Konstantinos
Alexopoulos
and
Dionisios G.
Vlachos
*
Department of Chemical and Biomolecular Engineering, Catalysis Center for Energy Innovation, University of Delaware, 221 Academy St., Newark, DE 19716, USA. E-mail: vlachos@udel.edu
First published on 2nd January 2020
Single atom catalysts receive considerable attention due to reducing noble metal utilization and potentially eliminating certain side reactions. Yet, the rational design of highly reactive and stable single atom catalysts is hampered by the current lack of fundamental insights at the single atom limit. Here, density functional theory calculations are performed for a prototype reaction, namely CO oxidation, over different single metal atoms supported on alumina. The governing reaction mechanisms and scaling relations are identified using microkinetic modeling and principal component analysis, respectively. A large change in the oxophilicity of the supported single metal atom leads to changes in the rate-determining step and the catalyst resting state. Multi-response surfaces are introduced and built cheaply using a descriptor-based, closed form kinetic model to describe simultaneously the activity, stability, and oxidation state of single metal atom catalysts. A double peaked volcano in activity is observed due to competing rate-determining steps and catalytic cycles. Reaction orders of reactants provide excellent kinetic signatures of the catalyst state. Importantly, the surface chemistry determines the stability, oxidation, and resting state of the catalyst.
Increasingly stringent environmental regulations and the high cost of noble metals have recently motivated the use of SACs in catalytic emission control. CO oxidation is a key reaction in the catalytic converter and has served as a prototype reaction for fundamental studies over many decades. The three-way catalyst is very effective at high temperatures but loses its performance at cold startup conditions due to CO poisoning.5 Thus, there is a need to lower the catalyst light-off temperature.6 SACs could potentially improve performance and cut down the cost.7 The cost could be further reduced by replacing the platinum group metals (PGM) of three-way catalysts with non-precious transition state metals.
In the present work, we develop a kinetic model for CO oxidation over a number of atomically-dispersed metals on alumina. Density functional theory (DFT) calculations are performed for the key steps and intermediates on different single metal atoms to unravel correlations and descriptors among data using principal component analysis (PCA). A descriptor-based multi-metal kinetic model reduction is performed for the least and the most oxophilic metals. The oxidation state and the diffusion of active catalyst species are investigated under reaction conditions. This allows one to construct multi-response maps, which reveal simultaneously catalyst activity, stability, spectroscopic information, and phase behavior, to suggest promising catalytic materials. To our knowledge, such multi-response surfaces and the coupling of surface chemistry with catalyst stability are introduced herein for the first time. We demonstrate that the ability of a catalyst to be in thermodynamic equilibrium with its environment of a given chemical potential depends on the material itself. This finding has important ramifications regarding the oxidation state of the catalyst as seen by X-ray absorption near-edge structure (XANES) spectroscopy.
Fig. 1 Structure of alumina support. Inequivalent octahedral Al sites are labeled. Color code: red, O; pink, Al. |
Spin-polarized periodic DFT calculations were performed using the Vienna Ab initio Simulation Package (VASP)11–14 and the projector-augmented wave (PAW) method.15,16 The exchange–correlation energies were calculated on the basis of the generalized gradient approximation (GGA) according to Perdew and Wang (PW91).17,18 The plane-wave energy cutoff was set to 400 eV, while the Brillouin zone was sampled using a 3 × 3 × 1 Γ-centered k-point mesh. A maximum force convergence criterion of 0.05 eV Å−1 was used and each self-consistency loop was iterated until a convergence level of 10−6 eV. Atomic charges were calculated using Bader analysis19 as implemented by Henkelman et al.20 To obtain formal charges, a calibration of Bader charges was first performed using bulk references with known oxidation states as shown in the ESI.† Transition state search was performed using the nudged elastic band (NEB) to find an initial guess, which was then used to initialize dimer calculations.21,22 Normal mode analysis was performed using a Partial Hessian Vibrational Analysis (PHVA),23,24 considering only the adsorbates on the alumina surface to be free for calculating numerically the Hessian matrix.
