Laura
Ramírez Lázaro‡
ab,
L. Constance
Sigurvinsson‡
ac,
Niamh
Curtin
d,
Joanna
Ho
a,
Ena T.
Luis
a,
Deirdre A.
McAdams
a,
Tómas A.
Gudmundsson
ac,
Chris S.
Hawes
e,
Denis
Jacquemin
fg,
Donal F.
O’Shea
cd,
Eoin M.
Scanlan
ab,
Thorfinnur
Gunnlaugsson
*abc and
Adam F.
Henwood
*ab
aSchool of Chemistry and Trinity Biomedical Sciences Institute (TBSI), Trinity College Dublin, The University of Dublin, Dublin 2, Ireland. E-mail: gunnlaut@tcd.ie; henwooda@tcd.ie
bSynthesis and Solid-State Pharmaceutical Centre (SSPC), School of Chemistry, Trinity College Dublin, Ireland
cAMBER (Advanced Materials and Bioengineering Research) Centre, Trinity College Dublin, The University of Dublin, Dublin 2, Dublin, Ireland
dDepartment of Chemistry, Royal College of Surgeons in Ireland (RCSI), 123 St. Stephen's Green, Dublin, Dublin 2, Ireland
eSchool of Chemical and Physical Sciences, Keele University, Keele ST5 5BG, UK
fNantes Université, CNRS, CEISAM – UMR 6230, 44000 Nantes, France
gInstitut Universitaire de France (IUF), 75005 Paris, France
First published on 26th November 2024
Four new aromatic imides bearing triphenylamino (TPA) moieties are reported each of which differ by the number and/or positional arrangements of the TPA units. Compounds 1–3 are 1,8-naphthalimides (naps) that contain N,N′-diphenyl-[1,1′-biphenyl]-4-amino (TPA-Ph) groups appended to the N-termini of the respective imides. Each differs by their functionalisation of the 4-position of the nap: nitro (1), amino (2), or an additional TPA group (3). By contrast, compound 4 is a naphthalene diimide (NDI) functionalised with TPA-Ph moieties on each N-terminus. These simple modifications produce molecules with vastly different optoelectronic and aggregation properties. This article studies these characteristics with particular focus directed toward the contrast in aggregation-caused quenching (ACQ) properties of 2 compared with the aggregation-induced emission (AIE) properties of 3. The distinct aggregation and photophysical properties of 2 and 3 are delicately exploited using self-assembly with an amphiphilic poloxamer to generate nanoparticles capable of delivering 2 and 3 into cells for biological imaging.
Typical luminescent organic dyes are comprised of planar, polycyclic aromatic, π-conjugated systems and emit from local excited (LE) states, charge transfer (CT) excited states, or mixed states comprising combinations of both. These molecules are inherently hydrophobic in nature and, accordingly, readily aggregate into particles when dispersed in aqueous media. This brings the π-clouds of neighbouring molecules into close proximity with each other which quenches their emission by excitonic coupling in a process termed ‘aggregation-caused quenching’ (ACQ).7 These dramatic changes in emission intensities of ACQ dyes can give exceptional contrasts in the resultant images and so this feature has been leveraged to image live animals7b and the delivery of luminescent nanoemulsions through the nose-to-brain pathway.7c These dyes have also been used in so-called “disaggregation-induced emission” (DIE) systems, showing selective recognition of oxoanions,7d G-quadruplex DNA,7e and the cell plasma membrane.7f That said, although ACQ molecules have their clear uses, the popularity of aggregation-induced emission (AIE) luminophores grows every year, predominantly due to their intrinsically high emissivity in aqueous media and in the solid state.7a,8 AIE dyes are typically comprised of multiple aromatic rings singly bonded to each other in a manner that allows for free intramolecular rotation in solution, ensuring facile population of non-emissive rotational states. However, aggregation in unfavourable solvent media induces “restricted intramolecular rotation” (RIR) which prohibits population of these non-emissive states, encouraging population of emissive states instead.8 This heightened luminescence in aqueous environments makes AIE dyes ideal candidates for both bioimaging and theranostic applications.8b
1,8-Naphthalimides (naps which are also referred to by some researchers as NIs) – particularly those functionalised with electron donating groups on the 3- or 4-positions – are a commonly studied class of fluorophore with excellent photophysical properties.9 The charge transfer (CT) excited states exhibited by donor–acceptor nap variants give rise to high quantum yields and large Stokes shifts and, accordingly, there have been considerable research efforts expended in studying how varying the donor functionalities can modulate their photophysical properties in recent times. Changing the donor strength modulates the electronics of these systems, and thus their emission colour. Hence, examples have been reported of naps bearing different electron donors including nitrogen,9b–d oxygen,9e or sulfur,9fetc. Complementarily, incorporating AIE motifs into the nap structures confers them with AIE properties10 and so examples of tetraphenylethylenyl (TPE)10b,c and triphenylamino (TPA) compounds9b,c have been reported (e.g. compounds R1 and R2 in Chart 1). TPAs are particularly attractive for conferring AIE because they combine the electron donating properties of amines with the AIE properties arising from three freely rotating aryl rings singly bonded to an atom of nitrogen. It is thus of no surprise that TPAs have become ubiquitous motifs of consideration in the design of new AIEgens,11 with countless examples reported in recent years detailing their uses as photocatalysts,11a photothermal agents,11b bioimaging agents,11c and solar cells.11d
