Andrew J.
Ritenour
a,
Jason W.
Boucher
b,
Robert
DeLancey
b,
Ann L.
Greenaway
a,
Shaul
Aloni
c and
Shannon W.
Boettcher
*a
aDepartment of Chemistry and Biochemistry, University of Oregon, Eugene, 97403, USA. E-mail: swb@uoregon.edu
bDepartment of Physics, University of Oregon, Eugene, 97403, USA
cThe Molecular Foundry, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA
First published on 1st September 2014
We report the use of a simple close-spaced vapor transport technique for the growth of high-quality epitaxial GaAs films using potentially inexpensive GaAs powders as precursors. The free carrier type and density (1016 to 1019 cm−3) of the films were adjusted by addition of Te or Zn powder to the GaAs source powder. We show using photoelectrochemical and electron beam-induced current analyses that the minority carrier diffusion lengths of the n- and p-GaAs films reached ∼3 μm and ∼8 μm, respectively. Hall mobilities approach those achieved for GaAs grown by metal–organic chemical vapor deposition, 1000–4200 cm2 V−1 s−1 for n-GaAs and 50–240 cm V−1 s−1 for p-GaAs depending on doping level. We conclude that the electronic quality of GaAs grown by close-spaced vapor transport is similar to that of GaAs made using conventional techniques and is thus sufficient for high-performance photovoltaic applications.
Broader contextThe high balance-of-system costs of photovoltaic (PV) installations indicate that reductions in cell $ per W costs alone are likely insufficient for PV electricity to reach grid parity unless energy conversion efficiency is also increased. Technologies which yield both high-efficiency cells (>25%) and maintain low costs are needed. GaAs and related III–V semiconductors are used in the highest-efficiency single- and multi-junction photovoltaics, but the technology is too expensive for non-concentrated terrestrial applications. This is due in part to the difficulty of scaling the metal–organic chemical vapor deposition (MOCVD) process, which relies on expensive reactors and employs toxic and pyrophoric gas-phase precursors such as arsine and trimethyl gallium, respectively. We describe GaAs films made by an alternative close-spaced vapor transport (CSVT) technique which is carried out at atmospheric pressure and requires only bulk GaAs, water vapor, and a temperature gradient in order to deposit crystalline films with similar electronic properties to that of GaAs deposited by MOCVD. CSVT is similar to the vapor transport process used to deposit CdTe thin films and is thus a potentially scalable low-cost route to GaAs thin films. |
Close-spaced vapor transport (CSVT) is a plausibly scalable technique for making epitaxial GaAs films.7–10 In CSVT, H2O vapor (typically ∼2000 ppm in hydrogen or forming gas) is used to etch a solid GaAs source, generating vapor-phase reactants As2 and Ga2O in situ at atmospheric pressure (Fig. 1).11 The liberated As2 and Ga2O diffuse through a thermal gradient (typically ΔT = 10–50 °C) and re-deposit as GaAs on the cooler substrate suspended <1 mm from the source by a spacer. The CSVT reactor can be relatively simple, inexpensive, and compact. CSVT is capable of high growth rate (up to 1 μm min−1 demonstrated) and >95% overall precursor transport/utilization efficiency from source to substrate.8 The supersaturation can be tuned at the substrate through control of the temperature gradient, facilitating selected-area epitaxy and epitaxial layer overgrowth (ELO) on Si substrates.12,13 These features could potentially enable growth of high-quality GaAs films with large grains14 on thermally/lattice-mismatched15,16 or ceramic17 substrates. This is significant because in order to successfully utilize GaAs for terrestrial PV applications, in addition to developing an efficient growth technique, the substrate must either be inexpensive or reusable (e.g. through epitaxial lift-off processes).6
The use of H2O as a transport agent is an important advantage of CSVT over the conventional metal–organic chemical vapor deposition (MOCVD) process. Although MOCVD produces high-mobility GaAs films, it relies on the use of gas-phase precursors such as arsine (acutely toxic) and trimethylgallium (pyrophoric). The use of these hazardous and expensive precursors contributes to the cost and complexity of MOCVD reactors and makes it less appealing for the growth of GaAs for terrestrial PV applications, which require both low cost and high throughput.
