A.
Behr
*a,
A.
Kämper
a,
R.
Kuhlmann
a,
A. J.
Vorholt
a and
R.
Franke
bc
aTechnische Universität Dortmund, Lehrstuhl für Technische Chemie, Emil-Figge-Str. 66, 44227 Dortmund, Germany. E-mail: behr@bci.tu-dortmund.de; Fax: +49 231 755 2311; Tel: +49 231 755 2310
bEvonik Performance Materials GmbH, Paul-Baumann-Straße 1, 45772 Marl, Germany
cRuhr-Universität Bochum, 44780 Bochum, Germany
First published on 6th October 2015
This paper describes the development of an efficient catalyst recycling concept for the iridium-catalysed hydroformylation of 1-octene through the investigation of biphasic systems, thermomorphic solvent systems and an ex situ extraction. Particularly high selectivities (>90%) towards the desired aldehydes as well as low rates of iridium leaching were observed using the monosulfonated triphenylphosphine ligand (TPPMS). In polar solvents such as propylene carbonate or N,N-dimethylformamide, low rates of catalyst leaching (0.2%) as well as high rates of product separation (nearly 80%) were achieved. High reaction rates and a long-term activity and stability of the catalyst were observed using the solvent N,N-dimethylformamide and the extraction with non-polar solvents.
Hydroformylation was first described by Otto Roelen in 1938. Its subsequent development for use in industrial processes led to the use of catalyst metals such as cobalt and, above all, rhodium. To this day, rhodium is the most active metal used in hydroformylation, yet it is also one of the rarest and, consequently, most expensive metals on earth. The dramatic fluctuations in rhodium prices can be ascribed to the high demand for this metal within the automotive industry (ca. 80%).3–6
Recent research by Beller et al. demonstrates that old assumptions from 1977 (Table 1) with regard to metal activities in hydroformylation should be re-examined. The values in Table 1 predict an activity ratio of rhodium to iridium as 10.000:1.
Metal | Rh | Co | Ir | Ru | Os, Tc | Mn | Fe |
---|---|---|---|---|---|---|---|
Activity | 1000 | 1 | 0.1 | 0.01 | 0.001 | 0.0001 | 0.000001 |
However, new catalyst systems provide alternatives for achieving satisfactory catalytic performances using iridium that are only 8 times lower than using rhodium.3,4,8,9
The use of noble metals such as rhodium or iridium in homogeneous catalysis raises the question as to how the catalyst can be recycled most effectively. Former developments in industrial hydroformylation have shown different ways of recycling cobalt and rhodium catalysts. In some cases the separation of the catalyst from the products is achieved through chemical transformation and reactivation of the catalytic complex or via distillation of the low-boiling products. An important hydroformylation process is the Ruhrchemie/Rhône-Poulenc process for converting short chain olefins such as propene or 1-butene. Here an efficient catalyst recycling is possible using an aqueous biphasic liquid–liquid system and the trisulfonated triphenylphosphine (TPPTS) ligand. Unfortunately, this recycling concept is not suitable for use with higher olefins such as 1-octene or 1-dodecene, necessitating the development of alternative recycling systems.3–5,10–13
Among the more promising recycling concepts for higher olefins are a biphasic liquid–liquid system involving either extraction or a thermomorphic solvent system such as the temperature-dependent multi-component solvent-system (TMS). Using an extraction or a TMS system has the great advantage of preventing potential mass transfer limitations as the reaction mixture occurs in one homogeneous liquid phase. The extraction method refers to a highly effective separation of catalyst and products using the appropriate extracting agent. However, this method is more expensive in terms of the equipment and process engineering involved. The use of TMS as described by Behr et al. presents an effective means for catalyst/product separation in a plant that is easy to operate.4,14 At the same time, finding the most effective and stable solvent system is somewhat laborious in terms of identifying the right composition of the TMS mixture. The solvents involved in these thermomorphic systems form a homogeneous one-phasic mixture in the tempered reactor. After the reaction, the mixture can be separated into two liquid phases using a separator at lower temperatures.13,15–21
This paper describes for the first time the development of a new catalyst recycling concept for the iridium-catalysed hydroformylation of 1-octene. First, opportunities of controlling and optimizing the reaction to achieve high yields and selectivities toward the desired aldehydes and to supress hydrogenation were to be identified. Aside from this, the experiments were intended to find an effective possibility of separating the catalyst from the product while avoiding catalyst and ligand leaching as much as possible in addition to preventing the deactivation of the catalyst. Achieving this predicated on identifying a suitable ligand in combination with an appropriate solvent system consisting of polar and non-polar solvents. The ideal system would provide for long-term catalyst stability using an effective recycling system suitable for use in a continuously operating miniplant.
