Sicong
Ma‡
*a,
Yanwei
Cao‡
b,
Yun-Fei
Shi
c,
Cheng
Shang
c,
Lin
He
*b and
Zhi-Pan
Liu
*ac
aState Key Laboratory of Metal Organic Chemistry, Shanghai Institute of Organic Chemistry, Chinese Academy of Sciences, Shanghai 200032, China. E-mail: scma@mail.sioc.ac.cn
bState Key Laboratory for Oxo Synthesis and Selective Oxidation, Lanzhou Institute of Chemical Physics (LICP), Chinese Academy of Sciences, Lanzhou 730000, China. E-mail: helin@licp.cas.cn
cCollaborative Innovation Center of Chemistry for Energy Materials (IChem), Shanghai Key Laboratory of Molecular Catalysis and Innovative Materials, Key Laboratory of Computational Physical Science, Department of Chemistry, Fudan University, Shanghai 200433, China. E-mail: zpliu@fudan.edu.cn
First published on 19th July 2024
The design of highly active catalysts is a main theme in organic chemistry, but it still relies heavily on expert experience. Herein, powered by machine-learning global structure exploration, we forge a Metal–Phosphine Catalyst Database (MPCD) with a meticulously designed ligand replacement energy metric, a key descriptor to describe the metal–ligand interactions. It pushes the rational design of organometallic catalysts to a quantitative era, where a ±10 kJ mol−1 window of relative ligand binding strength, a so-called active ligand space (ALS), is identified for highly effective catalyst screening. We highlight the chemistry interpretability and effectiveness of ALS for various C–N, C–C and C–S cross-coupling reactions via a Sabatier-principle-based volcano plot and demonstrate its predictive power in discovering low-cost ligands in catalyzing Suzuki cross-coupling involving aryl chloride. The advent of the MPCD provides a data-driven new route for speeding up organometallic catalysis and other applications.
In the past few decades, various strategies have been developed to speed up ligand screening. For instance, Fey9–13 and Gensch groups14,15 have constructed ligand knowledge bases (LKB) and a kraken design platform, which parameterize ligands from both electronic and geometric perspectives. These databases contain commonly utilized geometrical features of the Tolman cone,16 buried volume (Vbur),17 and the electronic features of the energy level of the lowest/highest (un)occupied molecule orbital, natural bond orbital charge etc.18 These efforts in feature engineering facilitate the development of quantitative structure–activity relationship (QSAR) models, correlating experimental activity (selectivity) data with computable quantities.5,19,20 Consequently, this could minimize the number of experimental trials required to identify optimal ligands. However, these features often lack a direct connection with reaction kinetics, and thus, for reactions with unknown mechanisms, it is not possible to identify the feature-activity correlation in advance.
Other strategies, such as the molecular volcano plot,21–24 virtual ligand-assisted screening,25 AARON,26 CatVS27etc., have made important progress to incorporate reaction mechanism information in building feature-activity correlation, which improves the accuracy in predicting a series of important organic reactions, such as cross-coupling, hydroformylation of a terminal olefin and asymmetric hydrogenation reactions.28–33 Nevertheless, these approaches generally require the 3-dimensional conformation geometry of metal–ligand complexes and knowledge of the reaction mechanism, which are often too computationally intensive to obtain and thus their application is much limited compared to the more user-friendly QSAR models.
In recent years, our group has combined the stochastic surface walking (SSW) global optimization method34,35 with the machine-learning global neural network potential (G-NN)36–41 method (SSW-NN) for exploring the vast phase space of materials. Based on the method, the LASP (Large-Scale Atomic Simulation based on Neural Network Potential) software package has been developed and is now widely utilized in different research fields.42 The SSW-NN method features the high speed (3–4 orders of magnitude faster than DFT calculations) and the high accuracy of G-NN potential for potential energy surface (PES) computation and the high efficiency of the SSW method for structure global optimization and reaction exploration.43–46 This provides a new opportunity for the metal–ligand catalysis design, where, by fast computing the conformation space of metal–ligand complexes, the reaction information may be obtained efficiently for quantifying ligand reaction features and thus facilitating ligand screening.
For this purpose, in this work we have developed G-NN potentials capable of describing metal–P-ligand (M–LP) catalysts and further established the Metal Phosphine-ligand Catalyst Database (MPCD) that contains over ten thousand M–LP interaction strength metrics (accessible through an open online platform, https://www.lasphub.com/database/#/MPCD). By using the MPCD data, we designed a general strategy, the so-called active ligand space (ALS) approach, for the quick construction of a volcano plot. We demonstrate the efficiency of the ALS approach by applying it to various cross-coupling reactions. By combining synthetic experiments, we identified a series of cost-effective P-ligands from the existing commercial P-ligand pool for C–C cross-coupling reactions, which can achieve aryl chloride activation.
This fundamental principle has inspired us to design a universal ligand library for describing their interactions with metal atoms. As depicted in Fig. 1a, the energetics of the binding of molecule X to the metal can be defined as the relative binding strength with respect to a reference state (S), which is connected to the replacement energy (ΔErep) of the reaction X + MS → MX + S. This definition indirectly compares the interactions between M–R and M–L by referencing both the reactants and ligands to the same reference state. Here, we use simplified and generic trimethyl phosphine (PMe3) as the reference state. In this manner, we can establish two databases for measuring the binding energies of different reaction species and P-ligands with metals by calculating the ΔErep(R) and ΔErep(L), respectively, as shown in eqn (1) and (2).
