and electronic properties. The 19 valence electrons (VE) of the Au quasi-relativistic (QR) pseudo-potential (PP) of Andrae69 were employed. We used 2f-type polarization and diffuse functions on gold (αf = 0.20, 1.19). Furthermore, C and N atoms were treated through PPs, using double-zeta basis sets with the addition of two d-type polarization functions.70 A double-zeta basis set plus two p-type polarization functions were used for the H atom.71
Single-point calculations of equilibrium geometries were used to study excitation spectra by PBE, TPSS, and B3LYP. The excitation energy was obtained using the time-dependent perturbation theory approach (TD),72 which is based on the random-phase approximation (RPA) method.73 The TD calculations do not evaluate the spin–orbit splitting, and values are averaged in metallic atoms described by pseudo-potentials. Moreover, excitation energies and oscillator strengths are calculated at the approximate second-order coupled cluster (CC2) and spin-component-scaled approximation (SCS-CC2)74,75 levels. We used the equilibrium distance (Re) estimated at MP2 and SCS-MP2 levels to calculate excitation spectra at CC2 and SCS-CC2. The SCS-MP2 methodology is an accurate and efficient tool for incorporating electronic correlation to study models at a low computational cost.76 This method involves the Laplace transformation (LT) algorithm and reduced-virtual-space (RVS) approximation. The RVS cutoff threshold was 60 eV.77
The optPBE functional78,79 was used for all calculations implemented in the VASP code.80–82 For gold, oxygen, carbon, and nitrogen atoms, electron configurations [Xe] 4f145d106s1, [He] 2s22p4, [He] 2s22p2, and [He] 2s22p3 were used, respectively, and their core electrons were kept frozen and replaced by PAW-generated pseudopotentials.83,84 The valence electrons were described with plane wave basis with a cutoff of 425 eV. The methodology was tested for the bulk of [AuPh(CNPh)]2 IIy (2′) and [AuPh(CNPh)]2 Ib (3′) structures using crystallographic data obtained from experimental X-ray data by Ito et al.56 To optimize both systems in this study, the primitive cell for system 2′ was considered. This cell was identified as rhombohedral and contains 200 atoms, with dimensions a = 15.68 Å, b = 15.68 Å, c = 15.68 Å, α = 129.4, β = 129.4, and γ = 74.4. Conversely, for system 3′, it was found to be triclinic, and the unit cell contains 50 atoms with dimensions a = 6.02 Å, b = 9.07 Å, c = 11.45 Å, α = 102.2, β = 101.5, and γ = 102.4. The band structure and density of states were obtained using the VASPKIT85 routine available in the VASP program. To generate LDOS plots, it was necessary to use the DOSCAR file, which is an output file that uses the keyword LORBIT = 11 in the input file (INCAR). Subsequently, through integration with the total number of electrons for each system, it is possible to identify the Fermi level, corresponding to the energy of the highest occupied level in a system.
Model | Method | Au–Au | C–H/π | ΔEInt |
---|---|---|---|---|
[AuPh(CNPh)]2 IIy | MP2 | 305.2 | 375.9 | −8.1 |
SCS-MP2 | 325.6 | 392.7 | −4.6 | |
B3LYP-D3(BJ) | 299.1 | 375.9 | −11.7 | |
PBE-D3(BJ) | 300.6 | 375.9 | −7.2 | |
TPSS-D3(BJ) | 298.9 | 375.9 | −9.2 | |
[AuPh(CNPh)]2 Ib | MP2 | 514.2 | 299.4 | −5.9 |
SCS-MP2 | 526.6 | 311.7 | −4.4 | |
B3LYP-D3(BJ) | 511.8 | 299.4 | −6.9 | |
PBE-D3(BJ) | 512.5 | 299.4 | −6.1 | |
TPSS-D3(BJ) | 512.4 | 299.4 | −6.5 | |
Model Iy59 | B3LYP-D3 | 317.7 | −11.4 | |
Model Ib59 | B3LYP-D3 | 573.3 | −6.2 | |
[AuPh(CNPh)]2 IIy | Exp.56 | 317.7 | ||
[AuPh(CNPh)]2 Ib | Exp.56 | 573.3 |
Previous theoretical models,59 Ib, and Iy use experimental geometry and perform calculations at the B3LYP (MM/QC) level. The magnitudes of interaction energies are in the same range as the models proposed in this study. The only difference between results reported here and previous ones is that they optimized the geometries of proposed dimers, and a model with two units was sufficient to obtain comparable results to experimental ones.