For ex situ extraction, the reaction mixture was weighed and analysed before the non-polar solvent was added. Usually a DMF:non-polar solvent ratio of 1:1 was applied. Additionally, the amount of non-polar solvent was investigated and optimized, which is shown in Fig. 6. The total mixture was stirred (700 rpm) for 15 minutes and separated in a cooled separation funnel for 30 minutes at 0 °C. After separation both phases were weighed and analysed via GC for product distribution and via ICP-OES for iridium and phosphorus leaching. The results of ICP-OES (ppm) were multiplied with the amount of non-polar respectively polar phase to get the amount of iridium and phosphorus in both phases. Finally, the results of the non-polar phase were correlated to the total amount of iridium and phosphorus added to the reaction mixture.
For application of thermomorphic solvent systems, suitable solvent mixtures were investigated and determined in previous solubility tests at laboratory scale. Therefore, polar solvent (DMF, PC) and 1-octene or nonanal were mixed up in specific compositions and heated up to reaction temperature. If necessary, certain amounts of non-polar solvent (heptane, 2,2,4-trimethylpentane, …) were added and the solution was examined for miscibility. Then the mixture was cooled, separated and analysed via GC for identifying the appropriate miscibility gap and for promising solvent mixtures. These mixtures were performed in hydroformylation reactions and separated for 30 min at 0 °C in a separation funnel. The analysis were similar to the extraction procedure described above.
Entry | Ligand | Solvent | X [%] (1) | Y [%] | S [%] (2) + (3) | l:b | ||
---|---|---|---|---|---|---|---|---|
(2) + (3) | (4) | (5) | ||||||
Reaction conditions: 8.91 mmol 1-octene, 4 g solvent, 0.0713 mmol Ir(cod)(acac), P/Ir = 2.5/1, LiCl/Ir = 2/1, 30 bar (CO/H2 = 2/1), 100 °C, 16 h, 700 rpm.a Precipitation of the catalyst complex (Ir, P). | ||||||||
1 | PPh3 | NMP | 95 | 90 | 4 | 1 | 94 | 76:24 |
2 | PPh3a | PC | 65 | 59 | 2 | 4 | 91 | 79:21 |
3 | PPh3a | DMF | 54 | 49 | 2 | 6 | 91 | 77:23 |
4 | TPPMS | NMP | 89 | 83 | 4 | 2 | 93 | 73:27 |
5 | TPPMS | PC | 70 | 64 | 2 | 4 | 91 | 77:23 |
6 | TPPMS | DMF | 68 | 61 | 4 | 3 | 90 | 75:25 |
7 | TPPMSa | Water | 87 | 33 | 37 | 16 | 38 | 77:23 |
8 | TPPTSa | NMP | 87 | 76 | 5 | 6 | 87 | 74:26 |
9 | TPPTS | Water | 62 | 32 | 23 | 7 | 52 | 73:27 |
10 | Biphephos | NMP | 74 | 47 | 19 | 8 | 64 | 73:27 |
11 | Xantphos | NMP | 11 | 4 | 2 | 5 | 36 | 76:24 |
Initial experiments using DMF and PC in combination with triphenylphosphine (PPh3) resulted in high chemoselectivities towards the desired aldehydes (91%). However, the low catalytic activities or conversions were due to the low solubility of the catalyst complex, which was found as a solid after the reaction (Table 2, entries 2 and 3).