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Chart 1 Representative examples of previously reported nap-TPA conjugates (R1 and R2)9b,c and compounds synthesised and characterised for this current study (1–4). |
Given the important role played by both naps and TPAs in bioimaging, we undertook to further develop our understanding of the relationship between these two motifs, with the view to optimising future chromophore design and their applications. We previously observed that the TPA-functionalised compound R1, comprised of four aromatic units connected through single bonds, exhibited a stronger AIE response than a carbazolyl analogue comprised of only three aromatic units. We ascribed this AIE observation to cooperative electronic and RIR effects.9b Building on this observation, we sought to investigate two different aspects in the current study: (1) does adding even more aromatic units induce an even stronger AIE response? and; (2) is the regiochemical relationship of the TPA with respect to the nap an important consideration when designing AIE TPA-naps? Four compounds are the subject of this investigation: namely compounds 1–4 in Chart 1. Each of which contain N,N′-diphenyl-[1,1′-biphenyl]-4-amino (TPA-Ph) groups attached to the imide N-termini. Moreover, 1–3 also display different functionalities at the respective 4-positions of the nap ring; these being: nitro (1), amino (2), and triphenylamino (3). By contrast, 4 is a symmetric NDI analogue bearing a TPA-Ph moiety on each N-terminus. Herein, we give a full account of our investigation, which includes detailed characterisation of their structural, photophysical, and aggregation properties, through spectroscopic, computational, and biochemical analysis.
Reaction of 6 with 4-nitro-1,8-naphthalic anhydride in ethanol, using microwave assisted synthesis, gave compound 1 in good yield (74%) and 1 could subsequently be reduced to give compound 2 under similar conditions to those used for 6 (H2, Pd/C, ethanol/methanol solvent mixture) with similarly high yields (92%). Compound 4 was synthesized directly by reacting naphthalene tetracarboxylic dianhydride with compound 6 in more forcing condensation conditions than those used for the synthesis of 1 (DMF, reflux, 96 h). Despite these conditions, 4 could still only be obtained in a moderate 47% yield after workup.
The synthetic route to access 3 was achieved through the amination of 4-bromo-1,8-naphthalic anhydride with 4-bromoaniline in ethanol, giving the dibrominated precursor compound 7 in close to quantitate yield (98%). Suzuki–Miyaura conditions were again employed to generate 3, but under more forcing conditions: both a more active precatalyst [20 mol% of SPhos and 10 mol% of Pd(OAc)2] and longer reaction times (72 h) were required to couple 7 with two equivalents of 4-(diphenylamino)phenylboronic acid. Even under these harsher experimental conditions, 3 was only generated in yields of 52%.
Compounds 1–4 were all characterised by 1H and 13C NMR spectroscopy, high-resolution mass spectrometry (HRMS), infrared spectroscopy and melting point analysis (see ESI†). Moreover, extensive X-ray crystallographic studies were also undertaken, the results of which will be discussed in the following section.
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Fig. 2 Extended packing arrangements of compounds 1, 2, and 4. Thermal ellipsoids are shown at 50% probability and disorder is omitted for clarity. 1: View down the crystallographic a axis in the crystal structure of compound 1 showing the stacking of nap pairs and the position of co-crystallised toluene solvent. 2: Crystal packing of compound 2 showing extended amine–carbonyl hydrogen bonding, the lattice diethyl ether hydroperoxide molecule is omitted for clarity (ESI†). 4: Representation of the stacking in the crystal structure of compound 4, showing the close TPA-NDI contact. |
Variations in the solid-state packing arrangements of compounds 1–4 are significant (Fig. 2). Single crystals of compound 1 were grown by vapour diffusion of hexane into a solution of 1 in toluene, and the structure was refined in the space group P. The compound co-crystallised with toluene, while crystals grown from other solvent mixtures, such as CHCl3/hexane, diffracted poorly, possibly indicating that the solvent plays a role in facilitating packing in the solid state. The toluene molecules are situated near the TPA moieties, while the nap units stack in offset head-to-tail pairs with a distance of 3.433(3) Å between the two planes.
