Ierasia
Triandafillidi
ab,
Maroula G.
Kokotou
a,
Dominik
Lotter
b,
Christof
Sparr
*b and
Christoforos G.
Kokotos
*a
aLaboratory of Organic Chemistry, Department of Chemistry, National and Kapodistrian University of Athens, Panepistimiopolis 15771, Athens, Greece. E-mail: ckokotos@chem.uoa.gr
bDepartment of Chemistry, University of Basel, St. Johanns-Ring 19, Basel 4056, Switzerland. E-mail: christof.sparr@unibas.ch
First published on 21st June 2021
The organocatalytic epoxidation of unactivated alkenes using aqueous hydrogen peroxide provides various indispensable products and intermediates in a sustainable manner. While formyl functionalities typically undergo irreversible oxidations when activating an oxidant, an atropisomeric two-axis aldehyde capable of catalytic turnover was identified for high-yielding epoxidations of cyclic and acyclic alkenes. The relative configuration of the stereogenic axes of the catalyst and the resulting proximity of the aldehyde and backbone residues resulted in high catalytic efficiencies. Mechanistic studies support a non-radical alkene oxidation by an aldehyde-derived dioxirane intermediate generated from hydrogen peroxide through the Payne and Criegee intermediates.
Over the last few years, the epoxidation of alkenes with environmentally friendly aqueous H2O212 as the oxidant is drawing increasing attention, since it is inexpensive, relatively safe and affords water as byproduct. However, hydrogen peroxide by itself is a poor oxidant for organic oxidations2,13 and thus has to be activated by a catalyst to form a reactive intermediate in order to enable the epoxidation of unactivated alkenes. As one of the most common functionalities in organic chemistry, a wide range of aldehydes are readily available and have been employed as catalysts.14 However, one of the most interesting characteristics is its auto-oxidation, where the aldehyde reacts with molecular oxygen, leading to a variety of activated intermediates.15 For instance, in the versatile Mukaiyama epoxidation, overstoichiometric amounts of aldehydes have been employed as the mediators of the reaction (Scheme 1, B).16–18 As a result, a particularly mild and selective process allowed the epoxidation of an exceptionally broad range of alkenes at room temperature employing molecular oxygen as the terminal oxidant. The process can thereby be performed with16 or without transition metal catalysts17 or in the presence of N-hydroxyphthalimide as the catalyst.18 The mechanisms of these epoxidations were studied in great detail. Nonetheless, the nature of the active oxygen species remains a subject of debate.16 Considering the broad utility of the Mukaiyama epoxidation and the ideal attributes of aqueous H2O2 as oxidant for sustainable synthesis, we anticipated the development of an aldehyde-catalyzed epoxidation of unactivated alkenes by accommodating the formyl functionality within a spatially well-defined site of an atropisomeric multiaxis system. We describe herein, that the atropisomeric two-axis aldehyde catalyst 3a that was identified as an efficient catalyst for the activation of aqueous hydrogen peroxide, allows the synthesis of a broad range of epoxides 2 from a variety of unactivated alkenes 1 with notable turnover (Scheme 1, C).
Scheme 2 Survey of aldehyde catalysts. aK2CO3/EDTA buffer (pH = 11). The yields were determined by 1H NMR using an internal standard. |
Having identified the unique characteristics of catalyst 3a, we focused on optimizing the reaction conditions (Table 1). With 5 mol% of 3a in the presence of 6 eq. H2O2 and aqueous buffer in t-BuOH, the desired α-methyl styrene oxide (2a) was formed in 98% yield (entry 2). Furthermore, control experiments without catalyst, oxidant, buffer or MeCN confirmed that all components are necessary for the epoxidation (Table 1, entry 3–6). In agreement with our previous findings,20a,20b a lower pH provided the desired product in compromised yield, validating that pH = 11 is ideal for the generation of Payne's intermediate20b,21 (peroxycarboximidic acid V from MeCN and H2O2, Table 1, entry 7 and mechanism in Scheme 5). The importance of the generation of Payne's intermediate for the success of our protocol is also highlighted by the fact that in the absence of MeCN, no epoxidation is taking place (Table 1, entry 6). However, Payne's intermediate alone cannot promote the reaction to completion as can be extracted by the results of Table 1, entry 3. Using different solvents (entries 8–12), methanol was determined as the most effective medium for the reaction, forming the desired α-methyl styrene oxide in quantitative yield (entry 12). On the other hand, a decrease of the catalyst loading to 1 mol% led to a reduced yield of 83% (entry 13). Furthermore, after performing the epoxidation (Table 1, entry 12), the catalyst 3a was recovered intact (94% recovery by 1H-NMR, 82% recovery after column chromatography). To our knowledge, this is the first example, where an aldehyde is employed in substoichiometric amounts as the catalyst for an epoxidation reaction (5 mol% versus usually 10–50 mol% of an activated ketone in literature7–10 or 5–10 equivalents of pivaldehyde16–18).