It was therefore necessary to identify a more polar ligand for use in this recycling concept. Sulfonated ligands such as monosulfonated triphenylphosphine (TPPMS) and trisulfonated triphenylphosphine (TPPTS) also performed well in homogeneous NMP solutions (Table 2, entries 4 and 8). For this reason, the sulfonated phosphine ligands were also investigated in both DMF and PC. With TPPMS in both PC and DMF, desirable catalytic performances were observed (Table 2, entries 5 and 6), whereas TPPTS in water resulted in the excessive formation of undesired hydrogenation products (Table 2, entry 9).
As described by Beller et al., the use of phosphorous ligands and of bidentate ligands such as biphephos or xantphos in particular results in poor performances and selectivities (Table 2, entries 10 and 11). Compared to rhodium-catalysed hydroformylation, the addition of xantphos or biphephos does not result in an improvement of the regioselectivity towards the more desired terminal aldehydes.8,9,22,23
The monosulfonated TPPMS ligand performed well in DMF and PC with a chemoselectivity of about 90% and a regioselectivity of about 75:25. Furthermore, when varying different reaction parameters in the iridium-catalysed system, no considerable influences on the regioselectivity were identified.
Entry | PC [wt%] | 1-Octene [wt%] | Non-polar solvent [wt%] | X [%] (1) | Y [%] | S [%] | Leaching [%] | |||
---|---|---|---|---|---|---|---|---|---|---|
(2) + (3) | (4) | (5) | (2) + (3) | Ir | P | |||||
Conditions: Ir(cod)(acac) = 0.8 mol% (substrate), TPPMS/Ir = 2.5/1, LiCl/Ir = 2/1, 30 bar (CO/H2 = 2/1), 100 °C, 16 h, 700 rpm, tSeparation = 30 min, TSeparation = 0 °C.a Thermomorphic solvent system.b Biphasic system. | ||||||||||
1a | 80 | 20 | — | 70 | 64 | 2 | 4 | 91 | 0.3 | 0.4 |
2a | 78 + (2% H2O) | 20 | — | 74 | 69 | 2 | 3 | 93 | 0.3 | 0.4 |
3a | 67 | 33 | — | 60 | 52 | 3 | 5 | 86 | 2 | 0.9 |
4b | 60 | 20 | n-Dodecane (20%) | 63 | 50 | 7 | 6 | 80 | 0.3 | 0.2 |
5b | 58 + (2% H2O) | 20 | n-Heptane (20%) | 63 | 54 | 3 | 4 | 86 | 0.3 | 0.4 |
Due to its high polarity, the liquid–liquid separation from non-polar substances was predicted to be good. In this case, separating the non-polar phase consisting of a high amount of 1-octene, octane and aldehydes from the polar propylene carbonate/catalyst phase was possible. As demonstrated by the experiments shown in entries 1 and 2 in Table 3, good catalytic performances were observed with chemoselectivities of up to 93% and at a maximum conversion of 74% if no additional non-polar solvent was used. The addition of small amounts of water (Table 3, entry 2) improved hydroformylation performance and results in better product separation. The catalyst and ligand losses shown in Table 3 as Ir and P leaching at rates of 0.3% and 0.4% are relatively low, indicating that catalyst recycling in the polar phase works well. Further studies indicated that the mixtures in entries 1–3 are quasi temperature dependent mixtures. This means that the components 1-octene and PC form a biphasic mixture at the beginning of batch reactions. As the reaction progresses, the formation of aldehydes increases the polarity of the reaction mixture. After a certain yield for the phase mediating product, a homogeneous mixture is formed that can be separated into two liquid phases after cooling down to room temperature and cooling temperature. In Table 3 entry 3, the chemoselectivity (86%) and conversion (60%) is lower than in entries 1 and 2, which is attributed to the higher amount of substrate and consequently to higher mass transfer limitations. Furthermore, the rate of iridium and phosphorous leaching is higher (2%/0.9%) due to higher concentrations of substrate and products which result in increasing mediation into the non-polar phase.
The addition of non-polar solvents such as n-dodecane or n-heptane to build a biphasic system (Table 3, entries 4 and 5) provided yet another means of designing a PC-based recycling system. The assumption was that this would improve separation of the polar catalyst and non-polar product phase. The mass transfer limitations are much higher than in the entries 1 and 2, which leads to lower conversions and chemoselectivities whereas the Ir leaching is low at a rate of approximately 0.3%.