The crystal structure of compound 2 was refined in the space group P. There is π–π stacking between nap units, with a distance of 3.451(3) Å between planes, while the stacking is in an offset, head-to-tail fashion. Additionally, hydrogen bonding interactions between the amines and neighbouring imide carbonyl groups [N1⋯O16 2.879(5) Å] are present, driving the formation of a continuous chain of molecules connected by hydrogen bonding along one plane. The combination of short intermolecular stacking distances and extended hydrogen bonded arrays are likely to be implicated in the dramatic ACQ behaviour exhibited by 2 (see discussion below). Interestingly, a well localised lattice solvent molecule was detected in the structure of 2 which did not correspond to the crystallisation solvent. This species was identified as diethyl ether hydroperoxide, a common oxidation product of unstabilised diethyl ether (ESI†). This species is present in only small quantities in the mother liquor, and it is even plausible that 2 photocatalysed its formation. Nevertheless, the hydrogen bond donor/acceptor tendencies of this species likely favoured inclusion; the guest molecule both donates a hydrogen bond to a naphthalimide carbonyl group [O42⋯O15 2.698(5) Å] and accepts a hydrogen bond from the amine group [N1⋯O43 3.213(5) Å].
The crystals of compound 3 were obtained by vapour diffusion of hexane into a DCM solution of 3 and the structure was refined in the P space group. No significant intermolecular interactions could be observed from the extended packing in the crystal, in large part because of the steric bulk from the TPA groups on both sides of the nap moiety. Interestingly, the molecule appears to have an overall bend in the solid state; the nitrogen atoms of both TPA groups do not lie on the plane formed by the nap moiety, which is different to that observed for the other imide-containing structures.
Crystals of compound 4 were grown by slow evaporation of a solution of 4 in CHCl3. The structure was refined in the space group P and the asymmetric unit contains half a molecule of compound 4 as well as CHCl3 at half occupancy. Like compound 1, crystals grown from other solvent mixtures diffracted poorly, demonstrating the role of solvent in the solid-state structure. The bulky TPA groups prevent close packing between NDI units. Instead, there is stacking between each NDI unit and an adjacent TPA phenyl group (3.537(2) Å). No other significant interactions were present in the extended packing of this structure.
Compound | λ abs (nm) [ε (× 105 M−1 cm−1) ± 10%] | λ PL (nm) | λ PL (nm) | λ PL (nm) | Φ PL ([%] ± [10%]) | Φ PL ([%] ± [10%]) | τ PL ([ns] ± [10%]) | k r (× 107 s−1) | k nr (× 108 s−1) |
---|---|---|---|---|---|---|---|---|---|
a Measurements were carried out in triolein with λexc = 420 nm. b Measurement carried out on P188 assemblies in water with λexc = 340 nm. c Quinine sulfate used as the reference (ΦPL = 54.6% in 0.5 M H2SO4 at 298 K).16 d λ exc = 340 nm. e λ exc = 360 nm. f λ exc = 420 nm. g Measurements were carried out in CHCl3. | |||||||||
1 | 309(sh) [3.89], 341 [5.39] | — | — | — | — | — | — | — | — |
2 | 291(sh) [1.94], 313(sh) [2.13], 329 [2.25], 421 [1.06] | 500e | 496 | 534 | 25 | <1 | 6.56 | 3.81 | 1.14 |
3 | 309 [6.46], 332 [6.06], 418 [2.01] | 601f | 546 | 590 | 14 | 4 | 4.51 | 3.10 | 1.91 |
4 | 314(sh) [5.30], 347 [7.38], 362 [7.87], 382 [5.81], 501 [0.01] | — | — | — | — | — | — | — | — |
In the lower energy regions of the spectrum, only compounds 2 and 3 exhibit any notable absorption, with broad and unstructured bands (λmax = 421 and 418 nm, respectively) characteristic of CT transitions.15 Specifically, these CT bands arise due to photoinduced electron transfer (PET) from the electron donating amine (2) or TPA (3) units on the 4-positions of the naphthalimide rings to the imide electron acceptors, as confirmed by theory (vide infra). The higher molar absorptivity of the CT band of 3 (∼20000 M−1 cm−1) compared to 2 (∼10
000 M−1 cm−1) is a result of the additional aromatic contributions by the phenyl rings of the TPA unit compared to the structurally simpler primary amine. Notably, there is very little difference (3 nm, 170 cm−1) in the energies of these two bands, which is in contrast to the differences seen in their emission properties (vide infra). We also measured the photophysical properties of both compounds in triolein (see the ESI†), to simulate the environment inside lipid droplets inside cells, although no significant changes were observed for 2 (λabs = 414 nm) or 3 (λabs = 423 nm) to that seen in solution.