Entry | 3a [mol%] | Solvent | Deviation | Yield (%) |
---|---|---|---|---|
a K2CO3/EDTA buffer (pH = 11). Yield determined by 1H NMR using an internal standard. | ||||
1 | 5.0 | t-BuOH | — | 74% |
2 | 5.0 | t-BuOH | 6 eq. H2O2 | 98% |
3 | 0 | t-BuOH | — | 9% |
4 | 5.0 | t-BuOH | No H2O2 | 0% |
5 | 5.0 | t-BuOH | No buffer | 0% |
6 | 5.0 | t-BuOH | No MeCN | 0% |
7 | 5.0 | t-BuOH | pH = 10 | 41% |
8 | 5.0 | EtOAc | — | 67% |
9 | 5.0 | MeCN | — | 82% |
10 | 5.0 | CH2Cl2 | — | 15% |
11 | 5.0 | CHCl3 | — | 12% |
12 | 5.0 | MeOH | — | quant. |
13 | 1.0 | MeOH | — | 83% |
Scheme 3 Substrate Scope. aK2CO3/EDTA buffer (pH = 11). Yields of products after isolation by column chromatography. |
With the optimized reaction conditions defined, we set out to explore the substrate scope of the aldehyde-catalysed epoxidation of unactivated alkenes (Scheme 3). A variety of monosubstituted styrenes were first tested, providing excellent isolated yields for the unfunctionalized and methoxy-substituted styrenes (2b and 2c), but low yields for 2d and 2e (in the case of 2e, 28% of the corresponding diol was also isolated). In contrast to known procedures which lead to low amounts of epoxide when terminal aliphatic alkenes are employed, synthetically meaningful yields were obtained for corresponding epoxides 2f and 2g. Gratifyingly, when studying disubstituted alkenes, geminal and vicinal disubstituted olefins afforded an excellent outcome [2a, 2h (99:1 trans:cis from 99:1 trans:cis1h) and 2i (only trans from only trans2i)] and also cyclic disubstituted alkenes provided epoxides in up to 97% isolated yield (2j–2m). To explore the limitations of the method, also trisubstituted unactivated alkene substrates were investigated, leading to a 68% yield for a double epoxidation to product 2n and an inferior performance for aryl-substituted 2o. Unfortunately, tetrasubstituted alkenes or linear cis alkenes are not viable substrates for this method, as in the former case, the desired epoxide is not formed, while in the latter case, low yields (around 16%) are observed.
