Ivo
Tanghe
*abc,
Chao-Yang
Lin
defg,
Isabella
Wagner
de,
Margarita
Samoli
a,
Servet
Ataberk Cayan
ab,
Zeger
Hens
ab,
Justin
Hodgkiss
de,
Kai
Chen
defg and
Pieter
Geiregat
ab
aPhysics and Chemistry of Nanostructures, Ghent University, 9000 Ghent, Belgium. E-mail: ivo.tanghe@ugent.be
bNoLIMITS Center for Non-Linear Microscopy and Spectroscopy, Ghent University, 9000 Ghent, Belgium
cPhotonics Research Group, Ghent University, 9000 Ghent, Belgium
dSchool of Chemical and Physical Sciences, Victoria University of Wellington, Wellington, New Zealand
eMacDiarmid Institute for Advanced Materials and Nanotechnology, Wellington, New Zealand
fThe Dodd-Walls Centre for Photonic and Quantum Technologies, University of Otago, Dunedin, New Zealand
gRobinson Research Institute, Victoria University of Wellington, Wellington, New Zealand
First published on 6th January 2025
Many applications of nanocrystals rely on their use in light detection and emission. In recent years, nanocrystals with more relaxed carrier confinement, including so-called ‘bulk’ and 2D implementations, have made their stake. In such systems, the charge carriers generated after (photo-)excitation are spread over a semi-continuous density of states, behaviour controlled by the carrier temperature T. Current established methods to measure this dynamically changing temperature include transient absorption and luminescence spectroscopy, yet they very often fail to agree on the exact temperature leading to contradicting reports. Here, we show through a combined side-by-side experimental and theoretical study on state-of-art II–VI and perovskite nanocrystals under weak confinement that only transient PL can yield unambiguously the correct T. In particular, temperatures extracted from TA are heavily affected by the effective masses of the electron and hole bands involved leading to overestimations. Our results pave a way to a more robust extraction of carrier temperature and will help to consolidate ensuing structure–property relations derived from it.
The distribution of charge carriers generated through photo-excitation over the semi-discrete, often even nearly continuous, energy spectrum of these materials is a key parameter to evaluate and optimize their performance in such devices. For example in the context of photovoltaics, the extraction of carriers with excess energy, so-called ‘hot carriers’, relative to the band gap is highly desired to boost the efficiency.9,10 In such cases, it is paramount to know the effect of composition and shape of the semiconductor on both the efficiency of generating hot charges and the timescales on which they cool down, i.e. redistribute to lower energy states. A case example explored extensively in the past years is that of halide-perovskite semiconductors. Several groups have shown that the A-site cation has a critical role in slowing down carrier relaxation, highlighting for example differences between MAPbBr3 and CsPbBr3.11–17 Other reports showed that also the B-site can be of importance, showing evidence of a remarkable cooling bottleneck in Sn-trihalide perovskites.18–20
For those applications involving net optical gain, such as super-luminescent diodes (SLEDS) or lasers, the balance between stimulated emission and absorption is also heavily affected by the distribution of charges over the energy spectrum. Indeed, a strongly diluted occupation of the band edge states leads to problems in sustaining the required population inversion and/or obtaining the maximum gain coefficients, a well-known issue in epitaxially grown semiconductor lasers.1,7 On the other hand, spreading out carriers over high energy states can be beneficial to obtain spectrally broadband lasing from a single material as indicated recently with weakly confined quantum dots, so-called ‘bulk nanocrystals’.21,22 Clearly, the detailed knowledge of the distribution n(E) of charges over an energy level spectrum of a semiconductor is highly desired. If the energy levels are closely spaced, said distribution is dictated by the temperature T of the electron (n) and/or hole (p) gas after photo-excitation, i.e. n(E,T), as shown in Fig. 1a for a continuous parabolic energy band for varying temperatures from 300 K to 4000 K. Close to room temperature, here taken as 300 K, charges tend to condense to the bottom of the energy band, highly desirable for optical gain, whereas at higher carrier temperatures the spread to higher energy is clearly noticeable, a more favorable situation for hot carrier extraction. We note that this temperature relates to the carrier temperature, not the lattice temperature of the material. As the cooling and thermalization dynamics often proceed on very fast timescales, the toolbox of interest to obtain the carrier temperature T is that of contact-free ultrafast optical spectroscopy methods, such as transient absorption (TA)13,17,23–27 and, somewhat less used in literature, femtosecond broadband photoluminescence (PL).16,28–30 Using these increasingly available