Izotz
Amundarain
*a,
Sheila
López-Montenegro
b,
Asier
Asueta
a,
Sixto
Arnaiz
a and
Beñat
Pereda-Ayo
b
aGAIKER Technology Centre, Basque Research and Technology Alliance (BRTA), Parque Tecnológico de Bizkaia, Edificio 202, 48170 Zamudio, Spain. E-mail: amundarain@gaiker.es
bDepartment of Chemical Engineering, University of the Basque Country (UPV/EHU), Barrio Sarriena s/n, 48940 Leioa, Spain
First published on 18th December 2024
The current work reports a novel and effective solvolysis process for the treatment of complex poly(ethylene terephthalate) (PET) waste using neopentyl glycol (NPG) as a depolymerization agent, which to date has not been studied much for chemical recycling. Different complex PET waste samples (multilayers and textiles) were conditioned for glycolysis in the presence of NPG and zinc acetate as a catalyst. The reaction parameters, including temperature and NPG/PET molar ratios, were optimized to maximize the yield of the bis-(hydroxy neopentyl) terephthalate (BHNT) monomer. The reaction progress was gravimetrically determined, and the resulting BHNT monomers were characterized by means of various techniques (FTIR, DSC, and NMR). A novel purification step with active carbon was developed in order to remove dyes and other impurities present in the raw products. The results indicated that an NPG/PET molar ratio of 6:
1 and a reaction temperature of 200 °C were optimal for achieving high PET conversion and raw BHNT yield. The purification process successfully enhanced the purity of BHNT, increasing the presence of the monomer in the purified samples from 60% to 95% in mol and reducing the oligomer and by-product content. The obtained products have the potential to replace fossil-based NPG in the synthesis of resins or coatings.
In recent years, one of the most widely used recyclable polymers has been poly(ethylene terephthalate) (PET) due to its excellent properties such as lightweight, transparency and high mechanical strength.9 PET is a long-chain polymer belonging to the polyester family and is widely used in packaging applications, including sheet and bottle production. In 2022, a total of 5 Mt of PET was utilized in packaging (bottles, trays and films) placed on the market in the EU27 + 3 region. Of this, 3 Mt were collected, bringing the collection rate to 60%. The vast majority of the collected PET packaging was bottles, accounting for 2.8 Mt.10 Nevertheless, the rate of all PET waste sorted for recycling stood at 54% in 2022 across Europe. Of the remainder, most waste ends up in incinerators or landfills and a significant amount ends up in the sea.11 In practice, mechanical recycling is the most commonly used method to recycle waste PET. However, reprocessing PET at high temperatures can deteriorate or alter the properties of the recycled products12 and the more complex streams (multi-layered, highly coloured and contaminated) cannot be recycled in this way. Several chemical recycling technologies have been studied recently due to their high potential for improving circularity in PET waste recycling.13 Different chemical recycling processes can be used for PET materials, including depolymerization into monomeric compounds through solvolysis.14 Solvents such as ethylene glycol (EG), methanol, water, ammonia or amines can be used as degradation agents.15 For example, PET can be chemically recycled through glycolysis16 or hydrolysis17 to produce bis(2-hydroxyethyl) terephthalate (BHET) or terephthalic acid (TPA), respectively.18 Glycolysis is one of the most researched depolymerization processes for PET waste and has been reported as one of the best options for the chemical recycling of PET streams due to the relatively low volatility of the diol solvent, the feasibility of continuous operation, its adaptability to existing industrial scale polymerization processes and the capacity to handle the most complex PET streams.19–21 The PET reacts with the glycol, breaking the ester bonds of the polymer chain and replacing them with hydroxyl groups. This process results in different oligomers and, ultimately, the monomer.22 The rate of glycolysis is dependent on various parameters, such as temperature, pressure, solvent ratio, and the type and amount of catalyst.