System | Method | λcalc/nm | fa | Contributionb | Transition type |
---|---|---|---|---|---|
a Oscillator strength.b Values are |coeff.|2 × 100. | |||||
[AuPh(CNPh)] | CC2 | 288 | 0.6829 | 43a → 44a (83) | |
SCS-CC2 | 245 | 0.7011 | 43a → 44a (82) | ||
B3LYP | 273 | 0.3881 | 43a → 47a (70) | ||
PBE | 274 | 0.3702 | 43a → 47a (70) | ||
TPSS | 269 | 0.3828 | 43a → 47a (70) | ||
[AuPh(CNPh)]2 IIy | CC2 | 378 | 0.1387 | 86a → 87a (44) | |
84a → 87a (19) | |||||
SCS-CC2 | 320 | 0.1655 | 86a → 87a (30) | ||
82a → 87a (26) | |||||
B3LYP | 460 | 0.1066 | 84a → 88a (50) | ||
83a → 87a (26) | |||||
PBE | 459 | 0.1015 | 84a → 88a (49) | ||
83a → 87a (32) | |||||
TPSS | 445 | 0.1049 | 84a → 88a (50) | ||
83a → 87a (30) | |||||
[AuPh(CNPh)]2 Ib | CC2 | 255 | 0.7984 | 85a → 90a (26) | |
85a → 92a (25) | |||||
86a → 90a (17) | |||||
SCS-CC2 | 244 | 0.7906 | 85a → 90a (27) | ||
85a → 92a (26) | |||||
86a → 90a (15) | |||||
B3LYP | 329 | 0.2766 | 85a → 91a (32) | ||
85a → 92a (32) | |||||
PBE | 329 | 0.2572 | 85a → 92a (34) | ||
85a → 91a (30) | |||||
TPSS | 321 | 0.2304 | 85a → 92a (27) | ||
85a → 91a (23) | |||||
Model Iy | B3LYP | 387/399 | |||
Model Ib | B3LYP | 276/302/335 | |||
[AuPh(CNPh)]2 IIy | Exp.56 | 432 | |||
[AuPh(CNPh)]2 IIy | Exp.56 | 390 | |||
Ground | |||||
[AuPh(CNPh)]2 Ib | Exp.56 | 315 |
The discussion of the properties of excited states is focused on principal transitions obtained from theoretical calculations. The optical properties of monomer 1 are shown in the ESI.† Table 2 shows that the same main electronic transition MLML charge transfer is obtained between PhCN, Ph, and gold orbital ligands with an antibonding component for all calculation methods used. The magnitude of the electronic transition is between 288 nm and 245 nm. The optical properties change when we analyze dimeric models. An apparent intermolecular interaction effect changes the location and type of electronic transition. The simulated spectra of models IIy (2) and Ib (3) are shown in Fig. 3 at CC2 and B3LYP levels. The results obtained with other methods were very similar. The most important molecular orbitals necessary to describe the nature of electronic transitions are shown in Fig. 4 and 5.
The experimental spectra of solid-state gold complexes showed a characteristic band at 432 nm for IIy and at 315 nm for Ib. TDDFT calculations with dimer models provided absorption bands in the same range concerning the experimental spectrum. The details about electronic transitions and their respective orbital contributions are listed in Table 2. Each calculated spectrum showed a principal transition that depended on the model type. [AuPh(CNPh)]2 IIy (2) was close to the experimental value at DFT levels: B3LYP is 460 nm, PBE is 459 nm, and TPSS is 445 nm. However, for CC2 and SCS-CC2, their main bands are at 378 nm and 320 nm, respectively. The difference with DFT may be because, in CC2 and SCS-CC2 calculations, occupied and empty orbitals are more separated than in DFT. This is associated with higher energy electronic transitions. Iy model describes two main bands at 399 nm and 387 nm at B3LYP.59 This difference with the results of this work may be because model Iy only partially optimizes the geometry.