techniques, researchers have attempted to extract T by measuring the transient occupation of the energy bands n(E,T). This occupation is evaluated by analyzing the tail of either the TA bleach signal or the PL intensity at high photon energies, i.e. above the optical band gap. To the high energy slope of such traces, a simple exponential decay is fitted, from which a temperature is extracted under the approximation that the measured signals are . However, it remains rather unclear whether this ‘Boltzmann tail’ (BT) approach is correct and which of the commonly used methods, TA and/or PL, now yields a correct and consistent carrier temperature T, as extracted from such a fit. Moreover, it is also unclear under which circumstances these all-optical methods would agree on the exact temperature. Claims on carrier cooling bottlenecks and excessive overheating of the carrier gas, are therefore not always substantiated by solid theoretical background for both the experimental, and ensuing fitting, method used.13,24,25
Here, we show by combining theoretical modeling with a joint ultrafast TA/PL study on the same state-of-art materials, i.e. green emitting CsPbBr3 perovskites and II–VI CdS bulk nanocrystals, under identical conditions (excess energy, carrier density, …) that TA consistently overestimates the temperature if a simple direct single exponential tail fit is used. Opposed to this, PL consistently produces correct a temperature within this formally most simple approach. Introducing a theoretically predicted correction factor based on the band curvatures (i.e. effective masses), we can however make both methods agree better. Applying this improved methodology to both band-symmetric (perovskite) and band-asymmetric (CdS) scenarios, we further identify that despite the now reasonably good agreement, TA is still much more sensitive to the higher energy band structure of the semiconductor, thereby complicating the analysis further. These observations make us conclude that time- and energy-resolved PL is the more reliable method to extract carrier temperatures in (weakly confined) semiconductor nanocrystals.
![]() | (1) |
In line with this idea, spectrally resolved optical methods attempt to probe these carrier distributions (n,p)(E) but always do so simultaneously as optical excitation generates an equal total amount of electrons and holes right after photo-excitation, i.e.. This happens either as a sum n + p, in frequently used transient absorption (TA) experiments, or a product n × p, in photoluminescence (PL) experiments, see Fig. 1b. Indeed, in TA a bleach ΔA(E) < 0 of the probe absorption is observed as soon as carriers block an optical transition after photo-excitation. This means that both an electron or a hole can cause a signal, see Fig. 1b. Even if no electrons are present at high k-values, a probe beam can still detect the presence of the spread out holes at higher cut-off energies. In ultrafast PL experiments, the sample is excited with a short light pulse and the (spontaneously) emitted light after electron–hole pair recombination is detected. The latter is proportional to the product n × p, see Fig. 1b, as it requires the presence of both charges in a vertical, momentum-conserving, transition. This implies that a much narrower spread in k-values is sampled by PL compared to TA. This results in a narrower energy range probed in PL for a similar carrier density, ΔEPL,max < ΔETA,max as indicated in Fig. 1b by the blue and red vertical lines. Clearly, TA and PL measure the carrier distribution functions in different ways, thereby making the concept of a universal fitting method rather unlikely.
Breaking the formulas for n, p from above further down into their constituent elements, we can discuss the role of the Fermi–Dirac factors fe,h and the DOS separately and get a further impression of possible difficulties to reliably extract a temperature. First, the occupation factors fe,h underpinning n and p are a complex function of energy and temperature. To tackle this, one often uses a shortcut based on the assumption that the Fermi–Dirac distribution approximates a much simpler Boltzmann-type expression () at high energy relative to the Fermi level Ef. Combined with the assumption of a flat density of states g(E) for those energies, one therefore typically approximates n(E,T) as a decaying single exponential function whose slope is proportional to 1/T. Based on this ‘Boltzmann Tail’ (BT) approximation, the rough extrapolation is then made that both TA and PL signals at high energy reveal the temperature by a simple exponential fit whose slope scales with 1/T, the methodology described in the introduction:
![]() | (2) |
Clearly, such a single exponential approximation is a shortcut as neither TA, nor PL, measures n or p separately, but rather as a sum (TA) or product (PL). As mentioned, it is not clear which method is able to come closer to the formal shape of the BT approximation and under which conditions this might hold.