The use of ethylene glycol (EG), diethylene glycol (DEG), propylene glycol (PG), polyethylene glycol (PEG) and tetraethylene glycol (TEG) for the glycolysis of PET has been extensively studied.23–31 Additionally, the use of triols such as glycerol32 and trimethylolpropane (TMP)33 has also been reported. It has been shown that zinc (Zn) acetate is the best catalyst for glycolysis, regardless of the glycol used.34–37 Zinc based catalysts form strong coordination complexes with carboxyl groups, enhancing nucleophilic attack and promoting degradation more efficiently than other metal cations.38 In addition, recent literature indicates that heterogeneous organocatalysts39 and biobased solvents40 have been used to efficiently proceed with glycolysis under mild reaction conditions. However, neopentyl glycol (NPG) remains relatively unexplored as an alternative solvent for the glycolysis of complex PET waste streams.41–43 NPG is an organic compound commonly used in the synthesis of polyesters, paints, lubricants, and plasticizers. Its incorporation into polyester production enhances product stability against heat, light, and water, making it a highly valuable component within the chemical industry. Notably, NPG holds significant demand among manufacturers of saturated polyester resins for powder coating applications. Anticipated industry growth is evidenced by ongoing expansions, such as BASF and Khua's recent announcement of a new plant in China.44 This expansion is projected to elevate BASF's global NPG capacity from 255000 to 335
000 metric tons annually. One of the many advantages of NPG is that bis-(hydroxy neopentyl) terephthalate (BHNT) can be obtained as a product after depolymerization of waste PET (Fig. 1), which lacks β-hydrogen and enhances the chemical resistance of the resulting polymer.43
Previous research has identified glycolysis as one of the most suitable chemical recycling processes for PET recycling. However, applications developed from these findings mainly focus on relatively clean PET materials with a known composition.45,46 The present work focuses on studying the feasibility of using NPG, an unexplored solvent for the glycolysis of complex plastic materials that are currently being landfilled or incinerated,47 instead of ideal one-component models. Additionally, a purification step has been developed in order to remove dyes and other impurities present in the raw products to ensure that the monomers meet the required specifications to manufacture new value-added products.
PET | Material description | Complexity |
---|---|---|
PET-1 | Postconsumer monolayer trays | Low polyolefin concentration |
PET-2 | Postconsumer coloured bottles | Highly coloured plastic |
PET-3 | Textile from end-of-life (EoL) tyres | Low density and presence of rubber |
PET-4 | Textile from postconsumer clothing | Low density and presence of other fibres |
PET-5 | Postconsumer multilayer trays | High polyolefin concentration |
Reactions were also carried out with all the PET waste samples and at different reaction times (1, 2, 3 and 4 h) in order to study the PET conversion and raw BHNT yield (before purification) over time. The final reaction product, also known as the glycolyzed product, was filtered hot (150 °C) and under pressure (2 bar) in order to remove unreacted material. Then, demineralized water at a ratio of 2:
1 vol. (Water/NPG) was added to the filtered product, and hot extraction of oligomers was carried out at 90 °C. Finally, the raw BHNT monomer was obtained after the crystallization process at 5 °C and filtration using a 0.7 μm microfiber filter. The overall process of the solvolysis reaction is shown in Fig. 2. The results were evaluated in terms of PET conversion and raw BHNT yield. PET conversion was gravimetrically determined on the basis of the weights of the unreacted PET material using eqn (1).
![]() | (1) |
The raw BHNT yield was gravimetrically determined based on the unpurified monomer weight after each run using eqn (2).