Liquid phase epitaxy (LPE) has also been used for GaAs epitaxy yielding high-mobility (equivalent to MOCVD films) GaAs and also high growth rates (>1 μm min−1), and thus is also appealing for PV applications. LPE is, however, a batch process with likely lower throughput to what is ultimately possible with vapor phase deposition.18 It is also difficult to control/implement heteroepitaxy, especially on lower cost substrates such as Si.
Despite the merits of the CSVT technique, few CSVT GaAs devices have been reported.19–21 We previously demonstrated CSVT n-GaAs films with minority carrier diffusion lengths (LD) > 1 μm (ref. 22) and overall η = 9.3% in a photoelectrochemical (PEC) cell,23 nearly equivalent to MOCVD n-GaAs photoanodes (η = 11%).24 These CSVT n-GaAs films were grown from Si-doped GaAs sources and exhibited free electron concentrations of 0.5–2 × 1017 cm−3. We have since determined that these are doped by S (which outgasses from the graphite heaters upon heating) rather than transport of Si dopants from the Si-doped GaAs source. The S doping is discussed further below (see Results and discussion). Controlling the dopant type and dopant density of CSVT GaAs films is a key step toward fabrication of solid-state PV devices. For PV applications, the films must also possess high carrier mobilities and LD > α(λ)−1.
Here we report n- and p-GaAs films with a range of free electron and free hole concentrations (ND and NA, respectively) grown using CSVT from potentially low-cost powder sources. Mixing powders could also be used to access related ternary III–V materials such as GaAsxP1−x.25ND and NA determined from impedance and Hall-effect measurements agree with dopant concentrations obtained from secondary ion mass spectrometry (SIMS), and demonstrate control over the dopant concentration from ∼1016 cm−3 to ∼1019 cm−3. The LD was up to ∼3 μm for n-GaAs films and up to ∼8 μm for p-GaAs films, determined independently via analysis of the internal quantum efficiency Φint and electron beam induced current (EBIC). These LD are long with respect to α(λ)−1 and consistent with the measured one-sun photocurrents in the PEC configuration (>20 mA cm−2 with no antireflective coating). Hall mobilities of CSVT n- and p-GaAs approach the ionized dopant scattering limit26 and are similar to what has been achieved using MOCVD.27
These results demonstrate that potentially inexpensive powdered GaAs can be used to deposit GaAs films suitable for high performance III–V based PV devices28 at high growth rate, with ∼95% precursor utilization, and at ambient pressures using a simple CSVT reactor.
Powder GaAs sources were obtained by grinding undoped GaAs wafers (AXT) in an agate mortar and pestle and pressing at 140 MPa in a 13 mm pellet die. The mortar and pestle were cleaned by submersing in aqua regia and rinsing with 18.2 MΩ cm water. Zn powders were separately weighed and combined with the GaAs powder prior to pressing. Te-doped powders with [Te] < 1019 cm−3 were made by grinding and pressing Te-doped wafers. A source pellet containing [Te] = 1019 cm−3 was made by combining undoped GaAs and Te powder. Single-crystal wafers were also used as sources to provide a comparison to the powders. These were cut into 13 × 13 mm squares and cleaned by blowing with N2.
Rectifying contacts to n-GaAs for current–voltage (J–E) measurements, impedance measurements, and spectral response measurements were obtained using an electrolyte consisting of 1 M LiClO4 (Alfa-Aesar, 99%, anhydrous), 100 mM ferrocene (Aldrich, 98%, sublimed before use), and 0.5 mM ferrocenium tetrafluoroborate (obtained by oxidizing ferrocene with benzoquinone in the presence of HBF4, recrystallizing in tetrahydrofuran, and drying under vacuum) in dry acetonitrile (Acros, 99.8%, distilled and dried with freshly-activated 3 Å molecular sieves).24,31 For spectral response measurements, the solution was diluted 1:10 with dry acetonitrile in order to reduce parasitic solution absorbance.