The application of a temperature dependent system with PC was therefore deemed to be far more suitable (Table 3, entries 1–3).
Considering that further operation in continuous processes should be done under steady state conditions, a specific point within the batch reaction must be referenced. As described above, this point was given with the further reaction rate and yield for nonanal. The kinetic behaviour of the hydroformylation of 1-octene in propylene carbonate was subsequently investigated (Fig. 3).
This experiment under semi-continuous conditions resulted in good catalytic performance and high chemoselectivities (90%) towards the desired aldehydes. After 7 hours, the conversion reached a preliminary maximum of approximately 85%. Considering the kinetic trend of Fig. 3, an operation point respectively residence time in the reactor was determined to be between 3 and 6 h.
Unexpectedly, some hydrogenation to the corresponding alcohol, nonanol, was observed after 6 h. The reaction was subsequently stopped after 24 h and the Parr autoclave was emptied and flushed with pure hydrogen to convert most of the remaining aldehydes to alcohols. This tandem reaction was not observed in previous experiments using other solvents in iridium-catalysed hydroformylation.
In the chemical industry, long chain alcohols are often desired products. However, a homogeneous reaction mixture occurs after cooling and an efficient catalyst recycling in PC becomes more difficult due to the much higher polarity of nonanol. Consequently, other solvents with higher polarity such as water or the addition of non-polar solvents became necessary. But mentioned previously, the catalytic performance and chemoselectivity using water-based solvent systems and biphasic systems do not provide satisfactory results (Tables 2 and 3). Alternative recycling concepts should be examined more closely in order to identify an efficient recycling concept for iridium-catalysed hydroformylation of 1-octene.
Entry | DMF [wt%] | 1-Octene [wt%] | Non-polar solvent [wt%] | X [%] (1) | Y [%] | S [%] (2) + (3) | Leaching [%] | |||
---|---|---|---|---|---|---|---|---|---|---|
(2) + (3) | (4) | (5) | Ir | P | ||||||
Conditions: Ir(cod)(acac) = 0.8 mol% (substrate), TPPMS/Ir = 2.5/1, LiCl/Ir = 2/1, 30 bar (CO/H2 = 2/1), 100 °C, 16 h, 700 rpm, tSeparation = 30 min, TSeparation = 0 °C.a Extraction with non-polar solvent necessary.b Thermomorphic solvent systems. | ||||||||||
1a | 60 | 40 | — | 65 | 58 | 3 | 4 | 89 | n.a. | n.a. |
2a | 80 | 20 | — | 68 | 61 | 4 | 3 | 90 | n.a. | n.a. |
3a | 78 + (2% H2O) | 20 | — | 74 | 67 | 2 | 5 | 91 | (see Fig. 6) | |
4b | 40 | 20 | n-Dodecane (40%) | 60 | 52 | 4 | 4 | 87 | 0.2 | 0.6 |
5b | 40 | 20 | n-Heptane (40%) | 70 | 63 | 4 | 3 | 90 | 0.3 | 0.8 |
6b | 40 | 20 | 2,2,4-Trimethyl-pentane (40%) | 74 | 66 | 4 | 4 | 89 | 0.2 | 0.3 |
7b | 39 + (1% H2O) | 20 | 2,2,4-Trimethyl-pentane (40%) | 63 | 55 | 4 | 4 | 90 | 0.2 | 0.1 |
A more detailed look into the kinetics (Fig. 4 and 5) was required to better understand these two suitable recycling systems (Table 4, entries 3 and 6). The reaction rate in the thermomorphic system consisting of DMF and 2,2,4-trimethylpentane was surprisingly slow. The full conversion of 1-octene was reached only after 24 h, while only 60% of 1-octene was converted into aldehydes (52%) and octane (4%) after 7 h. Further investigations of this thermomorphic system showed that the iridium catalyst formed a specific small phase with the ligand TPPMS at higher temperatures. These emulsion drops lead to high mass transfer limitations and lower reaction rates. The chemoselectivity towards the desired aldehydes was at 91% whereas the regioselectivity was steady at 75:25.