![]() | (2) |
PET | Moisture (%) | Ash content (%) | Bulk density (g cm−3) |
---|---|---|---|
PET-1 | 2.42 | 0.10 | 0.462 |
PET-2 | 2.35 | 0.34 | 0.220 |
PET-3 | 0.76 | 4.77 | 0.261 |
PET-4 | 2.11 | 1.08 | 0.034 |
PET-5 | 2.42 | 0.06 | 0.394 |
Fig. 3a shows the FTIR spectrum of all PET wastes. All samples present the typical bands of PET, namely 1712 cm−1 (CO stretching of the carboxylic acid group), 1410–1338 cm−1 (stretching of the C–O group, deformation of the O–H group and bending vibrational modes and oscillation of the ethylene glycol segment), 1240 cm−1 (terephthalate group, OOCC6H4–COO), 1090–1030 cm−1 (methylene group and vibrations of the C–O ester bond) and 720 cm−1 (interaction of polar ester groups and benzene rings).49
As previously mentioned, the chemical nature of the inorganic compounds, present after the calcination of PET samples, was also characterized by FTIR. The following characteristic bands were identified (Fig. 3b): silicates, in the 1000–1100 cm−1 range, which was accompanied by the band at 670 cm−1, showing the existence of silicon oxide compounds or silicates. Furthermore, the bands of calcium carbonate were observed (1400 and 870 cm−1). These bands represent the union of CO32− associated with calcite.49 The addition of calcium carbonate in PET plastics improves the thermal stability of the matrix.50
Regarding the reaction temperature, it can be observed that the raw product yield is lower for the tests carried out at 180 °C, while it is up to 20% higher for 200–220 °C temperature values. Nevertheless, just a slight improvement was observed when increasing the test temperature from 200 °C to 220 °C. For the previous reasons, and although the performance differences of the most highly diluted mixtures (6:
1 and 7.6
:
1) are relatively small, the NPG/PET ratio of 6
:
1 and a temperature of 200 °C have been selected as optimal for further studies.
Fig. 5 shows the evolution of PET conversion and raw monomer yield over the reaction time for all wastes. As seen in Fig. 5a, it can be concluded that all PET samples reach almost full depolymerization after 2 hours of reaction, maintaining a constant conversion profile from this value onward, with the exception of the PET-3 sample because its high contents of rubber and other textile fibres cause the overall conversion of the sample into monomer decrease to values lower than 6%. The optimum reaction time for obtaining maximum values of both PET conversion and yield can be set at 2 hours, reaching 95.6% PET conversion and 87.4% raw BHNT yield in the case of the PET-2 sample. From Fig. 5b it can be concluded that extending the reaction after equilibrium has been reached causes the reaction to shift backwards (from depolymerization to polymerization), increasing the amount of dimer with a slight loss of the BHNT monomer.51–53 Nevertheless, high conversion and yield values have been obtained during glycolysis of PET waste using NPG as a solvent, the best results being for the monolayer materials and somewhat lower for the multilayer and fibre containing samples due to the presence of non-PET materials, including PET-3 which is the most difficult waste stream to treat via glycolysis.54
The raw and purified products were also characterized by NMR analysis as shown in Fig. S2 (ESI†). Since the glycol used in the reaction is different from EG (commonly used to generate BHET), new species from those previously described in the literature can be generated. First, the assignments for the proton NMR spectrum of a purified BHNT sample are presented. The broad signal at 1.98 ppm corresponds to the alcohol (R-OH) groups present in the molecule. Since the position of this peak varies considerably with sample concentration, it was discarded for the compositional analyses of all samples. In the aromatic hydrogen region, at 8.11 ppm the terephthalic ring protons labeled as a are observed. Then, at 4.21 and 3.41 ppm, the protons of the methylene group labeled as b and c are located, respectively. At 1.02 ppm the protons of the methyl groups labeled as d are observed. Finally, the intense signal at 3.73 ppm corresponds to ethylene glycol. This product comes from the degradation of PET, but no BHET monomer was reported.
Fig. 7 shows the NMR assignments for the rest of the compounds present in the samples glycolyzed with NPG. The signals corresponding to the unreacted NPG can be seen at 0.92 and 3.52 ppm. The BHNT dimer and trimer peaks are positioned at 4.28 and 1.18 ppm, corresponding to the b′ and d′ labeled protons, respectively. The peak at 4.28 ppm is particularly significant as it will be deconvoluted to determine the quantities of the BHNT dimer and trimer (Fig. S3, ESI†). Additionally, the pseudo-triplets located at 4.50 and 3.98 ppm are attributed to a product referred to as asymmetric (Asymm.), which arises from the partial glycolysis of PET.43 Unlike BHNT, which contains a neopentyl group at both sides of the aromatic ring attached with an ester group, the asymmetric structure contains one unit of neopentyl and ethylene groups each. This can be considered an intermediate structure between BHNT and BHET monomers. Fig. 8 illustrates the chemical structures of all species present in the analyzed samples.
