Hu
Zhang‡
abc,
Meng
Li‡
d,
Shao-Bo
Mi
*a,
Shao-Dong
Cheng
c,
Lu
Lu
a and
Zhi-Gang
Chen
*d
aJi Hua Laboratory, Foshan 528200, China. E-mail: mi_jhlab@163.com
bSchool of Physics and Information Technology, Shaanxi Normal University, Xi’an 710119, China
cState Key Laboratory for Mechanical Behavior of Materials & School of Microelectronics, Xi’an Jiaotong University, Xi’an 710049, China
dSchool of Chemistry & Physics, Faculty of Science, Queensland University of Technology, Queensland 4000, Australia. E-mail: zhigang.chen@qut.edu.au
First published on 12th July 2024
We report two previously undiscovered phases of GeTe including the sphalerite (c-) phase and the hexagonal (h-) phase with interlayer van der Waals gaps. A polymorphic phase transformation from rhombohedral α-GeTe to c- and h-GeTe at near room temperature is first realized via electron beam irradiation. Their underlying thermodynamics and kinetics are illustrated using the in situ heating experiments and molecular dynamics simulations. Density-functional theory calculations indicate that c-GeTe exhibits typical metallic behavior and h-GeTe is a narrow-gap semiconductor with a strong spin–orbital coupling effect. Our findings shed light on a strategy for designing GeTe-based quantum devices compromising nanopillars and heterostructures via an atomic-scale electron beam lithography technique.
New conceptsFinding new phases can help deeply understand the fundamentals of materials and broaden their practical applications. Particularly, locally tailoring the crystal structure of materials at the atomic scale through phase transitions in scanning transmission electron microscopy can tune their physical and chemical properties. It is a proof-of-concept that two previously unreported phases of GeTe, the sphalerite (c-) phase and the hexagonal (h-) phase with interlayer van der Waals gaps, are first realized by electron beam irradiation on α-GeTe. Moreover, an atomic-scale electron beam lithography technique is developed and adopted to fabricate GeTe-based quantum devices compromising nanopillars and heterostructures of c- and h-GeTe in the α-GeTe matrix, offering a strategy for enhancing and extending the application range of GeTe-based materials. |
Pristine GeTe alone undergoes a ferroelectric-like, reversible, and quasi-second ordered phase transformation from low-temperature rhombohedral α-GeTe (R3m) to high-temperature face-centered cubic β-GeTe (Fmm) at a Curie temperature (Tc) of ∼720 K.15 Specifically, in β-GeTe, the central Ge atom is six-fold coordinated with neighboring Te atoms, resulting in an Oh chemical bond scheme.16 During the phase transformation, the Oh coordination symmetry switches to C3v through splitting the six equivalent Ge–Te bonds into three long metavalent bonds and three short dative bonds.17 Meanwhile, the rocksalt-type lattice of β-GeTe randomly shears along the four Peierls distortion vectors, i.e., [111], [11], [11], and [1], resulting in simultaneous polarization of Ge and Te sublattices.18 The phase-change-induced evolutionary crystal structure and bonding mechanism lead to exceptional optical absorption and dielectric constants, and an unconventionally large Born effective charge, making GeTe have competent diverse functionalities.19 Discovering additional phases is therefore crucial for broadening the application scope of GeTe-based functional materials. In fact, there have been previous reports of orthorhombic γ-GeTe (Pnma),20 orthorhombic δ-GeTe (Pbcn),21 and monoclinic ε-GeTe (Cm),22 which are achieved either with non-stoichiometry or under ultrahigh isometric pressure, being exempt from scalable synthesis and practical applications. As a result, exploring easily achievable new phases of GeTe is still an open challenge in this field.
In this work, we report two room-temperature-stable phases of GeTe that have never been observed, namely sphalerite c-GeTe and hexagonal h-GeTe with interlayer van der Waals gaps. Specifically, we first tailor the polymorphic phase transformation from α-GeTe to c-GeTe and h-GeTe via electron beam irradiation, which supposedly ends in β-GeTe above Tc. The thermodynamic and kinetic features behind this phenomenon are theoretically explained by the stereochemical expression of Ge 4s2 lone pairs and experimentally verified based on in situ heating experiments. We further performed density functional theory (DFT) calculations to understand the electronic transport characteristics of inclusive phases at the fundamental level. Last but foremost, two proof-of-concept GeTe-based quantum devices are successfully fabricated through patterning nanopillar arrays and heterostructures of h-GeTe and c-GeTe superlattices in the α-GeTe matrix via electron beam irradiation, offering a feasible method for enhancing and extending the application range of GeTe-based compounds.
