James E.
Radcliffe
,
Valerio
Fasano
,
Ralph W.
Adams
,
Peiran
You
and
Michael J.
Ingleson
*
School of Chemistry, University of Manchester, Manchester, M13 9PL, UK. E-mail: michael.ingleson@manchester.ac.uk
First published on 19th November 2018
Useful α-boryl esters can be synthesized in one step from α,β-unsaturated esters using just a simple to access NHC–BH3 (NHC = N-heterocyclic carbene) and catalytic I2. The scope of this reductive α-borylation methodology is excellent and includes a range of alkyl, aryl substituted and cyclic and acyclic α,β-unsaturated esters. Mechanistic studies involving reductive borylation of a cyclic α,β-unsaturated ester with NHC–BD3/I2 indicated that concerted hydroboration of the alkene moiety in the α,β-unsaturated ester proceeds instead of a stepwise process involving initial 1,4-hydroboration; this is in contrast to the recently reported reductive α-silylation. The BH2(NHC) unit can be transformed into electrophilic BX2(NHC) moieties (X = halide) and the ester moiety can be reduced to the alcohol with the borane unit remaining intact to form β-boryl alcohols. The use of a chiral auxiliary, 8-phenylmenthyl ester, also enables effective stereo-control of the newly formed C–B bond. Combined two step ester reduction/borane oxidation forms diols, including excellent e.e. (97%) for the formation of S-3-phenylpropane-1,2-diol. This work represents a simple transition metal free route to form bench stable α-boryl esters from inexpensive starting materials.
In notable previous work, the use of base-stabilized boranes and α-diazo carbonyls enabled catalysed formation of alternative (to MIDA) quaternized at boron α-boryl carbonyls (Scheme 1b).5,6 In this area Curran et al. pioneered the use of NHC–BH3 (NHC = N-heterocyclic carbene) compounds to afford α-boryl carbonyls under transition metal or I2 catalysis.7,8 Base stabilised α-BH2-carbonyl products are bench stable and stable to strong bases/nucleophiles,5,6 and thus are complementary to MIDA-boronates which while being bench/acid stable are sensitive to strong bases.9 In comparison, α-Bpin esters and amides (produced via a novel Cu catalyzed 1,4-hydroboration/isomerization process) are not bench stable and are highly sensitive to protodeboronation due to their non-quaternized at B nature.10 Base stabilised organoboranes, including α-BH2-esters, can be utilised in a range of functional group transformations including the Suzuki–Miyaura reaction on appropriate activation.5–11 However, the current synthetic approaches to base stabilised α-BH2 carbonyls generally require diazo compounds (of which extremely limited examples are commercially available), precluding the formation of quaternary α-boryl carbonyls, while their more hazardous nature provides an additional drawback. Very recently, Zhu and co-workers demonstrated that α-boryl carbonyls also can be accessed by gold-catalysed oxidative coupling of terminal alkynes with Lewis base–borane adducts (Scheme 1c), while notable this is limited to forming primary α-boryl carbonyls.12 Therefore the formation of a wide range of bench stable α-boryl-carbonyl derivatives in one-pot from simple starting materials without using transition metal catalysis was an unsolved problem before this work.
An attractive route to α-boryl carbonyls that is the focus of this work is 3,4-hydroboration of α,β-unsaturated carbonyls, where the boryl group is selectively added at the 3 position, termed reductive α-borylation (Scheme 1d). While the reductive β-borylation of α,β-unsaturated carbonyl species has been reported,13,14 we are aware of no previous examples of selective reductive α-borylation of substrates such as cinnamates and crotonates. It should be noted that NHC–BH3 can reductively borylate strong Michael acceptors (Mayr E values > −18); however, the direct reaction between NHC–BH3 and α,β-unsaturated carbonyl derivatives that are weaker Michael acceptors does not proceed (ethyl cinnamate has an E value of −24.5 for example, Scheme 2).15 Furthermore, the catalysed hydroboration of α,β-unsaturated carbonyl compounds using common boranes (e.g. CatBH and PinBH) proceeds via 1,4-hydroboration.16 Recently, the Chang group reported the reductive α-silylation of α,β-unsaturated carbonyls, using silanes/B(C6F5)3.17 Previous work from some of us has indicated that on appropriate activation NHC–boranes can react with π nucleophiles in an analogous manner to silanes/B(C6F5)3.18 Therefore we hypothesised that NHC–BH3, upon activation, will react with α,β-unsaturated esters to generate NHC-stabilized α-boryl esters (Scheme 1d). Herein, we demonstrate that a wide range of α,β-unsaturated esters undergo highly selective reductive α-borylation using a simple NHC–BH3 compound and catalytic I2 as an activator. This represents a facile, metal free route to bench stable α-boryl-esters (including quaternary organoborane and diastereoselective examples) that are amenable to further functionalisation, for example to afford enantiopure diols.