Standard Gibbs free energies for reactants, products, and transition states were calculated using statistical thermodynamics.25 The partition functions for gas-phase species included vibrational, rotational, and translational degrees of freedom, while only vibrational contributions were taken into account for surface species. Reaction rate coefficients were computed using transition state theory and were incorporated into a mean-field single-site microkinetic model as described in our prior work.10 Despite the reaction thermodynamics being internally consistent, the gas-phase reaction energy for CO oxidation as calculated by DFT (PW91) deviates significantly (by ca. 50 kJ mol−1) from the experimental gas-phase thermochemistry (NIST database).26 Nevertheless, this error is accounted for in the microkinetic model by adjusting the adsorption/desorption steps using the methodology described by Wittreich et al.27 In addition, prior work on alumina with PW91 as the functional has shown that this first-principles-based microkinetic modeling approach is able to describe well the experimental observations.10,28
Finally, since oxidation reactions involve oxygen, the oxophilicity of the supported single atom should be crucial to understanding catalytic performance. The oxygen adsorption energy is used as a measure of metal oxophilicity.29 As seen in Fig. S1 of the ESI,† the oxophilicity of metal atoms varies significantly and increases in the order: Pd < Ag < Cu < Fe. Since Pd and Fe atoms exhibit the lowest and highest oxophilicity, respectively, the reaction mechanism is thoroughly investigated on them. The full microkinetic models for CO oxidation on alumina-supported Pd and Fe atoms are available in the ESI.† It is worth noting that in the presence of CO2, formation of carbonates can occur in some cases (e.g., on Fe-based SAC, Fig. S7†). Nevertheless, as we are interested in kinetically relevant reaction conditions (i.e., very low CO conversion), we have ignored the presence of gas-phase CO2 in the following simulations (and hence the formation of carbonate species) and considered only O2 and CO, i.e., the reactant composition.
Fig. 2 Coupled catalytic cycles. Reaction scheme for CO oxidation on alumina-supported single metal atoms (M = Pd, Fe, Cu, Ag). Formal oxidation states for the generic metal element M are obtained from the calibrated Bader charge analysis as an average of the investigated elements (see ESI†). |
Fig. 3 shows the effect of temperature on the kinetically relevant catalyst states and reaction steps for the alumina-supported Pd and Fe atoms. On Pd, low temperatures favor the co-adsorption of O2 with two CO molecules, 2CO*PdO2. Upon increasing the reaction temperature, an abundance of Pd carbonyl species on the alumina surface, CO*Pd, occurs. The oxidation of the first CO is always kinetically relevant on Pd, either with (only at low temperatures) and/or without co-adsorbed CO. On Fe, CO*FeO is the dominant state at low temperatures and FeO dominates at high temperatures; these states are near the end of the catalytic cycle. The RDS (determined via sensitivity analysis) entails the oxidation of the second CO molecule, CO*FeO → CO2 + Fe, and is consistent with CO*FeO and FeO being the low and high temperature catalyst resting state, respectively (see Fig. 3).
Fig. 3 Kinetically relevant catalyst states and reaction steps depend on the material. Surface coverages (left) and normalized sensitivity coefficients (NSC) (right) for CO oxidation on Pd1/Al2O3 and Fe1/Al2O3; pCO = pO2 = 0.1 bar. The full microkinetic model of Table S1† is used for these simulations. |
The shift of the RDS further down the CO oxidation pathway from the Pd-based to the Fe-based SAC is illustrated in the energy diagrams of Fig. 4 and has further interesting implications regarding the oxidation state of the SAC seen by XANES. Unlike nanoparticles, single atoms undergo complete oxidation/reduction cycles during the catalytic cycle through a number of discrete states that possess different charge.10 The dominant catalyst state (i.e., the catalyst resting state) is determined from the lifetimes of all states. As a result, a single metal atom can be either metallic- or cationic-like as operating conditions change. Because the energy barrier for the oxidation of the first CO molecule is almost negligible over the Fe atom, the Fe-based SAC is able to reach its (ab initio predicted) thermodynamically most stable state, FeO, at 400 K, pCO = pO2 = 0.1 bar. This is in sharp contrast to the Pd-based SAC where the thermodynamically most stable state, CO*PdO, at the same conditions, differs from the kinetically controlled one, CO*Pd, due to the existence of a large energy barrier for the first CO oxidation (Fig. 4) that separates the two states.