Modulating vacancies in Ge-deficient GeTe via nanosecond pulsed laser radiation to alter the multilevel reversible electrical conductivity of GeTe films has been previously reported.28,29 Other notable reports are about tuning the vacancy ordering in Ge2Sb2Te5via electron beam irradiation,30–32 which leads to the occurrence of unique optical, electrical, and thermal properties in the modified materials.33 In our experiment, we vary the time of electron beam irradiation on the region of interest (ROI) and simultaneously take corresponding atomic-resolution HAADF- and annular bright-field (ABF)-STEM images in the 〈100〉pc and 〈110〉pc zone axes of α-GeTe. In the HAADF-STEM mode, the intensity of the atomic column is roughly proportional to the squared atomic number (Z2),34 based on which the Te sublattice can be clearly distinguished from the Ge sublattice. Moreover, as a supplement, the sublattice of the light element Ge can be well recognized in the ABF-STEM mode.35 As can be seen in Fig. 2a and b, compared with the pristine α-GeTe, the ∼5 × 5 nm2 ROI in the α-GeTe matrix becomes unstable when the probe current of the electron beam is above 6.4 pA cm−2, corresponding to a beam intensity of 1.6 × 1026 e m−2 s−1. After 240 s of continuous electron beam irradiation, the Ge sublattices in the ROI are displaced along the 〈111〉pc direction, while the Te sublattices are arguably unaffected, leading to the formation of an unreported face-centered cubic phase of GeTe (see Movie S1 and Fig. S2, ESI†), here named as c-GeTe.
By extending the electron beam irradiation to 500 s, further re-arrangement of Ge sublattices can occur, while Te sublattices, as one would expect, remain almost the same (see Fig. 2c and d). This leads to another unreported layered hexagonal phase of GeTe, here named as h-GeTe (see Movie S1 and Fig. S2, ESI†). Unlike the –Te –Ge– stacking sequence along the 〈111〉pc direction in α-GeTe, the –Te–Ge–Ge–Te– stacking sequence appears in h-GeTe due to the simultaneous convergence of two adjacent Ge layers and divergence of two adjacent Te layers. As a consequence, in h-GeTe van der Waals (vdW) gaps exist between adjacent quadruple atomic layers.36 Supplementary HAADF- and ABF-STEM images of ROI in the 〈100〉pc zone axis are presented in Fig. 2e and f. As can be seen, while the Ge and Te atomic columns of α-GeTe are overlapped when viewed in such a zone axis, they can be distinguished in c-GeTe and h-GeTe phases, where the Ge atomic column lies among four neighboring Te atomic columns (see Fig. S3, ESI†). It is worth mentioning that no other crystalline phases appear by further extending the electron beam irradiation (e.g., about 5000 s).
The preceding micrographs suggest that both c-GeTe and h-GeTe belong to distinct coordination symmetries and space groups compared with those of α-GeTe and β-GeTe. Fig. 3a–d display conventional cells of α-GeTe, β-GeTe, c-GeTe, and h-GeTe. In addition, the primitive cell of α-GeTe, β-GeTe, and c-GeTe, and the structure unit of h-GeTe containing vdW gap are illustrated by red broken-line frames in Fig. 3a–d. The evolution from α-GeTe to c-GeTe originates from the displacement of the central Ge atom in the GeTe6 octahedron along the 〈111〉pc direction, which is ultimately in the interstitial of the GeTe4 tetrahedron. c-GeTe is therefore identified as the sphalerite structure (F3m, Fig. 3c). A cube-on-cube orientation relationship (OR) can be described between α-GeTe and c-GeTe. It is necessary to mention that no apparent diffusion of Ge atoms occurs between the ROI and the surrounding α-GeTe matrix (see Fig. S4, ESI†).
The evolution from c-GeTe to h-GeTe can be regarded as one Ge atom hopping from the interstitial of the GeTe4 tetrahedron to the center of the adjacent vacant Te tetrahedron. Meanwhile, the two as-formed consecutive Te tetrahedra form vdW gaps between two Te atomic layers. h-GeTe is therefore identified as the hexagonal structure with an inversion center (Rm, Fig. 3d), which has an OR of h-GeTe(0001)[110]//α-GeTe(111)pc[10]pc relative to the α-GeTe matrix.