Assigning these CT bands to a “4-substituted-electron-donor-to-imide” transition is further supported by the lack of corresponding bands observed for compounds 1 and 4, despite the presence of the distinctly electron-donating TPA units on the N-termini of these two compounds. Therefore, it is plausible that the large dihedral angles observed in the solid state between the imides and the N-termini appended phenyl rings, across the series, is likely to be operative in solution as well. Both the presence and molar absorptivity of CT transitions in the absorption spectra is a function of the degree of orbital overlap between the electron donor and the acceptor. Donors and acceptors which are situated close to mutual orthogonality necessarily exhibit very low absorptivity values, or no absorption at all. Thus, compound 1 does not exhibit any allowed absorption beyond ca. 400 nm since the large imide-phenyl-TPA dihedral angle makes the overlap vanishingly small. Concomitantly, the electron withdrawing properties of the nitro group makes it a rather passive moiety in the lowest transition (vide infra). Interestingly, while 4 exhibits no significant absorption past 400 nm either, upon closer analysis at high enough concentrations (ca. 10−4 M), a very weak, poorly resolved band centred at 501 nm (∼100 M−1 cm−1) can be detected. Although the high concentrations necessary to observe this band mean that this transition may be excimeric in its nature, based on the very low absorptivity and large donor–acceptor dihedral angles, we tentatively ascribe this transition to a TPA-to-imide CT band instead. This assignment is confirmed by theory (vide infra). Reducing the dihedral angle does induce orbital overlap that enables electron transfer to occur; however, adopting such a confirmation is energetically unfavourable, as it necessarily exerts considerable steric strain on 4. Thus, 4 exhibits planar conformations only transiently making electron transfer much less probable and, as such, greatly reducing the molar absorptivity of the corresponding absorption band.
The trends observed in the emission properties of compounds 1–4 mirror those observed in their low energy absorption spectra, wherein the presence of an electron donating functionality on the 4-position of the nap ring system dictates whether any emission is observed. Accordingly, of the four compounds studied herein, only 2 and 3 are emissive. Their corresponding normalised emission spectra are shown as dashed lines in Fig. 3. The same dihedral angle arguments made for the trends in absorption spectra are applicable here too: a suitably large dihedral angle between donor and acceptor necessarily disrupts electronic conjugation, prohibiting population of an emissive CT state via PET. While no emission would be expected to be observed from compound 1, since the nitro substituent is a known quenching moiety, the lack of any detectable emission from 4 either conclusively demonstrates that introducing electron donating groups directly onto the amide N-terminus does not result in any CT-type emissive excited state. Even when the photophysical properties of 4 were probed at high concentrations no excimer-based emission could be detected. Thus, symmetry prohibits electron transfer from TPA units directly appended to the amides on the same molecule, rendering these dark states. Furthermore, the steric bulk of the non-planar TPA units is likely to prohibit neighbouring molecules of 4 from experiencing any significant intermolecular interactions that might induce excimer-based emission. This will be a significant contrast with the behaviour of 2 during aggregation studies (vide infra).
The emission spectra of both 2 and 3 are broad, symmetric, and unstructured which is indicative of classical CT-type excited states. Interestingly, while there is virtually no difference in the wavelengths of the CT-based absorption bands of compounds 2 and 3 (421 and 418 nm, respectively) their emission bands differ significantly (500 and 601 nm, respectively), with compound 2 exhibiting significantly smaller Stokes shifts than compound 3 (80 nm, 3810 cm−1 for 2 and 182 nm, 7227 cm−1 for 3). This is predominantly a result of the presence of an aryl spacer between the nap and nitrogen donor atom in 3, which leads to greater separation of charge and thus a larger dipole moment in the excited state.
To corroborate our observations in the chemical biology (vide infra), we measured the photophysical data of 2 and 3 in triolein. For 2, the emission spectrum is only very modestly blueshifted compared to its emission in THF, while 3 undergoes a drastically large (55 nm, 1677 cm−1) blueshift in its emission profile (λPL = 496 and 546 nm for compounds 2 and 3, respectively, in triolein). These differences in spectral shifts prompted us to undertake Lippert–Mataga analysis to quantify the nature of the CT states exhibited by 2 and 3. The spectra underpinning this analysis are shown in Fig. S50–S55 (ESI†) and the data is summarised in Table S2 (ESI†). In all cases, the Stokes shift values recorded for 2 were much lower than for 3 (e.g. toluene: 1842 cm−1 for 2 and 4573 cm−1 for 3; THF: 3015 cm−1 for 2 and 7171 cm−1 for 3). Plotting this data (Fig. 4) allows for estimations of the difference in dipole moments (Δμ, Table S3, ESI†) between the ground and excited states for compounds 2 and 3, which could be compared to the theoretically determined values. The experimentally determined values (Δμ = 13.7 and 20.7 D for 2 and 3, respectively) support the assertion that the CT state is more pronounced in 3 than 2 due to the larger charge separation necessitated by 3. The same trend is observed theoretically (Δμ = 3.5 and 20.4 D for 2 and 3, respectively) albeit with a much smaller predicted Δμ value for 2. This discrepancy is likely a function of compound 2 engaging in different degrees of hydrogen bonding with the surrounding solvents, which probably accounts for the poorer data fit observed for 2 than for 3 in the Lippert–Mataga plots. This is corroborated by the very closely aligned experimentally and theoretically determined Δμ values observed for 3. Thus, the larger difference in dipole moment between ground and excited states renders 3 more solvatochromic than 2 and prone to larger spectral shifts in different solvent environments. Lastly, an additional rotational effect may be operative as well, where the small primary amine in 2 does not require any significant structural distortions in the excited state to alleviate steric strain, while for compound 3 the size of the TPA moiety exerts large steric demands which are alleviated by free rotation about the nap-TPA bonds. This would also act to reduce the emission energy.
