Delbert S.
Botes
ab,
Jesus Daniel
Loya
b,
Mahboubeh
Ghahremani
b,
Bailee B.
Newham
b,
Mikaela I.
Aleman
b,
Gary C.
George
III
ab,
Daniel K.
Unruh
b and
Kristin M.
Hutchins
*abc
aDepartment of Chemistry, University of Missouri, 601 S. College Avenue, Columbia, MO 65211, USA. E-mail: kristin.hutchins@missouri.edu
bDepartment of Chemistry and Biochemistry, Texas Tech University, 1204 Boston Avenue, Lubbock, TX 79409, USA
cMU Materials Science & Engineering Institute, University of Missouri, Columbia, MO 65211, USA
First published on 19th August 2024
Beta blockers are a class of ubiquitous cardiovascular drugs that have collectively received little attention from a crystal engineering standpoint. Here, we describe the use of mechanochemistry in the salification of five beta blockers (propranolol, metoprolol, acebutolol, atenolol, and labetalol) with nicotinic and isonicotinic acid. Firstly, liquid assisted grinding (LAG) was used to neutralize the commercial beta blocker salts, enabling the efficient gram-scale formation of the free bases, which are essential for cocrystallization. Thereafter, 1:
1 mechanochemical cocrystallizations were successful in all but one case and nine salts were characterized, eight of which are novel. Furthermore, the racemic free base crystal structure of acebutolol is reported for the first time, as well as the first multicomponent crystal of labetalol that is not a simple salt. Salification was enabled by the large pKa differences between the components, which facilitated the protonation of the basic amine on the beta blockers' alkanolamine skeleton. Thereafter, charge-assisted hydrogen bonding promoted cocrystallization. We envisage salification to be applicable to any beta blocker, considering the current study encompasses approximately one quarter of this drug class. Lastly, the role of different liquid additives in the LAG process was assessed, and the solvent identity was found to play a substantial role in the mechanochemical outcome, although it did not strictly correlate with polarity. This study demonstrates that LAG screening with a wide selection of solvents provides a path to achieve full conversion to products, explore the crystal landscape of multicomponent crystals, and assist in identifying additional phases and/or late stage polymorphs in solid form development.
Multicomponent crystals, particularly cocrystals and salts,5 are relevant in the pharmaceutical industry as they present opportunities for enhancing properties of active pharmaceutical ingredients (APIs).6,7 Such multicomponent solids are formed via cocrystallization, the process of combining at least two compounds to generate a unique solid phase. Formation of intermolecular forces between the different compounds facilitates cocrystallization of the components. In cocrystals, the components interact through neutral interactions, such as hydrogen or halogen bonds, while in salts, ionic bonding exists between the components as a cation and anion are formed by the transfer of an ionizable proton from one component to another. Specifically, cocrystals and salts can possess advantageous physicochemical properties such as improved solubility,8 stability,9 tabletability,10 permeability,11 and overall bioavailability,12 all without any modifications to the chemical structure of the API. This provides an attractive avenue toward improving the pharmacokinetics of new and existing APIs, especially considering that the majority of marketed and in-development drugs possess less than ideal characteristics and do not fall into the Biopharmaceutical Classification System (BCS)13 Class I category (high solubility and high permeability).14 Furthermore, more efficacious formulations can be discovered through the combination of APIs for enhanced therapeutic effects,15 as in the U.S. Food and Drug Administration (FDA) approved cocrystals, Entresto®16 and Seglentis®.17 Cocrystallization also presents ample opportunities in intellectual property creation and extension.18
Identifying favorable intermolecular interactions between molecules aids in achieving cocrystallization. Viable coformers19 are often selected from the FDA's Substances Added to Food list which, in particular, includes a subsection of Generally Recognized as Safe (GRAS) substances.20 Examination of the functional groups on the pharmaceutical and the coformer, as well as what types of synthons they engage in, aids in the design and synthesis of cocrystals and salts. Additionally, the pKa rule provides an empirical guide for whether a cocrystal or a salt will form.21,22
Traditionally, the most common way of preparing multicomponent crystals is via slow solvent evaporation. This process can be time consuming and relies heavily on the solubilities of the components in the chosen solvent(s).23 Mechanochemistry presents a green alternative as either no solvent (neat) or minimal solvent (liquid assisted grinding, LAG) is employed with an outcome often obtained in a quicker timeframe.24 Whether performed manually using a mortar and pestle or automatically using a mill or mixer, mechanochemistry has revealed unique crystal forms that cannot be obtained through conventional means.1,4,25