Note that in the course of phase transition induced by electron-beam irradiation, the c-GeTe and h-GeTe phases can co-exist in a single ROI (see Fig. S5 and Movie S1, ESI†). In addition, in contrast to the chemical stoichiometry of α-GeTe measured by energy dispersive X-ray spectroscopy (EDS) in SEM (see Fig. S1, ESI†), an unambiguous determination of the stoichiometry of c-GeTe and h-GeTe phases is challenging since they are susceptible to electron-beam irradiation under EDS-STEM conditions (see Fig. S6, ESI†). On the other hand, the stoichiometry of c-GeTe and h-GeTe phases can be the same as that of the α-GeTe matrix because the formation of c-GeTe and h-GeTe phases is related to the change in the position of the Ge sublattice relative to the Te sublattice in GeTe phases.
The thermodynamic and kinetic features of such a polymorphic phase transformation are complicated because the elastic and inelastic interactions between incident electrons and lamella TEM specimen may, respectively, trigger knock-on damage and radiolysis (breaking of chemical bonds). In the latter scenario, the driven force of phase transformation is proportional to the increase of specimen temperature (ΔT) due to the inelastic scattering process, which can be calculated using ΔT = (IΔE/πκed)·ln(b/r0), where I, κ, e, ΔE, d, b, and r0 are the beam current, thermal conductivity, elementary charge, total energy loss, thickness and radius of interactive volume, and beam radius, respectively.37 We here assume κ as 8.3 W m−1 K−1 and ΔE/d as 0.97 eV nm−1 according to the literature,38,39 and neglect their change in different phases. We also estimate I, b, and r0 to be 6.4 pA, 1.5 mm, and 0.08 nm, respectively, obtaining the value of ΔT as ∼0.004 K, which implies that the radiolysis can hardly drive the phase transformation.
Coming to the elastic scattering process, the minimum energy of incident electrons (Emin0) to force an atomic displacement can be calculated based on Emin0 , where A is the atomic mass, and Ed is the displacement threshold energy (6.43 eV for Ge, and 7.90 eV for Te).40–42 This results in the Emin0 values of 180.8 keV for Ge and of 343.6 keV for Te, implying that the knock-on effect is the primary driven force. The lower Emin0 value of Ge than the accelerating voltage of the electron beam (200 keV) may explain the dynamic motion of Ge atoms in the GeTe lattice during the phase transformation. In contrast, the much higher Emin0 value of Te than 200 keV means that the Te sublattices are hardly drifted by the electron beam, being more stable during the phase transformation. On the other hand, the ROI including c-GeTe or h-GeTe coherently forms in the α-GeTe matrix. The difference in the crystal structure between GeTe phases may cause a strain between the ROI and the α-GeTe matrix, which may provide an additional effect on the phase formation in GeTe under electron beam irradiation.43
We conduct an in situ TEM heating experiment with a temperature profile given in Fig. S7 (ESI†), which allows for dynamic observation of the thermal stability of the structure formed by electron beam irradiation at the nanoscale. It can be known from the HAADF- and simultaneously recorded ABF-STEM images in Fig. 4a and b that, with increasing temperature, c-GeTe in the ROI is thermally stable until 475 K, which transforms into α-GeTe when the temperature is above 485 K. It should be noted that the color circles indicate the ROI in Fig. 4a and b. Such an Arrhenius barrier of ∼200 K is proposed to compensate for the knock-on effect due to 200 s electron beam irradiation, as illustrated in Fig. 4c. DFT calculation is performed to explain the polymorphic phase transformation from an energetic perspective. It should be noted that both c-GeTe and h-GeTe are coherently embedded in the α-GeTe matrix as shown in Fig. 2. Additionally, the lattice parameters of α-GeTe (a = 4.170(1) Å and c = 10.672(9) Å) were obtained from the XRD results in Fig. 1b. Based on the crystallographic OR between α-GeTe and c-GeTe (or h-GeTe), the lattice parameters are calculated to be a = 5.900 Å for c-GeTe, and a = 4.172 Å and c = 20.438 Å for h-GeTe. We determine the linear thermal expansion parameters based on MD simulations, which are 1.8 × 10−5 K−1, 7.1 × 10−6 K−1, 9.8 × 10−6 K−1, and 3.4 × 10−5 K−1 for α-GeTe, c-GeTe, h-GeTe, and β-GeTe, respectively. The calculated temperature-dependent energies per atom are plotted in Fig. 4d, being consistent with Fig. 4a–c.