Fig. 4 Standard Gibbs free energy diagram for CO oxidation over alumina-supported Pd and Fe atoms. M corresponds to the single metal atom supported on alumina. |
Generalizing these concepts, we propose that sufficiently oxophilic metals stay in their thermodynamically most stable state MO because their reduction, via CO*MO → CO2 + M (R9), is kinetically unfavorable. In contrast, noble single metal atoms do not hold on oxygen strongly and this second oxidation step is facile, whereas the formation of CO*MO is kinetically slow. As a result, the dominant state CO*M does not coincide with the most thermodynamically stable CO*MO. We discuss this point quantitatively below by constructing catalyst oxidation maps vs. suitable descriptors.
As expected, the average oxidation state of the SAC is governed by the dominant catalyst state.10 In agreement with their much higher oxophilicity, Fe atoms are always found on average at a cationic state of Fe2+ (Fig. 5). Different from Fe, Pd atoms change oxidation state from Pd2+ to Pd0 with increasing temperature. Clearly, a metallic state does not imply the existence of nanoparticles formed via sintering. Interestingly, the oxidation state of alumina-supported SACs during CO oxidation is highly correlated to the O2 reaction order (Fig. 5). A +2 oxidation state generally corresponds to an O2 reaction order of 0, while the reduction of Pd2+ to Pd0 with increasing temperature results in an increase of the O2 reaction order from 0 to 1. Overall, Fig. 5 clearly shows distinct reaction orders among oxophilic and noble metal SACs that one should be able to measure experimentally. For example, CO reaction orders could be easily used to differentiate between Fe- and Pd-like catalytic behaviors. At the investigated reaction conditions (Fig. 5), the CO reaction order varies from −1 to 0 on the Pd-based SAC, as two or one CO molecules are adsorbed throughout the temperature range. In contrast, it is always positive on the Fe-based SAC due to FeO being the dominant state at modest and high temperatures. In recent work,10 we showed that sintering of a small fraction of metal atoms alters the reaction orders significantly and could be used as a kinetic indicator of the co-existent of small nanoparticles with SACs. Here, we show that reaction orders are sensitive kinetic signatures of the mechanism on different metals.
Fig. 5 Kinetic signatures and average oxidation state during reaction. Catalysts: Pd1/Al2O3, Fe1/Al2O3; pCO = pO2 = 0.1 bar. The full microkinetic model of Table S1† is used for these simulations. |
If the oxidation of the first CO molecule is limiting the CO oxidation rate, as in the case of Pd atoms, then the resulting analytical expression for the turnover frequency (TOF) of CO oxidation is:
On the other hand, if the oxidation of the second CO molecule (R9) is limiting the CO oxidation rate, as in the case of Fe atoms, then the analytical TOF expression for CO oxidation is:
Consistent with their different oxidation state, and unlike most theoretical works assuming the same RDS across catalysts, the rate controlling steps on Pd and Fe differ. Hence, the same rate expression cannot be used to describe atomically dispersed materials with largely different oxophilicity. This finding goes against the common reductionistic approach of using a single RDS across a volcano plot6,7 and underscores the complexity of catalytic reactions, especially those involving oxygen. Although catalyst screening with several competing steps and intermediates has been reported for reactions occurring over unsupported metal surfaces37,38 and homogeneous catalysts,39–43 approaches for supported SACs are missing. In the present study, this change of RDS and catalyst resting state with varying metal oxophilicity is reflected in the analytical rate expressions that apply to the Pd- and Fe-like SACs.