Due to the novelty of aldehyde catalysis for epoxidations with hydrogen peroxide, mechanistic studies to probe the reaction pathway of this epoxidation were carried out (Scheme 4). In agreement with analogous studies on the auto-oxidation of aldehydes,15a,15b,15d,16i,18b control experiments for the epoxidation of 1a to 2a support a mechanism involving an auto-oxidation of aldehyde 3a. When the reaction was performed under an argon atmosphere (Scheme 4), only 11% product formation was observed, emphasizing the involvement of oxygen in the reaction in agreement with the epoxidation occurring through the Payne intermediate (see Table 1, entry 3). In contrast, almost quantitative yields were obtained by performing the reaction under open air or a balloon of oxygen, verifying the notion that oxygen is a constituent of the mechanism. According to literature,15a,15b,15d,16i,18b oxygen is required for the generation of the Criegee intermediate IV.22 Indeed, adding 2 mol% of mCPBA in the mechanistic experiment that was performed in the absence of oxygen, the epoxidation reaction can be restored to a good extent (42% yield, see below). Furthermore, if TEMPO or BHT were added to the reaction as a radical trap, no epoxidation product was formed, verifying the generation of radical intermediates in the autooxidation of the catalyst. When the reaction was performed in the dark, the yield of the desired epoxide 2a remained constant, proving that the reaction mechanism does not follow a photochemical pathway. In order to exclude the possibility that the epoxidation is promoted by an in situ generated peracid, we substituted catalyst 3a by its acid or alternatively by PhCOOH and observed a very low yield, which again can be assigned to the reactivity of the Payne intermediate. This is in agreement with literature,10 where an acid in combination with MeCN/H2O2 cannot promote the epoxidation reaction. These results in combination with the almost quantitative recovery of 3a from the reaction mixture, verify that a peracid is not responsible for the epoxidation, since in that case, 3a could not have been recovered intact and should have been oxidized to the corresponding acid,23 which is not capable of performing the epoxidation. In order to test the nature of the active intermediate that enables the epoxidation of the unactivated alkenes, we performed the epoxidation with the radical clock 1p. Epoxide 2p was observed in 19% yield, along with 19% of diol 2p′ and 62% of unreacted 1p, without any ring-opened product detected. This finding supports that the active oxidant is of non-radical nature, and that the radical steps during autooxidation of the aldehyde precede the epoxidation step.
A proposed mechanism consistent with the findings consequently involves the initial autooxidation of a fraction of the aldehyde 3a under aerobic conditions, forming radical intermediate I (Scheme 5).15a,15b,15d,16i,18b The peroxy-radical intermediate II and peracid III is subsequently formed with oxygen.15 The addition of peracid III to aldehyde 3a provides the Criegee intermediate IV.15b,22 At pH = 11, the Payne intermediate V is generated,4,20b,21 which is in equilibrium with VI from a reaction with peracid III. The Criegee and Payne intermediates (IV + V) result in a postulated species VII, which breaks up to form the key dioxirane intermediate VIII, the acetamide byproduct and regenerates peracid III. Another plausible pathway is the transformation of intermediate IV and V, to form III and VII′, which can also give rise to dioxirane VIII and acetamide. The dioxirane intermediate VIII as the active oxidant then reacts with unactivated alkene 1a to form epoxide 2a, regenerating aldehyde 3a to close the catalytic cycle. The crucial role of the buffer for the generation of intermediate V is highlighted in the control experiments, as well as the inability of V alone to push the reaction to completion. Oxygen from air is required for the autooxidation of the aldehyde to form intermediate IV. A small amount of peracid is necessary to promote the catalytic cycle via the generation of IV and not to perform the epoxidation, as highlighted by the recovery of 3a after reaction completion and the reinstatement of the epoxidation yield when catalytic mCPBA was added to the control experiment under argon. A finding consistent with the formation of dioxirane VIII is that 3a under Shi-like conditions with Oxone as the oxidant, simulating the formation of the dioxirane-intermediate, provided the desired epoxide 2a in good yield (65%).24
Considering this mechanistic hypothesis, we examined the possible pathways of the reaction by High Resolution Mass Spectrometry (HRMS, see ESI† for details) and thereby detected several of the intermediates of the proposed pathway. Adding TEMPO as the radical scavenger to the reaction mixture, the adducts of I and II (trapped with TEMPO) were identified, supporting that the autoxidation step is occurring. The Criegee intermediate IV and both intermediates V and VI were also detected, corroborating the formation of the Payne intermediate, when using the appropriate aqueous buffer (pH = 11). Moreover, also the central alkene oxidant dioxirane VIII was detected by HRMS. In order to rule out artifacts, the measurements were also repeated using CD3CN or 2-bromobenzaldehyde (3g) to detect similar intermediates, such as the corresponding Criegee intermediate and the dioxirane by HRMS, thus further underpinning the proposed mechanism.24 Intermediate VII was observed in the case of 3g with CD3CN, while VII′ was detected with 3a in the presence of TEMPO. In accord with these findings, both short-lived intermediates provide exploratory support of an aldehyde-catalyzed epoxidation by means of dioxirane formation.
Footnote |
† Electronic supplementary information (ESI) available: Experimental data, optimisation studies, mechanistic and HRMS studies. See DOI: 10.1039/d1sc02360h |
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