Once all the signs of the species present in the samples were identified, the chemical composition of the samples was determined. The quantification of the composition was carried out before and after the reaction product purification process in order to determine the performance of this step (Table S1, ESI†). For the unpurified samples, with the exception of PET-2, the major product is BHNT. Its content varies greatly in each sample, ranging from 63% to 89% in mol. In the particular case of sample PET-2, a high content of NPG from glycolysis has been detected. In fact, the NPG and BHNT content is around 40% for both species. After that, the BHNT dimer has a variable percentage, although in all cases this value is less than 10% in mol. This product could have originated from the partial glycolysis of the PET chain or a condensation reaction between two molecules of BHNT.55 Regarding the asymmetric structure coming from the partial glycolysis of PET, its concentration is between 3 and 8% in mol. For the purified samples, the proposed purification process has caused a rise in the BHNT content, exceeding 90% in mol for all the samples. In this series, the peak at 4.28 ppm could be deconvoluted with a single peak meaning that there is no trimer in the analyzed products. The highest BHNT content is found in sample PET-3 reaching a content of 95% in mol. Regarding the remaining NPG in the glycolysis product, it has been eliminated for practically all the samples. Finally, the content of dimer and asymmetric species is very similar (2–5% in mol) between the two even though a correlation between the contents of the two species is not expected. The dimer content of the purified samples is lower compared to the unpurified ones and can be set at less than 5%. Furthermore, no signal of EG was found in the analyzed samples so the traces of free ethylene glycol were completely removed. Since the purification step was successful in reducing the concentration of the by-products and increasing the BHNT content, the molecular weight (Mn) values of the monomer samples are very close to that of the theoretical BHNT value (338.4 g mol−1). Fig. 9 illustrates the chemical composition of the samples analyzed by means of NMR, together with the calculated molecular weight.
Table S2 (ESI†) shows the measured colour parameters and Zn content of the produced BHNT samples, before and after purification. In PET chemical recycling processes, the colored and metallic impurities have to be removed from the monomers to produce good quality products (rPET granulate, resins or coatings). Despite the intense colour of the unpurified BHNT samples, after the developed purification process involving active carbon mixing, filtration and washing with demineralized water, the final product loses much of its colour and clean and purified BHNT is obtained. The whiteness (L*) of all samples greatly increased from around 70 to over 90 (L* = 100 for pure white), together with the improvement in parameters a* and b*, approaching the 0 value for both after the purification step, indicating the effectiveness of decolorization. Furthermore, the Zn content of the unpurified samples was significantly reduced under the investigated purification conditions, reaching values lower than 10 mg kg−1, which is indeed a clear advantage for the subsequent polymerization of BHNT to produce colourless plastics or coatings.
A novel purification step based on solid–liquid contact and filtration was developed in order to remove dyes and other impurities present in the raw products, and therefore high-purity BHNT monomers were obtained. This step significantly increased the BHNT content to over 90% in mol for all samples according to NMR results. The study highlights the potential for utilizing NPG in the industrial-scale chemical recycling of PET, particularly for complex and contaminated waste streams that cannot be mechanically recycled. The production of high-purity BHNT monomers can contribute to the creation of value-added products, enhancing the circularity of PET materials.
In conclusion, the use of NPG for the glycolysis of PET waste represents a promising advancement in chemical recycling technology. This approach not only addresses the recycling of complex PET waste streams but also aligns with the goals of enhancing plastic circularity and reducing environmental impact. Future research should focus on scaling up the process and integrating it into existing industrial operations to fully realize its potential in sustainable waste management and material recovery.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4ma00919c |
This journal is © The Royal Society of Chemistry 2025 |