For reaction optimisation IMe–BH3 and I2 were selected due to their low cost (or simple synthesis), ease of handling (IMe–BH3 is bench stable) and facile reactivity to give electrophilic IMe–BH2I.7,20,21 Methyl crotonate, 1a, was mixed with IMe–BH3 in CDCl3 followed by addition of 10 mol% I2 (Fig. 1, top). NMR spectroscopic analysis after 2 h showed a new triplet 11B resonance at −25.4 ppm (1JBH = 90 Hz) consistent with the desired reductive α-borylation product, 2a (Fig. 1). However, under these conditions longer reaction times did not lead to acceptable conversion, with the retention of a significant amount of methyl crotonate even after 2 days. Optimization studies (see ESI†) identified increasing the concentration as key, as previously observed by Curran and co-workers,7 with a 1 M reagent concentration leading to the highest yield in a reasonable timeframe (ca. 70% conversion after 20 hours at room temperature). It should be noted that other electrophilic activators previously used with NHC–BH3, e.g. HNTf2 and B(C6F5)3, led to poorer outcomes.22 Recent work has demonstrated that radical initiators can enable alkyne cyclisation reactions and alkyne trans-hydroboration using NHC–BH3.23,24 Therefore the use of tert-butylhydroperoxide (TBHP) was explored under comparable conditions to those reported for trans-hydroboration. However, heating a mixture of IMe–BH3, 1a and 20 mol% TBHP in benzene for 18 hours led to no reductive α-borylation.
In order to probe the effect of varying the NHC, iPr–BH3 and BenzIMe–BH3 were explored (Fig. 1). While both of these NHC–boranes successfully led to reductive α-borylation of 1a upon activation with I2, the conversions were lower than when using IMe–BH3 under identical conditions (70% versus 43 and 34%, respectively), thus in further reactions IMe–BH3 was used. X-ray diffraction studies (Fig. 1, inset) further confirmed the formulation of 2a and 4a. A substrate screening study revealed that a wide range of acyclic and cyclic α,β-unsaturated esters gave good-to-moderate yields of the reduced α-boryl ester products 2a–r (Fig. 2). Generally, it was found that α,β-unsaturated esters with β-alkyl substituents gave good yields (e.g.2a, 2b, 2d and 2e). Increasing the substitution at the α or β position was viable (e.g.2f and 2g), with the formation of 2g being notable as it contains a quaternary center and thus cannot be accessed via procedures starting from the α-diazo-ester. Cyclic esters were also amenable (2h, 2i, and 2j), with the reductive borylation of furanone proceeding with a yield of 61%, and 2i successfully crystallized, with the solid-state structure from X-ray diffraction studies demonstrating the expected connectivity. The diastereoselectivity in the formation of 2j was moderate (d.r. = 77:23). Cinnamates were also viable substrates and were borylated in moderate yields of 40–55% (2k–2n). Functionalisation at the para-position of the cinnamate phenyl ring with electron withdrawing groups and electron donating groups (–Cl, –Br, –NO2, and –Me) was possible with comparable yields (2o–2r). It should be noted that attempts with α,β-unsaturated ketones led to no significant α-borylated carbonyl products, in line with our calculations and previous work where CO hydroboration occurs for similar compounds.25 Using the optimized conditions the reaction was amenable to scaling up to produce 0.9 g of 2a and 1.0 g of 2k.