For one-sun J–E measurements of p-GaAs, an aqueous solution of 1 M HI (Aldrich, 99.99%) and 0.125 M I2 (Alfa-Aesar, 99.8+%) was used.32,33 For spectral response and impedance of p-GaAs a non-aqueous electrolyte consisting of 0.1 M NaI (Alfa-Aesar, 99+%, anhydrous), 0.0125 M I2 (Sigma-Aldrich 99.99%, sublimed), and 0.1 M LiClO4 in dry acetonitrile was used (see Results and discussion below).
For all PEC measurements a potentiostat (Bio-Logic SP-200) in three-electrode configuration was used. The GaAs electrode potential (E) was referenced to the potential of a Pt wire poised at the solution potential (Esol) and a Pt mesh was used as the counter electrode. The three electrodes were held in a glass three-neck flask containing the appropriate electrolyte with the GaAs electrode <1 mm from the bottom surface. Mass transport was aided by a magnetic stirrer. Illumination was provided by a solar simulator (Abet Technologies model 10500) for J–E experiments. The light intensity incident on the front face of the glass cell was 100 mW cm−2 as determined using a calibrated photodiode (OSI Optoelectronics UV-005). The photodiode was calibrating using an optical pyrometer (Thor Labs S310C).
Reflectance, R(λ), of the air|glass|acetonitrile|GaAs stack was measured using a spectrometer with an integrating sphere (Perkin Elmer Lambda 1050).34 This data was used to obtain Φint from Φext = Φint [1 − R(λ)]. Although films from wafer sources were not completely specular, all films possessed R(λ) equivalent to a polished single-crystal GaAs wafer when measured in the integrating sphere. Therefore, although some of the films exhibited diffuse reflectance, the total R(λ) was unchanged. All films grown from powder sources were specular.
(1) |
The depletion region thickness W was obtained using:37
(2) |
(3) |
I = qNCe−x/LD | (4) |
Prior to EBIC experiments, surface passivation was needed to lower the surface recombination velocity (SRV). Surface passivation was accomplished by etching with 5 M HCl, rinsing with 18.2 MΩ cm water, immersing in aqueous 1 M Na2S,41 rinsing with water and ethanol, and drying with N2. Samples were immediately pumped into the vacuum chamber and measured within 20 min after passivation. Results obtained without passivation varied as a function of accelerating voltage (Vacc) and did not produce reliable values of LD (see Results and discussion). The signal decays used to extract LD fit eqn (4) over several orders of magnitude of current (Fig. S7†).
We previously reported the growth of n-GaAs films by CSVT from Si-doped wafer sources and hypothesized that the films were Si-doped since the ND of the films (∼3 × 1017 cm−3) matched the [Si] in the source wafer. However, upon TOF-SIMS analysis we determined that the films were S-doped rather than Si-doped (Fig. S1†). The poor transport efficiency of Si is likely related to the low vapor pressure of SiOx, which forms at high temperatures in the presence of H2O. Unintentional S-doping of GaAs layers grown by CSVT has also been reported in other studies.42,43
The unintentional S impurity is undesirable because it is a compensating defect in p-GaAs films. We used TOF-SIMS to determine that the graphite heaters were a source of S impurity (Fig. S2†). After fabricating purified heaters, the unintentional S-doping of the films decreased to [S] ≤ 7 × 1016 cm−3 as determined by TOF-SIMS analysis of the films. Although the [S] could likely be further reduced by using non-porous, higher-purity heater materials (e.g. more-expensive pyrolysis-derived graphite), for this study the [S] achieved was low enough to permit growth of p-GaAs films with NA ≥ 1017 cm−3, which is appropriate for use as a p-type absorbing layer in a PV device.