Linear correlations for CO oxidation are developed as a function of two uncorrelated descriptors (Pearson correlation coefficient of 0.4), namely CO*M and MO2 free energies with respect to the gas-phase species CO and O2. Principal component analysis on the complete set of data confirms that a single descriptor is not enough to develop these relations (see scree plot in Fig. S10 of ESI†). A bilinear model is used to perform the regression for each reaction intermediate and transition state in the reaction scheme of Fig. 2. The results are presented in Table 1. Kinetic (k) and equilibrium (K) parameters can then be obtained using these free energy correlations with the following formulae:
Catalyst state, Yi | Regression coefficient | RMSE (kJ mol−1) | R 2 | ||
---|---|---|---|---|---|
a 0 | a 1 | a 2 | |||
2CO*M | 31.26 | 1.27 | 0.19 | 19.24 | 0.9851 |
CO*MO2 | −2.08 | 0.21 | 0.95 | 10.55 | 0.9958 |
CO*MO | −22.29 | 0.98 | 0.57 | 9.86 | 0.9965 |
MO | 27.36 | 0.24 | 1.11 | 3.30 | 0.9997 |
TS1stCOox-w/o coadsCO | 29.17 | −0.21 | 0.83 | 23.40 | 0.9654 |
TS1stCOox-w/coadsCO | 248.88 | 1.55 | 1.17 | 8.86 | 0.9991 |
TS2ndCOox | −2.03 | 0.32 | 0.70 | 29.26 | 0.9516 |
Given that SACs can occasionally undergo sintering, characteristic time scales are required in order to assess how long such a catalyst remains stable under reaction conditions. Note that a kinetic consideration of catalyst stability is more challenging than a thermodynamic one considering that coupling between surface chemistry and diffusion phenomena can exist giving rise to multiple possibilities with different time scales. To this end, the mobility of single metal atoms with and without adsorbates on alumina is investigated as a kinetic measure of catalyst stability. Fig. S2 of ESI† indicates that the diffusion of a single Pd atom on alumina is more facile over octahedral Al atoms compared to tetrahedral Al atoms. As seen in Fig. S3 of ESI,† a thorough investigation exposes that the diffusion barrier of (CO)xPdOy species (with x, y = 0, 1, 2) over octahedral Al atoms varies significantly among species. Regardless of the oxidation state of the Pd atom, diffusion becomes more facile by adsorbing one or two CO molecules on PdOy. Yet, binding of oxygen to Pd has a more pronounced effect on diffusion than adsorbing CO. In addition, due to the inherent scatter around the linear scaling relations, the difference between the diffusion of CO*M and M species is in general small (see Fig. S4†). Hence, in what follows, we chose to utilize the scaling relations developed for the diffusion of MOy species (y = 0, 1, 2).
As seen in Fig. 6a, a linear dependence exists between MOy diffusion barriers and CO adsorption strength on metals. As expected, weakly bound metals have low diffusion barriers. Using the linear relations of Fig. 6a, the characteristic time scale for diffusion of each MOy species is calculated as a proxy of stability (Fig. 6b) vs. the CO adsorption free energy, a typical thermodynamic descriptor in kinetic models.
This kinetic phase diagram controls reaction orders and the oxidation state of the catalyst. Indeed, the response surface of the CO reaction order (Fig. 7b) bears close resemblance to the kinetic phase diagram (Fig. 7a), whereas the O2 reaction order (Fig. 7d) correlates very well with the oxidation state of the catalyst (Fig. 7c). On average, the catalyst is mostly found in a +2 oxidation state (apart from the region around Pd), which is also reflected by the zero O2 reaction order. On the other hand, CO reaction orders can range from −1 (when 2CO*MO2 is dominant) to nearly 2 (in regions where MO2 is dominant). Overall, these results highlight the importance of dominant catalyst states in explaining the observed catalytic performance.