Our group has recently shown the applicability of mechanochemistry in facilitating the cocrystallization of liquid compounds,26 as well as its utility in accomplishing the reversible interconversion of pharmaceutical salt polymorphs.27 The amount of solvent used in LAG (defined by the η-parameter, the ratio of the volume of solvent (μL) to mass of reactants (mg))28 as well as solvent identity can be crucial to the milling outcome.29 A recent study of ritonavir, a drug whose manufacturing history exemplifies the importance of solid form development, has illustrated the tremendous benefits of LAG in controlling polymorphism.30
One of our interests lies in investigating cocrystallization opportunities with APIs that have not been extensively studied. Beta blockers, a class of APIs that act as antagonists of adrenergic receptors and are used to treat cardiovascular diseases,31 are widely used, with more than 20 available commercially,32 but have collectively received little attention from a crystal engineering standpoint. Compounds in this class are chiral, possessing one or more stereogenic centers and a skeleton comprised of an alkanolamine, which we envisaged could be utilized for cocrystallization. We chose to study five of these APIs, namely propranolol (Pro), metoprolol (Met), acebutolol (Ace), atenolol (Ate), and labetalol (Lab) (Fig. 1, left). Pro, Met, and Lab fall into BCS Class I (high solubility and permeability) while Ace and Ate are Class III (high solubility and low permeability) drugs.33,34
Pro is a first-generation beta blocker (non-selective β blocker) and was the first commercialized. Met, Ace, and Ate, are second generation beta blockers (selective β1 blockers) while Lab is of the third generation (antagonist of both α and β receptors).31,35 Beta blockers are available commercially as racemic mixtures (here Pro, Met, Ace, and Ate all have one stereocenter) or an equal mixture of stereoisomers (ca. 25% each of the four stereoisomers for Lab with two stereocenters). Furthermore, beta blockers are often sold as salts. Pro, Ace, and Lab are sold as hydrochloride salts, Met is available as a tartrate salt, while Ate is sold as the free base.
A search of the Cambridge Structural Database (CSD) revealed that our five selected beta blockers have been successfully crystallized before. Specifically, the free base structures of Pro, Met, and Ate are known, and there are multicomponent solids reported with Pro (16), Met (10), Ace (2), and Ate (4). Notably, only one structure with Lab has been published, a hydrochloride salt.36 All previously reported multicomponent solids are salts, following the pKa rule,21,22 and most of the reported salts are based on simple counterions (e.g., Cl−) or acids (e.g., succinic, oxalic, fumaric, benzoic derivatives). Most structures involve racemic mixtures of the beta blocker, although a few cocrystallizations of a single stereoisomer or conglomerate have been reported (Table S1, ESI†). Across all the salt structures of these beta blockers, proton transfer to the basic amine on the alkanolamine skeleton is a common characteristic. However, no systematic studies of multiple beta blockers together with applicable coformers have been reported; thus, we sought to synthesize salts of Pro, Met, Ace, Ate, and Lab together with nicotinic acid (NA) (niacin, a form of vitamin B3 and a GRAS compound) or isonicotinic acid (INA), a structural isomer of NA (Fig. 1). NA has been used to reduce cholesterol and cardiovascular events, making it an interesting coformer for formulation with beta blockers.37–39
Here, we demonstrate the use of mechanochemical methods for both neutralization and salification of beta blockers. Mechanochemistry is first applied to the gram-scale neutralization of commercial salts to isolate the free base of each beta blocker, and subsequently, mechanochemistry is used in salification to prepare a series of pharmaceutical salts containing beta blockers. The impact of solvent additives in LAG is also assessed, and although correlation to solvent parameters is not trivial, solvents with higher polarity tend to afford salt formation, while low polarity solvents afford lower conversion. We also obtained the free base structure of the drug Ace for the first time and show the first cocrystallization of Lab not involving a simple counterion. This work demonstrates the significant influence of liquid additive identity in achieving conversion to multicomponent solids through LAG and highlights the power of LAG screening to assess solid forms of APIs.
The general procedure involved weighing out 1.000 g of commercial salt in a 15 mL milling jar together with 1 (Pro and Lab), 1.5 (Ace), or 2 (Met) molar equivalents of pre-milled sodium hydroxide pellets. 100 μL of distilled water was then added to the mixture together with two 10 mm ⌀ milling balls. This mixture was milled for a total of 10 minutes at 1500 rpm. For Pro and Met, the milled material was dissolved in ethyl acetate and the jars washed with water and ethyl acetate. Liquid–liquid extraction was performed, and the ethyl acetate layer dried with anhydrous magnesium sulfate. The solid was filtered off and the remaining solvent removed in vacuo. Ace and Lab were isolated by washing out the milling jars with 25 mL of water. The water was added to a beaker and stirred at room temperature for 1 hour. Thereafter, the free base was filtered off and dried. All the free bases were isolated in high yield (Pro = 84%, Met = 97%, Ace = 81%, Lab = 90%).