Zn is widely used as a p-type dopant in GaAs and has been shown to transport by CSVT.43 GaAs films grown using CSVT from Zn-doped wafers possess ∼1/100th the NA of the source wafer.43 Commercial GaAs wafers were available with [Zn] < 2 × 1019 cm−3, setting an upper limit of NA ≈ 2 × 1017 cm−3 for CSVT films grown from commercially available sources (practically less, due to S compensation). This is problematic since some active PV device components (e.g. emitters and back surface fields) require NA > 2 × 1017 cm−3. In order to grow p-GaAs films with higher NA, we mixed GaAs and Zn powders at the desired ratio and pressed the mixtures into pellets. These pellet sources yielded p-GaAs films with NA up to ∼2 × 1019 cm−3 (Table 1).
Powder or wafer source | Source dopant species (E) | Source [E]a (cm−3) | Impedance analysis ND − NA (cm−3) (average of three electrodes) | Hall effect ND − NA (cm−3) (one sample) | [E] from SIMS (cm−3) (one sample) |
---|---|---|---|---|---|
a For wafer sources the dopant density was provided by the manufacturer; for Zn-doped powder sources the dopant density was calculated from the mass of the GaAs powder and the Zn powder used. b The S dopant was not intentionally added. | |||||
Wafer | Te | 2–4 × 1018 | 3 × 1018 ± 1 × 1018 | — | 2 × 1018 |
Powder | Te | 2–4 × 1018 | 4 × 1018 ± 1 × 1018 | 3 × 1018 | — |
Wafer | Te | 3–6 × 1017 | 4 × 1017 ± 4 × 1016 | 3 × 1017 | 6 × 1017 |
Powder | Te | 3–6 × 1017 | 7 × 1017 ± 2 × 1017 | 6 × 1017 | — |
Powder | Zn | 5 × 1021 | −2 × 1019 ± 3 × 1018 | −4 × 1019 | — |
Powder | Zn | 5 × 1020 | −4 × 1018 ± 7 × 1017 | −4 × 1018 | — |
Wafer | Zn | 1–2 × 1019 | −2 × 1017 ± 1 × 1016 | −1 × 1017 | 1 × 1017 |
Powder | Sb | —b | 1 × 1017 ± 4 × 1016 | 2 × 1016 | 3 × 1016 |
Wafer | Sb | —b | 7 × 1016 ± 3 × 1016 | 8 × 1016 | 7 × 1016 |
In order to control ND, we used Te-doped GaAs sources. It has been shown using impedance profiling that GaAs films grown using CSVT from Te-doped wafers possess ND equivalent to the source wafers.43–45 We reproduced these results by using two n-GaAs:Te sources with different [Te] to grow GaAs films on degenerately-doped GaAs:Si substrates and measuring ND with impedance profiling. In order to confirm that the dopants were transported by CSVT and not diffused from the substrate, we also deposited n-GaAs:Te films on undoped, semi-insulating substrates. Hall effect measurements of these samples confirm the same relationship, ND ≈ source [Te]. We also show using TOF-SIMS that the films possess [Te] similar to the source's [Te] and contain no Si from the GaAs:Si substrate (Fig. 2). All of this data is summarized in Table 1.
Electrodes of CSVT n-GaAs films were immersed in a non-aqueous ferrocene/ferrocenium electrolyte (Fc/Fc+) and their J–E response was measured under 100 mW cm−2 of simulated AM1.5G irradiation.24 Commercial 〈100〉-oriented single-crystal wafers were measured as controls. The CSVT samples produced open-circuit voltages (Voc) up to 0.83 V, equivalent to that attained by others using MOCVD n-GaAs.46,47 Short-circuit current density (Jsc) was ∼20 mA cm−2 for moderately-doped samples having ND = 1016 to 1017 cm−3. The performance of all samples exceed the respective bare substrates and similarly-doped GaAs control wafers (Fig. 3A). There were no significant differences between films grown from powder and wafer sources. Lower photocurrent was observed in highly-doped samples, which also exhibit lower μh (and consequently LD) due to carrier scattering by ionized dopant atoms in the lattice (see Hall effect measurements below).48,49
Electrodes of CSVT p-GaAs films and control wafers were immersed in an aq. iodide/triiodide electrolyte (I−/I3−) and their J–E response was measured under 100 mW cm−2 of simulated AM1.5G irradiation (Fig. 3B).32,33 The Voc was 0.15–0.20 V vs. Esol, lower than the n-GaAs samples due to surface pinning of the p-GaAs Fermi level near the valence band edge.32 The best samples exhibited Jsc ∼ 20 mA cm−2, similar to the best n-GaAs samples despite the higher parasitic light absorption of the I−/I3− electrolyte. All CSVT p-GaAs films (including those synthesized with NA > 1018 cm−3) exhibited higher photocurrent than the p-GaAs control wafer (NA = 1 × 1018 cm−3, Jsc = 12 mA cm−2) indicating lower bulk recombination and a longer LD.