In contrast, this situation is repeated for the [AuPh(CNPh)]2 Ib (3) model. The principal band at B3LYP is 239 nm, PBE is 329 nm, and TPSS is 321 nm, very close to the experimental band at 315 nm. It is found that at CC2 and SCS-CC2 the main band is overestimated. Regarding the previously published theoretical model Ib, the values of its main band are at 302 nm and 335 nm at the B3LYP level. In this model, there is more coincidence between both studies.
Model IIy (2) has one principal transition at CC2 and B3LYP levels attributed to a metal ligand-to-metal–ligand charge transfer (MMCT), mainly centered among gold atoms, Ph, and CNPh from antibonding to bonding orbitals. The active molecular orbitals in the electronic transition are shown in Fig. 4. Conversely, model Ib (3) shows transitions generated between ligands with a low gold contribution. The active molecular orbitals in the electronic transition are shown in Fig. 5.
Model | Method | Au–Au (S0) | Au–Au (S1) | Au–Au (T1) | S1 → S0 eV (nm) | T1 → S0 eV (nm) |
---|---|---|---|---|---|---|
a [AuPh(CNPh)]n IIy emission band 2.19 eV (567 nm).56b [AuPh(CNPh)]n Ib emission bands 2.53 eV (490 nm), 2.72 eV (460 nm).56 | ||||||
[AuPh(CNPh)]2 IIy | B3LYP-D3 | 300.6 | 273.1 | 279.3 | 1.86 (667) | 2.15 (576) |
PBE-D3 | 300.6 | 275.6 | 280.6 | 1.83 (677) | 2.14 (579) | |
TPSS-D3 | 298.9 | 271.7 | 278.3 | 1.89 (655) | 2.17 (572) | |
Exp.a | ||||||
[AuPh(CNPh)]2 Ib | B3LYP-D3 | 512.0 | 506.0 | 503.4 | 3.02 (407) | 3.03 (409) |
PBE-D3 | 512.5 | 507.4 | 503.9 | 3.13 (396) | 3.03 (409) | |
TPSS-D3 | 512.4 | 507.4 | 503.9 | 3.13 (396) | 3.12 (398) | |
Exp.b |
For dimer IIy, S1 → S0 and T1 → S0 emission energies are very close among the three methods. The magnitude of the emission band T1 → S0 reproduces that of the experimental band at 2.19 eV (567 nm). This would confirm that the photophysical process involves a spin change. The same analysis for the Ib model is more difficult since the emission cannot be seen because magnitudes are very similar between T1 → S0 and S1 → S0. Both emission bands have magnitudes similar to that of the experimental emission band (2.53 eV and 2.72 eV). The results of the two models generate quantitatively better results than those proposed through the QC/MM of Ito and co-authors.59 For models Iy and Ib, they obtained transitions between 2.30 eV (539 nm) and 2.37 eV (523 nm) and 3.10 eV (399 nm) and 2.70 eV (459 nm), respectively.
Fig. 4 Most important active molecular orbitals in the electronic transition of [AuPh(CNPh)]2 IIy (2) at CC2 and B3LYP levels. |
Fig. 5 Most important active molecular orbitals in the electronic transition of [AuPh(CNPh)]2 Ib (3) at CC2 and B3LYP levels. |
The analysis of optical and electronic properties, band gaps, and band structures offers a comprehensive insight into the relationship between aurophilic interaction and electronic behaviour of these systems. The solid states analysis confirms that the proximity of gold atoms in the IIy system facilitates electron movement, with a smaller band gap, thus this system exhibits a more conductive behaviour. Overall, these results confirm the significance of aurophilic interactions in the properties of gold complexes and demonstrate the utility of advanced theoretical approaches in understanding and predicting the properties of these systems. Previous theoretical models with MM/QM methodology complement the results presented in this work. Finally, the significant contributions of this manuscript are the understanding of the coordination chemistry and physics of excited states in gold complexes, opening new perspectives for the manipulation and application of these materials in nanotechnology and optoelectronics.
Footnote |
† Electronic supplementary information (ESI) available: Fig. S1 shows the electronic spectra at CC2 and B3LYP levels calculated for [PhAuCNPh] model 1. Fig. S2 shows the most important active molecular orbitals in the electronic transition of [AuPh(CNPh)] (1) at CC2 and B3LYP levels. See DOI: https://doi.org/10.1039/d3ra08935e |
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