The crystal structure of the free base of Ace is unknown. During our experiments, we isolated single crystals of Acevia slow evaporation from a methanol solution.
Salt | Solvent | Solvent volume (μL) | η (μL mg−1) | Time (min) | No. of ballsa |
---|---|---|---|---|---|
a 7 mm ⌀ milling balls were used in 5 mL jars. | |||||
Pro·NA | MeCN | 30 | 0.25 | 3 | 1 |
Pro·INA | IPA | 30 | 0.25 | 3 | 1 |
Met·NA | IPA | 30 | 0.26 | 3 | 1 |
Met·INA | MeCN | 30 | 0.26 | 3 | 1 |
Ace·NA | MeCN | 30 | 0.28 | 20 | 2 |
Ace·INA | MeCN | 30 | 0.28 | 10 | 2 |
Ate·NA | MeOH | 30 | 0.26 | 10 | 2 |
Ate·INA | MeCN | 30 | 0.26 | 10 | 2 |
Lab·INA | MeCN | 30 | 0.27 | 20 | 2 |
Surprisingly, there are limited reports of using mechanochemistry to neutralize the acid in a pharmaceutical salt, with solution neutralization methods nearly always being employed. This is despite the fact that free bases obtained thereafter are often further subjected to milling in the quest for discovering other multicomponent solids.42,43 Here, we initially attempted solution neutralizations wherein the commercial beta blocker salt was dissolved in water and a NaOH solution was added dropwise until the solution was neutralized. However, mixtures of the free base and salt were frequently obtained, and without purity checks, this would greatly complicate subsequent cocrystallization experiments.
Exploring other avenues to enable this transformation cleanly, MacGillivray and coworkers recently reported using mechanochemistry to facilitate crystallization of the anhydrous form of the free base opioid, naloxone, from its chloride salt.44 Taking this as inspiration, we assessed whether the free base of each beta blocker could be formed in a similar way. On a gram scale, after subjecting the commercial salts to LAG with solid NaOH and 100 μL of water, PXRD of the resultant powders indicated the clear formation of a new phase (the free base). For the commercial HCl salts (Pro HCl, Ace HCl, and Lab HCl), the presence of NaCl was also clearly evident (Fig. S22–S25, ESI†). Upon either extraction or filtration, depending on the beta blocker, the free bases were obtained in excellent yields (81–97%).
Single crystals suitable for SCXRD were grown via slow evaporation by dissolving the powders obtained from LAG in the same solvent that was used for LAG. Of the beta blocker·NA/INA salts, one of the nine salts had been previously obtained via LAG with n-butanol and methanol, namely, Met·NA.37 We demonstrate a slightly simpler method utilizing only a single solvent (IPA). The reported Met·NA crystal structure (CSD refcode TOPZIK) was collected at 293 K, and here we report the low temperature, 100 K, structure. The other eight salts described here are novel.
The chemical structures of Pro and Met lack additional hydrogen-bond-donor groups outside the alkanolamine skeleton. Thus, most of these salts lack extended hydrogen bonding in the solid state. On the other hand, Ace, Ate, and Lab all contain an amide functional group, which facilitates formation of extended hydrogen-bonded sheets/networks. Notably, solvates were formed for the Ate salts, namely, Ate·NA with MeOH and Ate·INA with MeCN. No solvates were observed with any of the other beta blocker salts. In many of the salts, the pyridine groups of NA or INA interact through weaker N⋯H–C hydrogen bonding. Some structural details are in Table 2, and full crystal packing descriptions with additional figures are provided in the ESI, Section 4.2.†
Salt | Space group | Primary synthon(s) | d O⋯N (Å) | d O⋯O (Å) |
---|---|---|---|---|
a For solids containing synthon 1 and 2i, the first distance is for synthon 1 and the second is for synthon 2i. b There are three pairs of molecules (six molecules total) in the asymmetric unit. All other salts contained one set of molecules in their respective asymmetric units. | ||||
Pro·NA | P21/c | 2ii | 2.767(2) | |
2.850(2) | ||||
Pro·INA |
P![]() |
1 and 2i | 2.793(2) | 2.681(1) |
2.758(2) | ||||
Met·NA |
P![]() |
1 and 2i | 2.751(1) | 2.707(1) |
2.797(1) | ||||
Met·INA |
P![]() |
1 and 2i | 2.762(1) | 2.695(1) |
2.789(1) | ||||
Ace·NA |
P![]() |
1 | 2.692(2) | 2.513(1) |
2.694(2) | 2.494(1) | |||
2.685(2) | 2.504(1) | |||
Ace·INA |
P![]() |
1 | 2.695(4) | 2.502(3) |
2.731(4) | 2.486(3) | |||
2.709(4) | 2.507(3) | |||
Ate·NA |
P![]() |
1 and 2i | 2.763(2) | 2.679(2) |
2.783(2) | ||||
Ate·INA | P21/c | 1 and 2i | 2.774(1) | 2.709(1) |
2.822(1) | ||||
Lab·INA |
P![]() |
2ii | 2.740(2) | |
2.854(2) |
Conventional, solution-based cocrystallization experiments using either slow evaporation (without LAG beforehand) or seeding (using powder obtained from LAG) were reasonably successful when the same solvent used in LAG was employed, but not in all cases (Table S5, ESI†).