These rotational effects may also explain the differences in the measured quantum yields (ΦPL = 25% and 14% for compounds 2 and 3, respectively) and in the excited state lifetimes (τPL = 6.5 and 4.5 ns for compounds 2 and 3, respectively) observed for both compounds. Here, the free rotation of aryl units in solution is the primary quenching mechanism of many AIE molecules. However, the energy gap law, which states that the rate of non-radiative decay (knr) from an electronic excited increases with decreasing emission energy, is also a plausible explanation. We do observe larger knr values for 3 than for 2 (knr = 1.14 × 108 and 1.91 × 108 s−1 for compounds 2 and 3, respectively).
Turning to the literature helps us further contextualise the data presented here, and we will first discuss substitution at the 4-position of the nap moiety. In one report, an extensive photophysical study into a family of 4-aminonaphthalimides bearing butyl chains on the imide N-termini was undertaken (Fig. 5).17 It was consistently shown, in a number of solvents of varying polarities, that substituting the primary –NH2 (λPL = 500 nm in THF, compound R3) donor group with aliphatic linear (e.g. –NBu2, λPL = 522 nm in THF, compound R4) or cyclic (e.g. N-azepanyl, λPL = 528 nm in THF, compound R5) units induced small redshifts in the emission profiles (up to 28 nm, 1071 cm−1, in THF). This is in line with our own observations, although the redshifts in the fluorescence emission we observe going from 2 to 3 are much greater. However, even with the authors observing only small redshifts in emission across their systems (implying negligible energy gap law effects) they nevertheless also observed drastic quenching effects with ΦPL = 86%, 32%, and 13% in THF for R3, R4, and R5, respectively, and reductions in the respective lifetimes; τPL = 10.8, 5.7, and 2.5 ns in THF for R3, R4, and R5, respectively, with increased steric bulk at the nap 4-position. This is very much in line with the higher quantum yield and longer lifetime values we determined for 2 compared to that of 3, which corroborates our assertion that the sterically induced rotational processes introduced by the TPA in the 4-position of 3 play a major role in lowering the quantum yield efficiency.
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Fig. 5 Examples of 4-aminonaphthalimides bearing various amines of increasing steric bulk and their relevant photophysical parameters, measured in THF. |
Next, we will discuss the effect of the substitution on the imide N-terminus. As observed throughout this study, the aryl-TPA group exerts no measurable electronic influence, with the large dihedral angles between donor and acceptor rendering any possible CT states ‘dark’ in nature. That is borne out here too: the emission of 2 coincides with R3 (λPL = 500 nm for both 2 and R3 in THF) and the emission of 3 coincides with R1 (λPL = 601 and 603 nm for 3 and R1, respectively). By contrast, the effects on the quantum yields are much more significant: R3 is an extremely efficient emitter compared to 2 (ΦPL = 86%, and 25% in THF for R3, and 2, respectively) while R1 is also more emissive than 3 (ΦPL = 22%, and 10% in THF, respectively). Thus, while the aryl-TPA units on the N-termini of 2 and 3 are incapable of modulating the electronics of these systems, it is clear that the kinetic effects of aryl ring rotation can introduce additional quenching effects that reduce the quantum yields of these compounds. To validate this, we next carried out computational investigation into these possible effects.
The electron density difference (EDD) plots for the lowest relevant transitions in 1–4 are displayed in Fig. 6. For 1, the lowest excited state corresponds to a TPA-to-nap CT transition, with a very large computed value of 8.4 Å, using Le Bahers’ model.19 This transition is located at 497 nm, but is perfectly dark (f = 0.000), which is consistent with the perpendicular arrangement discussed above, and thus this transition is too weak to be experimentally detectable. The experimentally observed transition at 341 nm, which was ascribed to a nap-based π–π* transition, is in close agreement with the computed value of 345 nm, which attributes this transition to a largely localised state spanning the nap core and the nitro group, with very little CT character (CT distance of 0.5 Å).
Things become radically different for compound 2, where the lowest energy transition involves a bright NH2-to-nap CT (distance of 1.7 Å) that we compute at 363 nm, which is significantly blueshifted compared to the experimental values (421 nm). By contrast, the second state (S0–S2, not shown in Fig. 6) is a TPA-to-nap CT transition, analogous to the lowest energy transition observed for 1. Thus, moving from an electron withdrawing nitro group to an electron donating amino group inverts the character of the two lowest electronic transitions, which is the logical consequence of the accepting nature of the naphthalimide core. In going from 2 to 3, the lowest energy transition constitutes a similarly bright CT between the 4-functionalised TPA unit and the nap; but with a greater charge separation (CT distance of 4.7 Å), which is a logical consequence of the stronger separation between the electron donor and nap in 3 than in 2. The theory predicts a significant hyperchromic shift in this band, which is observed experimentally, but also a moderate redshift of 29 nm, which is not experimentally observed. Lastly, the two lowest energy transitions in 4 (S0–S1 and S0–S2) are essentially degenerate, which is a function of the highly symmetric structure of the NDI.