Examining the kinetics of the homogeneous DMF system (Fig. 5) shows a higher reaction rate than described in Fig. 4. The reaction was also faster compared to NMP and PC (Fig. 3) based systems. This system led to a conversion of 90% and a chemoselectivity of 91% after 6 h. No consecutive reaction to undesired alcohols was observed.
An effective means of extraction with a non-polar solvent such as 2,2,4-trimethylpentane was investigated to separate the product from the catalyst. The plots for the product separation and the iridium and phosphorus leaching in the extraction experiments using 2,2,4-trimethylpentane are shown in Fig. 6.
Fig. 6 Influence of DMF:2,2,4-trimethylpentane ratio on leaching and product separation. Conditions: 2 g reaction mixture (see Fig. 5), mixing time 15 min, separation time 30min at 0 °C. |
The product separation increased to 90% using a higher amount of non-polar extracting agent. Running the experiment with a DMF:2,2,4-trimethylpentane ratio of 1:2 and 1:3, the catalyst and ligand leaching increased to rates of up to 3% whereas the product separation was observed at a maximum of 80%. It was therefore necessary to find a compromise between leaching and product separation that led to a ratio of 1:1.5. Low rates of leaching at 0.2% and a product separation of 70% are possible at this ratio.
The DMF-based system with downstream extraction was selected for use in further examinations due to its favourable results as compared to the PC recycling concept previously described (Table 5).
Recycling concept | Selectivity/activity | Leaching/separation |
---|---|---|
− Not suitable, o medium, + well suitable. | ||
PC–Biphasic | − | o |
PC–TMS | o | + |
DMF–TMS | o | + |
DMF–Extraction | + | + |
Both a selective and efficient separation of product and catalyst is possible using the homogeneous DMF-based recycling system. Further information with regard to long-term catalyst system stability was needed to determine whether further applications at a miniplant scale or at an industrial scale would be viable. As such, the catalyst phase was separated via extraction using 2,2,4-trimethylpentane following the reaction and was then returned to the autoclave. New 1-octene was then added and the reaction was restarted. The long-term activity of the iridium complex was verified in five recycle runs with the same catalyst mixture (Fig. 7). A selectivity of about 90% and a conversion of about 80% were observed. The leaching of iridium and phosphorous leaching at rates of up to 0.3% and product separation at rates of up to 80% indicated that this recycling system is both stable and suitable in long-term applications.
Finally, we performed an experiment using Rh(CO)2(acac) as metal precursor for comparing iridium- and rhodium-catalyzed hydroformylation in DMF. The results are presented in Table 6 and were determined with the application of nearly same reaction and separation conditions. Obviously and as expected, the rhodium catalyst is more active than the iridium catalyst, which is shown with higher TON and TOF of 423 and 228 h−1. The chemoselectivity with 86% is lower, which is due to the formation of undesired octenes. Comparable to iridium experiments, the rhodium and phosphorus leaching is three times respectively nine times higher after extraction with 2,2,4-trimethylpentane. Hence, despite the lower activity, we developed a suitable iridium system with higher selectivities and much lower catalyst leaching, which is competitive to experiments using a rhodium catalyst.
Catalyst (concentration) | Time [h] | X [%] (1) | Y [%] | S [%] (2) + (3) | l:b | TON [−] | TOF [h−1] | Leaching [%] | |||
---|---|---|---|---|---|---|---|---|---|---|---|
(2) + (3) | (4) | (5) | Ir/Rh | P | |||||||
Conditions: 89.1 mmol 1-octene, 39 g DMF, 1 g H2O, TPPMS/metal-precursor = 2.5/1, LiCl/metal-precursor = 2/1, 30 bar (CO/H2 = 2/1), 100 °C, 700 rpm, extraction with 2,2,4-trimethylpentane DMF/iso-octane = 1/1.5, tSeparation = 30 min, TSeparation = 0 °C. | |||||||||||
Ir(cod)(acac) (0.8 mol%) | 4.25 | 86 | 78 | 5 | 3 | 91 | 75:25 | 109 | 27 | 0.2 | 0.2 |
Rh(CO)2(acac) (0.2 mol%) | 1.5 | 88 | 76 | <1 | 12 | 86 | 71:29 | 423 | 282 | 0.6 | 1.8 |
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