Attempts to extend the optimized procedure to α,β-unsaturated amides led to complete amide consumption but with the formation of complex mixtures in which the desired α-boryl amide was only a minor intractable component (with N,N-diethyl-crotonamide, 5a, and N,N-dimethylprop-2-enamide, 5b). This is in contrast to reductive α-silylation which proceeds with both α,β unsaturated esters and amides (including 5a).17 Compound 1b which undergoes reductive borylation and 5b have effectively identical E parameters on the Mayr electrophilicity scale (E = −23.59 and −23.54, respectively),26 and thus they would be expected to react at similar rates with unhindered nucleophiles, in contrast to what is observed here. Notably, while the E parameters are similar there is a significant difference in the nucleophilicity of esters and amides as Lewis bases towards boron electrophiles, with amides being significantly more Lewis basic than esters towards B(C6F5)3.27 Therefore the in situ NMR spectra were analyzed for any disparities between these esters and amides on addition to IMe–BH2I/IMe–BH3 mixtures. On combining a range of α,β-unsaturated esters/IMe–BH3/I2 (at various I2 loadings) in chloroform IMe–BH2I is observed (δ11B −31 ppm) as the only new boron-containing species at short reaction times (at longer times the α-boryl esters are also observed with no intermediates detected). Thus these esters do not displace the iodide from boron in IMe–BH2I to any observable extent. In contrast, on combining IMe–BH3/I2 and 5a or 5b minimal IMe–BH2I is observed (even when using 50 mol% I2). Instead, a new broad 11B resonance (at −10.6 and −11.4 ppm when using 5a and 5b, respectively) is observed (Scheme 4). These products are assigned as the products from amide coordination to {IMe–BH2}+, with the δ11B being consistent with [IMe–BH2(L)]+ boronium cations,18 and NHCBH2(OR) species.28 Furthermore, the NMR spectra obtained immediately after combining stoichiometric 5a and IMe–BH2I revealed that the δ11B −10.6 ppm species forms concomitantly with two new vinylic resonances in the 1H NMR spectrum indicating the persistence of the α,β-unsaturated moiety and the absence of any observable hydride transfer to form the O-boron enolate (which only has one vinylic proton). After longer reaction times (24 h) this stoichiometric reaction produced the α-boryl amide as only a minor product.
The reactivity disparity between amides and esters suggested that coordination of carbonyl moieties to [IMe–BH2]+ does not lead to effective reductive α-borylation, at least for amide derivatives. This suggested that pathway (i) (Scheme 5, top) may not be operating for the reductive α-borylation of esters and that an alternative mechanism needs to be considered. Specifically, we considered a concerted addition of a B–H unit of IMe–BH2I across the double bond, prior to hydride transfer from another IMe–BH3 molecule (Scheme 5, bottom) as proposed for the hydroboration of simple alkenes.21,22 Mechanistic insight initially was sought via reductive borylation using a mixture of BenzIMe–BH3 and IMe–BD3; however, this was inconclusive as combining IMe–BD3 and BenzIMe–BH3 in CDCl3 solution with catalytic I2 led to rapid H/D exchange. Next the KIE was determined to be approximately 1.0 when using IMe–BD3 and IMe–BH3 in the reductive α-borylation of 1a (initial KIE values ranged from 0.95 to 1.1). However, the absence of a significant KIE does not discriminate between either of the pathways, as a π complex (where the alkene has displaced the iodide) is potentially an intermediate in the hydroboration pathway using NHC–BH2I.21
Thus iodide displacement (by the carbonyl or by the alkene) is potentially the rate limiting step in both pathways. Finally, the reduction of cyclic ester 1i with IMe–BD3/catalytic I2 was used to probe the stereoselectivity of reductive borylation, with a concerted hydroboration mechanism (pathway (ii)) leading to D and IMe–BD2 addition to the same face while pathway (i) is expected to give a mixture of isomers due to the lack of any facial discrimination during isomerization of the O-boron enolate to the α-boryl ester. The 3JHH coupling constant between HA and HB (Scheme 6) for the d3-isotopomer of 2i (d3-2i) allowed for assignment of a syn-configuration for the IMe–BD2 and D groups.29–33 Specifically, the 3JHH coupling was 8.2 Hz, in good agreement with the 7.1 Hz (Karplus) and 9.7 Hz (Altona) values predicted for the syn-configuration of IMe–BD2 and D for 2i (calculated based upon the solid-state structure of 2i). The alternative isomer (see the inset in Scheme 6) had a calculated 3JHH of <2 Hz and no d3-2i product containing this arrangement of D and IMe–BD2 was observed. Based upon these observations we conclude that α-borylation of this unsaturated ester using IMe–BH3/I2 occurs via a concerted addition mechanism (pathway (ii)).