During our experiments, we also successfully isolated single crystals of the free base of Ace, for which the structure has not been reported. Ace crystallized in the space group P with one unique molecule in the asymmetric unit. Both enantiomers are present in the structure through disorder of the alkanolamine chain. The alkanolamine groups engage in hydrogen bonds to form infinite 1D chains (Fig. 4a). The chains are connected through hydrogen-bonded dimers that form between the ketone and amide of two Ace molecules (Fig. 4b). Full details are provided in the ESI.†
Bučar, Hasa, and coworkers have demonstrated the impact of liquid additives on cocrystallization via LAG.29 Specifically, the team showed liquid additives could be divided into three classes: catalytic, inhibitive, and prohibitive. Liquids classified as catalytic enabled salt formation, inhibitive slowed salt formation, and prohibitive precluded salt formation. While liquids within these categories will differ for each system, the study showed the importance of screening more than one liquid additive before assessing mechanochemical outcomes.
To investigate the influence of liquid additives on the mechanochemical preparation of the nine beta blocker salts, the efficiency of salt formation was assessed across a selection of solvents. Specifically, neat milling (i.e., absence of solvent) and LAG with a total of 14 different liquid additives was conducted. The liquid additives represent a range of polarities (water through hexanes ordered in Fig. 5 and Fig. 6 according to the polarity empirical parameter reported by Reichardt and Welton,46 see Table S7, ESI†) and the polar solvents include both protic and aprotic solvents. The optimized conditions that afforded successful salt formation (Table 1) were used for each experiment, and the liquid additive was the only variable changed. Thus, the subsequent discussion regarding conversion is relative to the optimized conditions for each respective salt. PXRD was used to assess the solid phases. For each system, the free base of the beta blocker and the beta blocker·NA/INA salt exhibit unique signals in their PXRD patterns below 10° 2θ; thus, identification of the salt, individual components, other unknown phases, or mixtures could be accomplished. A summary of the milling results is shown in Table 3, and larger versions of each plot in Fig. 5 and 6 can be found in the ESI, Fig. S26–S35.†
Neat milling was generally unsuccessful. Partial formation of salts occurred only with Met. Thus, LAG is broadly more useful for this class of beta blockers.
In the case of Pro, salt formation occurred with all solvents except in the case of hexanes for Pro·NA (Fig. 5, top). The lowest polarity solvents resulted in incomplete conversion to the salts. Complete conversion for both Pro·NA and Pro·INA occurred with THF, chloroform, as well as the three highest polarity and protic solvents, EtOH, MeOH, and H2O. Broader solvent success was seen for Pro·INA as DCM, DMF, and IPA also afforded full conversion.
Met salt formation with NA or INA occurs for all solvents, irrespective of polarity (Fig. 5, middle). However, the degree of formation differs across polarity with the least polar solvents resulting in a mixture of salt and components. Interestingly, for Met·INA, toluene displays complete salt formation, being the only exception. The solvents, beginning with acetone and encompassing all solvents of higher polarity (aprotic or protic), afforded complete conversion to the Met salts.