As with the S0–S1 transition of 1, which was a low energy, TPA-to-nap, dark CT state, the two degenerate transitions in 4 are low energy (predicted to occur at 507 nm), TPA-to-NDI dark CT states. Experimentally, no CT-type absorption band was observed for 1, while a poorly absorbing band (501 nm) was observed for 4. This is almost certainly because the absorption band in 4 is comprised of two nearly degenerate transitions, compared to just one in 1. The third excited state in 4 (S0–S3) corresponds to a locally excited, bright transition involving reorganization on the NDI core. This is the strong, vibrationally-resolved band observed experimentally in the 360–380 nm domain.
For emission, we optimized the lowest energy excited states. In both 2 and 3, this leads to bright transitions (f = 0.42 and 1.21 for 2 and 3, respectively) with computed vertical emissions at 433 and 512 nm, respectively, which is compatible with the observed fluorescence. While these values are blueshifted with respect to the experimental measurements, theory nevertheless reproduces the significantly smaller relaxation energy of 2 than 3, with respective theoretical Stokes shifts of 4469 and 5976 cm−1. This effect is principally due to the stronger CT character in 3. Given the large dihedral angles in 3, we searched for evidence of a twisted intramolecular charge transfer (TICT) state, but no such state could be observed. For 1 (4), it is of no surprise that the geometric relaxation of the lowest excited state yields to a very low-lying still nearly dark transition at 2127 nm with f = 0.021 (1167 nm, f = 0.002). Obviously, such very long wavelengths correspond to extremely effective non-radiative deactivation pathways (energy gap law), whereas the tiny f indicates very low radiative rates, explaining the absence of fluorescence experimentally through so-called dark state quenching.
These titration experiments were performed at 10.8 μM for compound 2 and in triplicate. Upon addition of H2O, the emission redshifts and the photoluminescence quantum yields decline. There is an initial, abrupt change going from 100% to 90% THF, where the emission redshifts from 500 to 522 nm, and the quantum yield is reduced from 22% to 15%. While this is a distinctly solvatochromic phenomenon, driven by stabilisation of the CT state by the larger dipole moment of water compared to THF, the initially large redshifting and quenching effects are likely attributable to additional, supplemental hydrogen bonding effects between the water molecules and the amines and/or carbonyl units of compound 2.20 Moving forward, further additions of water further redshift and quench the emission, but this now occurs in a more gradual manner, and approximately in a linear fashion up to the example consisting of 40% THF in water (λPL = 533 nm; ΦPL = 6%), underpinned by solvatochromic effects inducing redshifts in the emission and energy gap law effects reducing the quantum yields.
Upon moving below 40% THF volume fractions in water, a new trend in the photophysics is observed. At this point, the emission becomes almost totally quenched and does not recover for the rest of the titration (ΦPL < 1% in <40% v/v THF in water). Only very weak, steadily blueshifting, residual emission bands can be detected at 30% THF in water (λPL = 536 nm) and 20% THF in water (λPL = 513 nm), with no emission observed at 10% THF in water. A few different processes underpin the different observations described here, and we will explain the emission energy phenomenon first. While the hydrogen bonding properties of the –NH2 groups confer a degree of amphiphilicity to 2, it is nevertheless a broadly hydrophobic compound, and hydrophobicity mainly drives its aggregation in high water content environments. Thus, the modest blueshift observed in the residual emission reflects the more apolar, hydrophobic local environment experienced by the dye within the aggregate, compared to the significantly more polar bulk solvent environment.
The emission quenching trend occurs in three distinct stages: 0 → 10% water, 10 → 60% water, and in greater than 60% water. Going from 0 to 10% water drastically reduces the quantum yield, which, as discussed above, arises from both the solvatochromic effects as well as hydrogen bonding interactions introduced between 2 and water. In the 10–60% water range the gradual, linear decrease in the emission does reflect an increase in hydrogen bonding interactions. However, the retention of emission in this volume fraction regime also points to the kinetic, dynamic nature of these hydrogen bonding interactions, which means that at any given time, there are molecules of 2 in solution not hydrogen bonding with water such that they can dissipate their energy in a radiative fashion. This is distinct from the aggregation phase that occurs above 60% water. In this regime, the naps now ‘see’ or experience interactions with fewer water molecules within the aggregated particles but, at the same time, they experience a much higher effective concentration of hydrogen bonding functional groups, as many nap molecules begin to aggregate and are more tightly packed. This causes them to engage in extensive amine–carbonyl hydrogen bonding networks within the aggregates, analogous to those observed in the solid state, and it is this effect that quenches the emission with overwhelming efficiency. Thus, 2 clearly exhibits ACQ behaviour driven by hydrogen bonding effects.21 Any suppression of TPA-based rotational quenching upon aggregation of 2 does not counteract this ACQ behaviour.