Finally, taking a look at the DOS factor in the expressions above, we note that a good knowledge of this DOS boils down to the effective mass m* (or curvature) of the energy band involved, a number often well-known for electrons in popular III–V and II–VI semiconductors, but typically less so for holes. Moreover, as mass represents band curvature, the non-parabolic nature of energy bands at higher energies away from the fundamental gap might pose a second problem, which can be seen as an energy dependent effective mass m*(E). To better understand the impact of the band structure, Fig. 1c and d sketch a situation of carrier spreading for the same total carrier density and temperature, but where the mass of electrons is either comparable to, or smaller than, the hole mass respectively in Fig. 1c and d. The effective mass clearly has a large impact on the distribution of charges over energy as shown by the red (electrons) and blue (holes) curves. It remains unclear to date how this affects TA or PL experiments, and the eventual extraction of a consistent carrier temperature.
Starting from these data-sets, reported more extensively in ESI S2,† we proceeded to extract the TA/PL signal as function of probe/PL energy for various pump fluences based on the single exponential tail fit (or BT approximation) model used in literature, at different delay times after photo-excitation at time zero. As shown in the ESI,† fitting a single exponential decay to the high energy tail yields a set of temperatures T plotted in Fig. 3a, b (perovskite) and Fig. 3c, d (CdS) for both samples as function of time after photo-excitation. In both cases the discrepancy between TA (red) and PL (blue) becomes very clear when plotting the extracted temperature at 3 ps delay, as an example, in Fig. 3e and f. We choose 3 ps as a time where thermalization of the electron and hole gas allow to both define a temperature T and assume Te = Th. Despite both methods agreeing on an increasing temperature with carrier density, the TA approach (red) yields consistently higher temperatures and slower temperature relaxation dynamics, compared to PL (blue) for both samples. We also observe that the PL temperature naturally evolves back to the expected limit of room temperature (300 K) whereas the TA seems to level of at a higher value of ca. 600 K. The top graph in Fig. 3e and f shows the ratio of the TA temperature to the PL temperature. Clearly, the often used single exponential approximation fails to agree on the carrier temperature after photo-excitation resulting in an over-estimation of the temperature by a factor of 2 to 3 in TA depending on the sample. Moreover, the temperatures extracted from PL match better to the room temperature limits (ca. 300 K) at low density, whereas the TA analysis overshoots this expected limit by a factor of ca. 2.
ΔA(E,T) = A(E,T) − A0(E) = (fh(E,T) − fe(E,T) − 1)A0(E) | (3) |
PL(E,T) = C·fe(E,T)·(1 − fh(E,T))·ge,h(E). | (4) |
Using the approximation that the respective carrier energies probed are much higher than the associated quasi-Fermi levels, a situation we refer to as the high energy limit, we can also write these factors in a more compact form. ESI S3† and Fig. 4 discuss in detail how valid this high energy limit is, see also further in the Discussion section. As derived formally in the ESI,† the occupation factors in this high energy probe limit for the conduction (e) and valence bands (h) are given by:
![]() | (5) |
![]() | (6) |
![]() | (7) |
![]() | (8) |
Here, for i = e, h contains the temperature T but with a scaling parameter depending only on the masses of the carriers. Already a few crucial observations can be made at this point where only a high-energy limit is taken. For TA, a sum of two exponentials is obtained which deviates from the notion of a single exponential, the essence of the tail approximation often used, a point we will come back to further. Second, the slope of these curves is dictated by a mass ratio times the temperature, making the extraction of T dependent on the exact knowledge of the mass. Moreover, the weight factors of these two exponentials seem to be temperature dependent. As laid out in ESI S3.3,† a closer look at the TA eqn (7) shows that for carrier densities n < 1020 cm−3, a quite typical range for a photo-excited semiconductor, the pre-factors Ce and Ch can be simplified to yield an even more insightful expression of the TA signal:
![]() | (9) |
For the case that , found e.g. in most II–VI and III–V systems including the CdS studied here experimentally, we can appreciate that the second, light-mass (electron) related, exponential will decay much quicker although it has a higher initial weight since τe ≪ τh, as is shown in Fig. 4a. As a result, the fits at high energy are dominated by holes, see also Fig. 4a:
![]() | (10) |
For the case where the masses of both electron and hole are more equal, e.g. for CsPbBr3 where ,31eqn (9) simplifies since τh = τe = 2kBT and Ce = Ch, resulting in the quite simple expression:
![]() | (11) |
This expression again mimics the BT approximation of a single exponential decay, but the slope is now dictated by 2kBT, not kBT.