To understand the electronic transport characteristics, which govern macroscopic physical and chemical fundamentals, we calculate the band structure and density-of-state (DOS) of different phases of GeTe using the DFT method. As shown in Fig. 5a–d, α-GeTe is a wide-gap semiconductor, with a direct bandgap (Eg) at the L point being ∼0.6 eV. The conduction band minimum (CBM) is comprised of the Ge_4p2 state, while the valence band maximum (VBM) is occupied by the Te_5p4 state. Trackable contribution from the Ge_4s2 state near the VBM indicates the hybridization of Te_5p4 orbitals and Ge_4s2 lone pairs, which dominates the hole transport given that α-GeTe usually has p-type conductance. In contrast, c-GeTe exhibits typical metallic characters, mainly arising from the interaction between Ge_4p2 and Te_5p4 orbitals. In terms of h-GeTe, the Te–Te vdW interaction opens an indirect Eg of ∼0.1 eV along the L-to-Γ k-path. The CBM and VBM are mainly occupied by Ge_4p2 and Te_5p4 states, corresponding to σ-type Ge–Te chemical bonds. Ultimately, β-GeTe is a narrow-gap semiconductor, with a direct Eg at the L point being ∼0.2 eV. Similar to α-GeTe, the hole transport in β-GeTe is dominated by the hybridization of Te_5p4 orbitals and Ge_4s2 lone pairs.
Fig. 5 Electronic transport characteristics. (a)–(d) Band structure (left) and DOS (right) of α-GeTe, c-GeTe, h-GeTe, and β-GeTe, respectively. |
By comparing the constituent states of the VBM in different phases of GeTe, we believe that the polymorphic phase transformation is due to the switch of Ge_4s2 lone pairs from being quenched to being stereochemically expressed, which usually distorts its bonding with neighboring ligands. To confirm our hypothesis, we draw the fat band structure with the projected orbital weight of Ge_4s2 electrons. It is apparent that the quenching of Ge_4s2 lone pairs, viz., participating in the bonding state near the VBM, leads to the formation of resonant Ge–Te bonds in α-GeTe with ferroelectric polarization and β-GeTe with anisotropic structural dipoles.44 Whereas in c-GeTe and h-GeTe, the Ge_4s2 lone pairs tend to express themself due to a decrease in the coordination number of Ge from 6 to 4, leading to the formation of these two metastable phases.
The polymorphic phase transformation inspires us to carry out an electron beam lithography study, which can be used to pattern the motifs of c-GeTe and/or h-GeTe in α-GeTe.45–48 As displayed in Fig. 6a and b, the HAADF- and ABF-STEM images show the as-fabricated 3 × 2 nanopillars of h-GeTe embedded in the α-GeTe matrix. Such a system can be regarded as a proof-of-concept quantum device, containing highly dense phase boundaries and vdW gaps, accompanied by interfacial strain. According to the Debye–Callaway theory, κ of anisotropic solid materials based on the phonon relaxation time is contributed by multiple scattering processes, e.g., intrinsic normal and Umklapp phonon–phonon processes, and extrinsic scattering due to grain boundary, lattice strain, and nanoprecipitates.49,50 Hence, the formation of nanopillar arrays can effectively decrease κ and increase the figure-of-merit, which plays a prominent role in improving thermoelectric performance.
We additionally fabricated heterostructures of α-GeTe and c-GeTe superlattices using the focused electron beam. According to the HAADF- and ABF-STEM images in Fig. 6c and d, alternative α-GeTe and c-GeTe layers with coherent interfaces are stacked along the [100]pc direction. The width of each layer is ∼2 nm, being comparable with the de Broglie wavelength of electrons. This may cause quantum confinement of near-free-electron motion and surface plasmon polaritons, which are the fountain of exotic chemical and physical phenomena.51,52 It is worth mentioning that the layer width can be precisely controlled by changing the energy spread of the electron beam, making such a system competent for the application of phonoelectricity,53 thermoionicity,54 photoelectricity,55etc.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4nh00035h |
‡ These authors contributed equally. |
This journal is © The Royal Society of Chemistry 2024 |