No etching of p-GaAs was observed in the aq. solution after hours of sustained operation as long as illumination was provided. However, a nA-range anodic current was observed in the aqueous solution when under dark or low-light conditions (<1 μW cm−2). This was problematic for spectral response, (which uses a nA-range chopped light source) and impedance analysis, which is conducted in the dark (Fig. S6†). We suspect the p-GaAs surface, while unstable in H2O especially at low pH,50 is cathodically stabilized by the photo-excited minority carrier electrons, causing it to act as a photo-gated battery.
Therefore we used a non-aqueous solution for the p-GaAs spectral response and impedance measurements. We used NaI to provide I− rather than HI. We also reduced the concentration of redox couple in order to decrease parasitic light absorbance. The low-concentration of redox couple in non-aqueous solution was sufficient to support the nA-range signal and exhibited no photo-gated current (Fig. S6†).
Trends for both n and p-type GaAs in Jsc were mirrored by the spectral response curves (Fig. 4). Due to the wavelength dependence of α(λ), photons with energies near the band-gap Eg are absorbed further from the surface than those with higher energies. Thus Φint decays to zero at Eg. This can be modeled using the Gärtner equation, which assumes no depletion region recombination and that the LD governs bulk recombination:
(5) |
Fig. 4 Φ int measurements obtained using PEC on n-GaAs (A) and p-GaAs samples (B). Experimental data is plotted as circles (CSVT GaAs films) or squares (commercial GaAs wafers) and calculated LD fits from eqn (5) are plotted as solid curves. The selected curves are representative of other electrodes obtained from the same samples and from other samples with similar free carrier concentrations. |
One parameter fits to Φint from eqn (5) match the experimental data well (Fig. 4). Moderately-doped n-GaAs CSVT films have LD ∼ 2.9 ± 0.2 μm, while CSVT p+-GaAs films possess LD = 5.4 ± 0.1 μm and moderately-doped p-GaAs films possess LD = 7.4 ± 0.4 μm. The LD is higher in p-GaAs because μe is higher than μh, which in turn is due to the curvature of the conduction and valence bands.54 For all CSVT samples, the measured LD was significantly higher than that of the control GaAs wafers (LD = 0.42 μm for n-GaAs:Te, 0.16 μm for n+-GaAs:Si, 0.45 μm for p-GaAs:Zn, and 0.05 μm for p+-GaAs:Zn) and consistent with one-sun Jsc measurements (see above).
In EBIC analysis, the proximity of the excitation source to the charge separating junction is controlled by rastering an electron beam toward a Schottky contact (Fig. 5A), and is thus independent of α(λ). The beam-induced current is measured as a function of the distance between the junction and the excitation source, and LD is determined by fitting the current decay according to eqn (4).
After fabricating rectifying Au|n-GaAs junctions and measuring the EBIC response of the junctions, we observed that the response was a function of Vacc (Fig. 5B), complicating accurate extraction of LD.