Summarizing the above, we can conclude that for TA formally a single exponential decay approximation at high photon energy could be correct, but that the interpretation of the slope towards T is very much subject to the details of the band structure and depends strongly on the effective masses (in a given energy range). The latter becomes even more problematic for non-parabolic scenarios often found at higher energies in the band structure. In contrast to TA, the expression for the PL(E,T) in eqn (8) is rather insensitive to these problems (i.e. double exponential behaviour, required knowledge of mass, sensitivity to non-parabolicity) and always yields a single exponential decay at high energy with a direct scaling of the slope to temperature T without correction factors. As such, no a priori knowledge of band structure (mass) is needed for PL analysis. Moreover, where TA signals are often a mix of counter-acting photo-induced absorption (ΔA > 0), typically originating from shifts or band gap renormalization,7,35 and bleach (ΔA < 0), PL should offer much more straightforward signals from the start.
For CdS however, taking typically reported values the scaling factor
would amount to a range of 2.0 to 3.0, as indicated by the horizontal dashed lines Fig. 3f (top). However, we find experimentally that a factor of 2.0 to 2.5 is needed, see Fig. 3f (top) solid black line. Such a discrepancy can be assigned to the large uncertainty on hole masses, in particular at higher energies in the band structure of CdS. Such uncertainty is typical and arises from effective masses being reported from different approaches, beit experimentally determined through transport or optical experiments and/or theoretically calculated from semi-empirical and/or ab initio methods. This heavy reliance on a rather ill-defined parameter, again points to the situation that at high energies, or equivalently carrier temperatures, TA falls short to allow an easy determination of T.
We note that in our particular perovskite system, the carrier temperature falls back to room temperature after ca. 20 ps when evaluated properly through either PL, or rescaled TA, analysis – see e.g.Fig. 3b. This indicates that longer term overheating effects such as Auger heating36,37 or a phonon conversion bottleneck25 are not really observed for our samples. In contrast, CdS does show a lingering higher carrier temperature, see e.g.Fig. 3d.
Finally, we should comment on the ‘high energy’ limit approximation used throughout the paper. This limit relates to defining a range of energies where the conclusions made above hold, i.e. a mathematical approximation of a single exponential decay for both TA and PL, albeit with the need for a correct interpretation of the slope in both cases. More specifically, it relates to the need to define a starting energy Ethr for the tail fit where both TA and PL would give a single exponential decay. This point is exactly what is indicated on Fig. 4a as 2.73 eV for this specific combination of (n,T). As shown in ESI S3† and Fig. 4b, we can deduce this tipping point Ethr analytically as:
![]() | (12) |
![]() | (13) |
We note that in most experiments n remains in the range of 1017–1019 cm−3 with the lower bound found in photo-voltaic scenarios, and the higher limit found in research related to stimulated emission and band inversion scenarios.21,22 This regime is indicated by the vertical dash line in Fig. 4b, in which the threshold is a function of the temperature T itself. However, even for very high carrier temperatures up to 2000 K one can say that fitting 0.5 eV above the band gap energy is a very safe regime to keep the single exponential tail fit valid, beit again with the caveat of correctly interpreting the slope coefficient towards a temperature. In summary, we can confidently state that our conclusions are quite generally applicable to many scenarios if care is taken to adjust the energy fit range properly.
Footnote |
† Electronic supplementary information (ESI) available: Provides an overview of the methods (nanocrystal synthesis, optical spectroscopy tools, …), as well as a more detailed discussion on the theory framework laid out. See DOI: https://doi.org/10.1039/d4nr04208e |
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