The results for the Ace salts do not illustrate a clear polarity trend (Fig. 5, bottom) with several solvents indicating the presence of an unknown phase(s) (toluene, Et2O, and chloroform for both salts and, additionally, EtOH and MeOH for Ace·NA). Full conversion to the salt was observed for DCM, acetone, and MeCN for Ace·NA while full conversion was afforded with THF, EtOAc, acetone, DMF, MeCN, IPA, EtOH, and MeOH with Ace·INA. Interestingly, water demonstrated partial conversion for Ace·NA but no formation of Ace·INA.
Ate, being the only beta blocker which formed solvated salts, showed significant variability with different solvents (Fig. 6, top). For Ate·NA, the least polar solvents, namely hexanes, toluene and Et2O showed no salt formation while solvents of higher polarity facilitated salt formation differing by the extent of conversion. EtOAc, DCM, MeCN, and MeOH afforded complete conversion. Notably, H2O showed no formation of the salt. Ate·INA exhibited similar behavior, with the exception of toluene and H2O showing partial salt formation. Furthermore, several solvents show the appearance of an unknown phase(s) (THF, EtOAc, acetone, DMF, MeOH) with only MeCN showing complete salt formation. Given the formation of salt-solvates with Ate, the additional phases may be solvatomorphs (although we were unable to grow single crystals).
In the case of Lab, salt formation with INA occurs with THF, EtOAc, DCM, acetone, MeCN, IPA, EtOH, and MeOH. All low polarity solvents fail to afford salt formation (Fig. 6, bottom). Full conversion to the salt was observed with all the solvents mentioned above except DCM and MeOH.
When mechanochemistry was used to prepare a salt with Lab and NA, no conditions were found to afford a new crystalline phase (Fig. 6, bottom). The solvent volume, milling time, number of milling balls, and milling speed (rpm) were varied. Given the broad success with EtOAc, MeCN, and EtOH in yielding salt formation with the other beta blockers (including Lab·INA), variations to the conditions with these solvents were the focus. Neat milling and a nonpolar solvent additive (hexanes) were also tried. However, all experiments yielded amorphous material or single components. Some representative experimental results are shown in Fig. 6. Considering that Lab is a mixture of four stereoisomers, it may not be surprising that a crystalline phase was not found. As previously mentioned, there is only one published single-crystal X-ray structure of Lab, the hydrochloride salt. Here, we isolated the first multicomponent solid of Lab containing a coformer, namely, Lab·INA, and multiple solvents afford the pure salt. The subtle difference in the position of the nitrogen on the pyridine ring of NA and INA clearly plays a larger than anticipated role in facilitating cocrystallization of Lab.
For the beta blocker APIs, broadly, more polar liquid additives aided in successful salt formation, although the extent of conversion differed considerably (Table 3). It is clear that the polarity of the solvent is not the only possible parameter to use in evaluating salt formation, especially when considering the extent of conversion. We also examined solvent properties including the Hildebrand solubility parameter, dielectric constant, and dipole moment,46,47 but a clearer correlation to salt conversion was not apparent (Tables S7–S10, ESI†).
Revisiting the work of Bučar, Hasa, and coworkers,29 the liquid additives used here do not fall into clear categories as there are substantial variations between beta blockers and even between the two salts of individual beta blockers themselves. Bučar, Hasa, and coworkers clearly demonstrate that using any liquid additive in a mechanochemical screening or synthesis process does not always enhance cocrystallization and further suggest that screening multiple solvents be an important aspect of crystal form development. In line with this prior work, the results described here further demonstrate the utility of different liquid additives in attaining complete, partial, or no conversion to multicomponent solids of beta blockers and the role of liquid additives in mechanochemical reactions is far from trivial. Moreover, use of different liquid additives allows exploration into the multicomponent crystal landscape,48 especially considering the appearances of multiple and/or unidentified phases (here, in the case of the two Ace salts, Ate·INA, and Lab·INA). As Ace and Ate are racemic mixtures and Lab is an equal mixture of all four stereoisomers, these additional phases may be a result of spontaneous resolution of stereoisomers and the formation of conglomerates. Other solvates, salt polymorphs, or individual component polymorphs are also possible. Unfortunately, we were unable to obtain single crystals of additional unknown forms.
![]() | ||
Fig. 7 DSC results of the commercial beta blocker salts, free bases, and beta blocker·NA/INA salts illustrating their melting points. |
Footnote |
† Electronic supplementary information (ESI) available: Experimental details, pKa calculations, single-crystal X-ray data and structural descriptions, PXRD data, NMR spectra, thermal data. CCDC 2371670–2371679. For ESI and crystallographic data in CIF or other electronic format see DOI: https://doi.org/10.1039/d4mr00078a |
This journal is © The Royal Society of Chemistry 2024 |