A series of reactions were carried out to functionalize these α-boryl esters. Curran et al. have shown that NHC–BH2-(R) can be converted to NHC–BX2(R) intermediates (X = halide) that are electrophilic at boron.11 Using the reported conditions IMe–BF2-ester, 6, was synthesized (quantitatively by in situ NMR spectroscopy) and isolated in 46% yield after purification by column chromatography, with X-ray diffraction confirming the formulation (Scheme 7). The IMe–BCl2-derivative, 7, was also accessible (again quantitatively by in situ NMR spectroscopy) through the reaction of 2a with N-chloro-succinimide (NCS). Attempts to transform 2a into the α-BPin-ester derivative by addition of NCS/pinacol under various conditions (with and without H2O/triethylamine, the latter as a base to sequester the expected HCl by-product) led instead to protodeboronation with no α-BPin congener observed. Furthermore, attempts to use 6 or 7 in a range of Suzuki–Miyaura cross coupling protocols were unsuccessful in our hands, including conditions reported by Chiu et al.10 for the cross-coupling of α-BPin esters, instead the protodeborylated product dominated. These observations are consistent with the sensitivity of non-quaternized α-boryl ester derivatives to rapid protodeboronation,10 in contrast to bench/column stable 2a–r.
Scheme 7 Formation of dihalo derivatives. (i) = selectfluor/MeCN and (ii) = NCS, toluene. Inset, solid state structure of 6, ellipsoids at 50% probability (hydrogens omitted for clarity). |
Seeking transformations that cannot be achieved with α-BPin ester analogues, the reduction of 2a to the alcohol was explored next with β-boryl alcohols previously reported and shown to be useful intermediates.34 Both LiAlH4 and DIBAL were used with 2a to form the IMe–BH2-alcohol, 8 (Scheme 8), with no aldehyde observed under a range of conditions/reagent stoichiometry (lower equivalents of DIBAL instead led to a lower conversion to the alcohol and unreacted starting material). A phenyl analogue, 9, can also be accessed, e.g. by addition of DIBAL to 2k. It should be noted that in contrast to 2a (or 2k) organoBPin derivatives undergo transformation at boron with LiAlH4, to form [RBH3]− species.35 Thus the successful conversion of 2a (or 2k) to 8 (or 9) demonstrates the complementarity of the α-BPin and α-BH2NHC ester congeners.
The transformation of the BH2IMe group in 9 into BPin also was explored briefly. Compound 9 was combined with pinacol in dry toluene, and then NCS was added to form the reactive (towards ROH) –BCl2(NHC) congener in situ. 11B NMR spectroscopy displayed a major signal at 34 ppm consistent with an alkyl-BPin, but upon work-up the desired product 10 (Scheme 8) was only a minor component (31%). Two de-hydroxylated products, 11 and 12, were produced alongside 10 (Scheme 8), in a combined yield of 51%. The formation of 11 and 12 is tentatively attributed to a Bora–Peterson reaction36 between the alcohol moiety and an electrophilic boryl group (e.g. RBCl(H)–IMe) derived from 9/NCS which would on B–O bond formation eliminate the alkene (allylbenzene) and a reactive B–H species that can effect hydroboration of allylbenzene (the subsequent reaction with pinacol would then give 11 and 12). Any acid initiated alcohol dehydration steps to form an alkene (for hydroboration) are disfavored due to comparable outcomes (formation of 10, 11 and 12) being observed in the presence and absence of amine bases (HCl is the expected by-product from addition of pinacol to B–Cl species). Due to the competitive formation of 10, 11 and 12 and the greater step efficiency of using the NHC–BH2R species directly the direct functionalisation of the C–B moiety in 9 was explored. Compound 9 could be oxidized directly to 3-phenylpropane-1,2-diol using standard oxidation conditions for organoboranes (H2O2/NaOH) confirming the utility of these NHC-organoboranes and obviating the need for prior conversion to BPin (or other boron moieties).