In an ideal EBIC experiment, the excitation volume (which is proportional to Vacc) is small with respect to LD and the EBIC decay is dominated by bulk recombination with surface recombination playing a negligible role. These assumptions are invalid for unpassivated GaAs, which has a high SRV and a short LD relative to indirect absorbers like Si. Thus at low Vacc the EBIC decay is dominated by surface recombination yielding erroneously low LD, while at high Vacc the excitation volume overlaps with the depletion region, yielding erroneously high LD. We note that in the experiments with unpassivated GaAs, the LD obtained from EBIC analysis coincidentally agrees with spectral response when Vacc = 10–15 keV is used, which matches the Vacc used in other studies.52
In order to obtain EBIC data which is accurately modeled by eqn (4), we used Na2S to passivate the GaAs surface thereby lowering the SRV.56 We also used a low Vacc ≤ 5 keV in order to maintain a small interaction volume. After passivation, both spectral response and EBIC yielded similar values of LD for Vacc ≤ 5 keV (Fig. 6A). Comparing the two techniques we observe more dispersion in the EBIC results (Fig. 6B), but similar overall trends. We suspect the EBIC and spectral response results differ because spectral response averages the current over a relatively large region (generally 0.05 cm2), while EBIC measures the current decay of a line-scan and is therefore more sensitive to local recombination-inducing surface/bulk defects. Nonetheless, the direct measurement of LD by EBIC using Na2S passivation confirms the long LD obtained from fitting PEC spectral response curves.
Fig. 7 Hall mobilities of n- and p-GaAs films as a function of ND and NA. Solid curves represent the Hall mobility of high-quality epitaxially-grown MOCVD GaAs.27 |
As ND and NA are increased, μe and μh decrease due to increased scattering from the ionized dopant atoms in the lattice (Fig. 7).26,48,49 The measured μe and μh of CSVT GaAs films deviate from the MOCVD values more for lightly-doped samples than for highly-doped samples. This is likely because at lower ND/NA, the influence of trace compensating impurities and crystal defects becomes important relative to the dopant atom scattering. Overall, these results indicate that CSVT from GaAs powder sources is competitive with MOCVD in terms of the achievable μe and μh for a wide range of ND/NA.
No significant differences were observed between films deposited from powder and wafer sources. This result is expected because the growth takes place at the interface between substrate and the gas phase. Thus the source's crystalline quality should not affect the CSVT process as long as it does not affect the ability of the surface to be etched by H2O to produce vapor phase As2 and Ga2O. This implies that there is no need for crystalline powder sources, and lower quality powders could potentially be used as sources, for example those made by reaction of Ga and As at low temperatures.58
The room temperature mobilities of CSVT GaAs films were similar to those produced in the literature using MOCVD, despite the relatively high growth rates and use of H2O vapor as a transport agent. Due to the high α(λ) of GaAs,55 the LD (2–3 μm for n-GaAs and 5–8 μm for p-GaAs) was sufficient to yield Jsc ≈ 20 mA cm−2 which is near the one-sun limit (22.5 mA cm−2) for specular GaAs with no anti-reflective coating in acetonitrile. For this μe and LD we estimate an electron lifetime of τe ∼ 7 ns for the NA = 1–2 × 1017 cm−3 p-GaAs films. According to previously published simulations28 using this lifetime, η ≈ 25% single-junction photovoltaics could be fabricated if other device-engineering challenges (such as how to create rectifying solid-state junctions and passivate the surfaces) can be solved. Initial efforts to produce GaAs p–n junction PV solar cells using CSVT have produced promising results with Voc > 0.9 V and Φint > 0.9, but they are beyond the scope of this study.59
In addition to the high capital cost associated with MOCVD production of GaAs, lattice-matched substrates are also expensive relative to Si wafers. Tandem architectures which utilize the larger indirect band-gap and smaller lattice constant (closer to Si) of GaAsxP1−x could yield η > 35% devices on Si substrates if challenges associated with the thermal and lattice mismatch can be addressed.60 Growth techniques such as selective area epitaxy12 and the synthesis and use of engineered strain relaxation areas61 may be required for such efforts.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c4ee01943a |
This journal is © The Royal Society of Chemistry 2015 |