Comparable investigations were conducted for compound 3 at a concentration of 6.58 μM. It is immediately apparent that distinct trends are observed to those seen for 2. In the first instance, the initially bright emission observed in 100% THF for 3 undergoes drastic quenching upon the addition of even smallest quantities of water. Within the 10 → 50% water volume fraction ranges, this is clearly observed, with the quantum yields being less than 1%, while the polarity of the solvent stabilises the dipole moment of 3, decreasing the energy gap, and inducing a redshift in emission up to 644 nm at 50% water. This also causes energy gap law effects to become increasingly dominant, resulting in the quenching of the emission.22 However, at a water volume fraction of 60% or above, compound 3 aggregates, reversing this trend! The emission is restored (λPL = 606 nm and ΦPL = 2% at 60% water), concomitantly enhancing in intensity, becoming blueshifted in wavelength with each increasing water volume fractions, up to 90% water (λPL = 583 nm and ΦPL = 6% at 90% water). As described for 2, upon aggregation 3 experiences a locally less polar environment than that of the bulk solvent. Since solvatochromic effects are still operative, this blueshifts the emission and mitigates the energy gap law quenching processes.
This distinctive “on–off–on” AIE behaviour observed for compound 3 is reminiscent of the AIE we reported for R1, except R1 is a bluer emitting, more emissive compound in the aggregated state (λPL = 566 nm, ΦPL = 33% at 90% water). As previously discussed with R1, the AIE of these compounds is driven by: (1) solvatochromic blueshifts in emission that counteract the energy gap law; and (2) suppressing rotational quenching effects within a rigidified aggregate environment. While these are two synergistic effects, working in concert to enhance the emission of these dyes, it is difficult to excise out which of these effects contributed more to the emission enhancement in R1. Given the brighter, bluer emission of R1 than 3, we can infer that it is the anti-solvatochromic features of these aggregated dyes that are likely to play a more significant role. Suppressing the additional rotational quenching contributions introduced by the N-terminus appended aryl-TPA does not appear to lead to a better AIE response.
Imaging the sample of 2 deposited from a 100% THF solution revealed the formation of flaky, semi-crystalline particles, exhibiting diameters ranging from 330 to 1400 nm, a notable variance in size. Upon the addition of small quantities of water (90% THF/water) compound 2 exhibits largely homogeneous, spherical particles with diameters ranging from 170 to 340 nm. This morphology remained broadly consistent across solutions of volume fractions up to 50% THF in water, although the particles steadily decreased in size to 110–200 nm. Above these volume fractions (e.g. 10% THF in water) we observe large, non-uniform, flaked, clusters.
The trends here mirror the photophysical aggregate studies, albeit with some variability due to the faster evaporation rates of THF than water. For example, the sample from the 100% THF solution reflects the compound slowly precipitating from solution as the THF evaporates. By contrast, in volume fraction ranges of 10 → 50% water, enough THF remains to keep the dye in solution. However, as the THF evaporates the effective increase in water percentage coerces the dye into forming nanoparticles, in the same way we observe aggregation in the analogous photophysical titrations. The smaller nanoparticles observed with higher initial water percentages reflects the kinetic features of this process. Lastly, the disordered structures observed at high water fractions points to rapid aggregation and subsequent precipitation of 2.
The deposition of compound 3 from a 100% THF solution resulted in the formation of relatively uniform spherical particles with diameters in the range of 40–120 nm. Transitioning to a 90% THF solution in water resulted in the formation of clustered particles, displaying diameters ranging from 50–400 nm. At much higher water content (20% THF in water and 10% THF in water), the particles exhibited a deviation from their spherical shape, manifesting edged surfaces with diameters spanning from 150 to 220 nm for 20% THF in water and 200 to 500 nm for 10% THF in water.
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Scheme 2 Synthesis of co-assembled particles in aqueous P188. Reagents and conditions: THF, sonication (1 min), solvent evaporation, addition of H2O, sonication (1 min), RT 16 h. |
Briefly, each compound and P188 were dissolved in THF and sonicated for one minute. Following sonication, the THF was evaporated, water was added to each sample, and the mixtures were sonicated for an additional minute before being allowed to equilibrate at room temperature for 16 hours. Dynamic light scattering (DLS) experiments on both the 2-P188 and 3-P188 co-assemblies showed the formation of self-assembled polymer nanoparticles with an approximate size of 150 nm for both 2 and 3 (see ESI†) which is in line with the values observed for previous P188 particles.9b,23 Crucially, photophysical studies on these assemblies showed that the 2-P188 particles are essentially non-emissive (ΦPL < 1%), and only weak emission could be observed (λPL = 534 nm), with this value mirroring that observed at high water content regimes in the water–THF titrations carried out on 2 (e.g. λPL = 536 nm for 2 in 30% THF in water). This indicates that 2 adopts an aggregated state within the P188 core.