With the feasibility of direct oxidation demonstrated this process was extended to enantioenriched products by performing reductive α-borylation on α,β-unsaturated esters containing chiral auxiliaries. The reductive α-borylation of methyl cinnamate with menthyl as the chiral auxiliary proceeded with minimal diastereoselectivity (2s d.r. = 57:43); however, the two products could be readily separated by column chromatography. Crystals of 2s were grown enabling characterization by X-ray crystallography and unambiguous assignment of stereochemistry for both products of the reaction (Fig. 3). The more bulky 8-phenyl menthyl group was next utilized as a chiral auxiliary as it has been successfully used to induce high diastereoselectivity in Diels–Alder reactions using acrylates.37 In this case, two diastereomeric products of 2t were isolated in a 87:13 d.r. after reductive α-borylation at room temperature (again these were readily separable by column chromatography). Confirmation of the major and minor components was achieved by X-ray diffraction. Finally, we investigated the possibility of transforming the enantiopure organoborane products into the chiral diol in two steps without isolation of any intermediates. A single diastereomer of 2s was reduced to the alcohol using LiAlH4 and, after extraction, the crude reaction mixture was oxidized to yield S-3-phenylpropane-1,2-diol in an overall 65% yield, with no observable reduction in enantiopurity which was >97% (by chiral HPLC, Scheme 9).
Scheme 9 Reduction of a single diastereomer of 2s and subsequent oxidation to form S-3-phenylpropane-1,2-diol. |
1H NMR (400 MHz, chloroform-d) δ 6.82 (s, 2H), 3.74 (d, J = 1 Hz, 6H), 3.44 (d, J = 1 Hz, 3H), 1.72 (m, 2H), 1.38 (t, J = 8 Hz, 1H), 0.87 (t, J = 7 Hz, 3H). 13C{1H} NMR (101 MHz, chloroform-d) δ 182.9, 120.4, 50.4, 41.6–38.7 (m), 36.1, 26.4, 15.1. 11B NMR (128 MHz, chloroform-d) δ −25.3 (t, J = 90 Hz).
1H NMR (400 MHz, chloroform-d) δ 6.81 (d, J = 2.0 Hz, 2H), 4.46–4.35 (m, 1H), 4.28–4.15 (m, 1H), 3.70 (s, 6H), 2.31 (s, 1H), 1.77 (s, 1H). 13C{1H} NMR (101 MHz, chloroform-d) δ 187.9, 171.3–165.6 (m), 120.6, 67.6, 35.9, 33.5–28.2 (m).
11B NMR (128 MHz, chloroform-d) δ −27.4 (br). 2H NMR (61 MHz, chloroform-d) δ 1.87 (s, br), 1.76–1.15 (m).
13C{1H} NMR (101 MHz, chloroform-d) δ 181.2, 145.1, 128.7, 127.8, 125.0, 120.4, 71.3, 47.3, 41.2, 39.8, 39.7, 36.4, 34.5, 31.3, 25.7, 23.4, 22.3, 20.9, 16.3.
11B NMR (128 MHz, chloroform-d) δ −25.1 (t, J = 70 Hz).
13C{1H} NMR (101 MHz, chloroform-d) δ 181.5, 144.6, 128.5, 127.9, 125.1, 120.5, 72.0, 47.1, 41.2, 39.6, 36.4, 34.5, 31.4, 25.2, 23.0, 22.2, 21.3, 15.9.
11B NMR (128 MHz, chloroform-d) δ −25.2 (t, J = 89 Hz).
13C{1H} NMR (101 MHz, chloroform-d) δ 180.9, 152.3, 145.3, 129.1, 127.9, 127.8, 125.9, 125.2, 124.7, 120.4, 72.7, 51.0, 41.6, 39.7, 39.6, 36.3, 34.9, 31.0, 27.1, 26.6, 26.0, 22.1.
11B NMR (128 MHz, chloroform-d) δ −25.0 (t, J = 90 Hz).
13C{1H} NMR (101 MHz, chloroform-d) δ 181.4, 151.2, 144.2, 128.9, 128.0, 127.8, 125.9, 125.2, 125.1, 120.6, 73.7, 50.6, 42.0, 40.7, 39.7, 36.3, 34.7, 31.3, 31.0, 27.7, 22.4, 21.9.
11B NMR (128 MHz, chloroform-d) δ −25.8 (t, J = 87 Hz).
Footnote |
† Electronic supplementary information (ESI) available: Full synthetic methods and characterization details (.PDF), computational details (.xyz) and crystallographic data (.cif). CCDC 1864774–1864779. For ESI and crystallographic data in CIF or other electronic format see DOI: 10.1039/c8sc04305a |
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