Unexpectedly, the reactivity map of Fig. 7f indicates two regions of high activity, one at high and one at low binding energies. This double maximum activity stems from having a different relevant catalytic cycle operating in each region. Within each region, a volcano appears due to the competition of 1st vs. 2nd CO oxidation as RDS. The boundary lines separating the different RDS are presented in Fig. S11,† where an indicative double peaked volcano is also given for a fixed MO2 energy. Although double peaked volcanoes have been reported elsewhere as a result of competitive adsorption,50,51 our study shows that such behavior results from different catalytic cycles and RDSs. The first peak at relatively low CO and O2 adsorption free energies is associated with the left catalytic cycle of Fig. 2 and results from the competition between first CO oxidation without co-adsorbed CO (i.e., R6: CO*MO2 → CO2 + MO) and second CO oxidation (i.e., R9: CO*MO → CO2 + M) as RDS. In contrast, the second peak at relatively high CO and O2 adsorption free energies is attributed to the right catalytic cycle of Fig. 2 and results from the competition between first CO oxidation with co-adsorbed CO (i.e., R7: 2CO*MO2 → CO2 + CO*MO) and second CO oxidation (i.e., R9: CO*MO → CO2 + M) as RDS. Interestingly, less precious materials, such as Ag, Cu and Fe, outperform atomically dispersed Pd on alumina for CO oxidation.
Traditionally, a catalyst is most often assumed to be in its thermodynamically most stable state. However, Fig. 7a and e indicate that kinetic and thermodynamic phase diagrams do not necessarily agree with each other. For example, at a fixed O2 binding energy of −150 kJ mol−1 and upon decreasing the CO binding energy from −150 to −100 kJ mol−1, the catalyst state changes from CO*MO to 2CO*MO2 based on the kinetic phase diagram, while it remains in the CO*MO state according to the thermodynamic phase diagram. As such, the two phase diagrams agree in the region where the second CO oxidation is rate-determining. Metal atoms below the boundary line that separates the first and second CO oxidation as RDS (Fig. 7f) rest in their equilibrated catalyst state, because the disappearance of this state is slow. In contrast, those above it are non-equilibrated as the most stable catalyst state converts rapidly to another state.
Finally, we discuss catalyst stability. We find that if one considers metallic centers M, one would conclude (based on Fig. 6b) that all SACs sinter rapidly during CO oxidation, inconsistent with experimental data on irreducible supports.5,52–54 Clearly, bare metal atoms M are not suitable to infer catalyst stability. Instead, the kinetically dominant catalyst states need to be identified, and their stability toward sintering has to be studied. This underscores the inherent coupling between kinetics and catalyst stability; the kinetics determines the dominant catalyst states (Fig. 7a), which in turn, dictates the diffusion time (Fig. 6b) and thus the catalyst stability. Our kinetic calculations indicate that the dominant MOy state changes with catalyst (Fig. 7a), e.g., MO2 for Ag and Cu, MO for Fe, and M for Pd. By considering an interatomic diffusion time of one day as a metric of long-term stability and the suitable MOy species (expert knowledge based on kinetics in Fig. 7a rather than the thermodynamically most stable state), we construct a feasible operation region possessing adequate catalyst stability; see the bottom and left part of Fig. 7f delineated by the orange contour lines. Relatively strong CO and O2 binding define sufficiently active and very stable SACs. It is in this feasible region that most active catalysts should be searched. Among the studied metals, Fe is such an example of relatively active and very stable SAC. Interestingly, this finding for Fe is in good agreement with recent experimental work.55
The data in Fig. 6b provides further insight regarding catalyst stability during oxidation and reduction. For example, reduction by H2 of SACs could lead to a change from MO or MO2 to M, resulting in sintering for non-oxophilic metals. In contrast, oxophilic metals, e.g., Fe, may remain single atoms at least for some time, depending on temperature, as they anchor stronger on the support and diffuse slowly.
Footnote |
† Electronic supplementary information (ESI) available: Oxidation and diffusion of single metal atoms on alumina, calibration of Bader charges to track the formal oxidation state of the active site, boundary lines separating different RDS regions in the reactivity map, principal component analysis, full microkinetic models, validation of analytical rate expressions, and effect of CO2 on surface coverages during CO oxidation over alumina-supported SACs. See DOI: 10.1039/c9sc05944j |
This journal is © The Royal Society of Chemistry 2020 |