By contrast, for the 3-P188 particles some emission was detectable (λPL = 590 nm) but, again, it was very weak (ΦPL = 4%). As with 2, these numbers are also comparable to the photophysical values measured in the high-water content regimes (λPL = 583 nm and ΦPL = 6% for 3 in 90:
10 water/THF) which also suggests it is emitting from an aggregated “on” state, rather than the disaggregated “on” state. Both compounds adopting aggregated states is in line with our previous work on P188 co-assemblies, where we surmised that water hydration of PPO and PEO polymer groups within the assemblies can induce aggregation of dyes,9b although it is possible that the confined environment generated by the P188 is sufficient to force them into an aggregated state.
Z-Stack imaging (see Movie 1 ESI†) showed that this intracellular emission originated primarily from defined vesicles distributed throughout the cytosol which had close resemblance to lipid droplets (LDs). The intracellular emission spectrum was measured (Fig. 9, left box, panel C) showing a λmax at 510 nm which was modestly redshifted compared to the values measured for compound 2 dissolved in THF (501 nm) and triolein (495 nm, Fig. S84, ESI†), but is significantly blue-shifted compared to the residual emission observed for the 2-P188 particles (534 nm). Since 2 is an ACQ molecule emitting from a CT state, emission can only be observed from a disaggregated configuration. Thus, upon delivery to cells, the non-emissive particles are disassembled which releases 2 and results in so-called “disaggregation-induced emission”. Since the intensity of emission is enhanced by subversion of energy gap law quenching effects in apolar environments, the brightest emission will be observed from the most hydrophobic regions in which 2 can be found, such as LDs.
Next, the molecular and supramolecular interactions of 3 with live MDA-MB 231 cancer cells were investigated by employing widefield and super-resolution radial fluctuations (SRRF) microscopies. SRRF was selected for this study as a purely analytical super-resolution imaging approach since it is compatible with any fluorophore and can be used to retrieve super-resolution information from widefield fluorescence microscopes.24 Although the 3-P188 solutions were more emissive than their 2-P188 analogues, their weak emission nevertheless allowed for a continuous live cell uptake study to be first carried out to identify the optimal incubation time point. Following treatment of cells with a 5.10 μM solution of 3-P188, brightfield and fluorescence images were acquired every 10 min using a constant set of imaging parameters. The steady increase in intracellular fluorescence over time showed that by 2 h an efficient delivery of 3 into the cells had been achieved (see Movies 2–4, ESI†). At this time point the cells were sufficiently emissive to discern a strong punctate staining pattern indicative of accumulation in vesicles within the cytoplasm (Movie 4, ESI†). This is in contrast to our previous work on compound R1, which required fluorescence lifetime imaging to distinguish between the extracellular, aggregated “on” state and the intracellular, disaggregated “on” state.9b
Next, cells were incubated with 3 for 2 h and images were acquired from the same fields of view (FOV) as widefield and SRRF images (Fig. 9, right box, panels A, B and ESI,† Fig. S83 for repeat experiment). A stream of 100 cell images (frame rate of 20 images per second) were taken using a widefield microscope from which the Image J plugin Nano-J-SRRF was used to generate the SRRF image. The dramatic improvement in image quality allowed a clear view of the vesicles in which 3 had accumulated which were suspected to be LDs (panel B). LDs are intracellular organelles that act as storage sites for triacylglycerols and cholesterols with their importance beyond this role being increasingly recognised for both normal and abnormal cellular functions. For example, emerging cancer therapeutic strategies target LDs as a means to inhibit cell proliferation and LDs are associated with neurodegenerative disorders such as Parkinson's and Alzheimer's disease.25
Confirmation of LD localisation was obtained through dual staining of cells with 3 and a longer emitting BF2-azadipyrromethene fluorophore 8 (ESI,† Fig. S84), which is known to effectively stain LDs.23b Following a simultaneous co-treatment of cells with both fluorophores for 2 h, cell images were acquired using excitations at 435 nm and 630 nm for 3 and 8, respectively (Fig. 9, right box, panels C and D). Overlaying of the lower wavelength emission of 3 with that of 5 showed the fluorescence from both was confined to the same subcellular regions. Using data from a triplicate of experiments, a Pearson correlation coefficient of 0.94(0.03), and Manders’ coefficients values of 0.74(0.06) and 0.90(0.04), were determined, confirming a high level of co-localisation of both fluorophores. The intracellular λmax value obtained for 3 was 520 nm, which is significantly blueshifted from the values measured for the disaggregated emission in THF (λPL = 601 nm) or the aggregated emission in 90:
10 water/THF (λPL = 583 nm). Instead, it is much closer to the value measured in triolein (λPL = 546 nm) which is indicative of the disaggregated state this compound adopts within the highly lipophilic microenvironment found within LDs.
Footnotes |
† Electronic supplementary information (ESI) available. CCDC 2365261–2365266. For ESI and crystallographic data in CIF or other electronic format see DOI: https://doi.org/10.1039/d4tb01905a |
‡ L. R. L. and L. C. S. contributed equally to this work. |
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