LP + M(PMe3)2 → LPMPMe3 + PMe3, ΔErep(L) | (1) |
R + M(PMe3)2 → RMPMe3 + PMe3, ΔErep(R) | (2) |
In catalyst design for a target reaction, a Sabatier volcano map can be easily constructed. To avoid the expensive transition state search and the fabrication of a linear relationship, we define a simple −|ΔErep(L) − ΔErep(R)| descriptor as the reaction activity metric (eqn (3)) with ΔErep(L) as the ligand descriptor. As illustrated in Fig. 1a, the left and right sides of the volcano curve represent the poor catalyst region (i.e. M–LP ≫ M–R or M–LP ≪ M–R). When the interaction of M–R is greater than that of M–LP, the reaction species tends to replace all P-ligand ligands, rendering the ligands unable to bind to the metal center and thus losing their catalytic functionalities. Conversely, when the interaction of M–R is smaller than that of M–LP, the ligand preferentially binds to the metal center, preventing the reaction intermediate from being activated by the central metal. Only the apex of the volcano curve corresponds to an ALS, where the P-ligand is well-matched with the reaction species and has the potential to activate the reaction intermediate. We will show later using different examples that the typical ALS is rather small, typically within ±10 kJ mol−1 for the |ΔErep(L) − ΔErep(R)|.
Activity ∝ −|ΔErep(L) − ΔErep(R)| | (3) |
The thus-established MPCD is openly accessible from the online platform (see Movie S1†) with a user-friendly interface for search. To date, more than >4 million conformers for around 8200 assembled P-ligands have been explored and their most stable conformers and their energetics are now included in the MPCD. The online platform provides access to ∼60000 ΔErep(L) values of >8200 P-ligands with different metals (Pd, Pt, Rh etc.). The ΔErep(R) for a molecule, e.g. ArX, can be similarly obtained following the above procedure, and some data are stored in the MPCD of molecules (Table S1†).
In Step IV, the advent of the SSW-NN method allows efficient and automatic identification of the most stable conformers for a large number of P-ligands in LP–M–PMe3 complexes. Fig. 1c illustrates the energy spectrum of LP–M–PMe3 conformers collected from SSW-NN global search, where the P-ligand is composed of a 2′-methyl biphenyl (2MeBPh) and two o-methoxy phenyl (o-OMePh) groups. These conformers can be better viewed from the rotation angle of the 2MeBPh substitution group along the P–C axis. As shown, even a small rotation would generate an excessive number of distinct conformers with a substantial energy change (∼80 kJ mol−1). The most stable conformer appears when the rotation angle approaches 225°, where the 2MeBPh group is as far away as possible from the adjacent o-OMePh substitution group (Fig. 1c). The total cost for finding the global minima of each P-ligand needs approximately 10 core-hours by using SSW-NN methods, reducing the cost by 3–4 orders of magnitude relative to the DFT calculations.
Data analysis can be quickly conducted on ΔErep(L) magnitude for different P-ligands to compare with other descriptors. Fig. 1d depicts the energy variations of ΔErep(L) for the Pd–LP catalysts against the widely employed Vbur steric occupation descriptor.17 The Vbur quantifies the steric occupation of any given ligand structure within a radius of 3.5 Å around the central metal atom. It is obvious that a lack of correlation emerges between ΔErep(L) and Vbur, which can be attributed to their distinct conceptual foundations in terms of energetic and steric attributes. It is particularly noteworthy that the distribution of these P-ligands spans a significant range in both energetic and volumetric dimensions, consequently allowing the screening and design of optimum P-ligands. The statistical distribution in terms of P-ligand numbers, presented in the histogram of Fig. 1d, indicates that within a narrow ΔErep(L) variation region from −10 kJ mol−1 to 10 kJ mol−1, approximately 4500 distinct P-ligands are present that have a diverse steric occupation. There are not only approximately 700 compact P-ligands with Vbur values below 30% but also around 250 bulky P-ligands with Vbur values exceeding 42%. This implies that the ΔErep(L) is a very sensitive descriptor for judging the interaction strength of P-ligands with the metal and thus facilitates identifying any trivial structural variation of P-ligands.
Reaction I is the Pd-catalyzed Buchwald–Hartwig amination of bromobenzene (PhBr) as reported by Doyle and coworkers.5 By comparing ΔErep(PhBr) with ΔErep(L), we reveal the theoretically predicted ALS in between −5.2 and 14.8 kJ mol−1 with respect to ΔErep(PhBr) (4.8 kJ mol−1). Experimental data encompass a dataset of 26 screened P-ligands, of which six demonstrate remarkable product yield (>98%). Interestingly, our analysis reveals that five of these P-ligands—namely P[t-Bu]3 (t-Bu: tert-butyl), P[Adm]3 (Adm: adamantyl), XPhos, RuPhos and SPhos—fall in the ALS of PhBr, exhibiting ΔErep(L) values of −3.9, −2.9, 3.9, 4.2 and 13.5 kJ mol−1, respectively. Even the only exception, the JohnPhos ligand, is located just at the ALS boundary with ΔErep(L) values of 15.4 kJ mol−1.
The same agreement between theory and experiment can be extended to other reactions involving the activation of aryl bromides (ArBr), such as the Pd-catalyzed C–S cross-coupling reaction conducted by Buchwald and collaborators (reaction II),51 the Pd-catalyzed C–C Heck cross-coupling reaction conducted by Hartwig and collaborators (reaction III)52 and the Pd-catalyzed Csp3–H arylation elucidated by Zhang et al. (reaction IV).53 The ALS ranges of ΔErep(L) are from −4 to 16 kJ mol−1 for reaction II, from −6 to 14 kJ mol−1 for reaction III and from −7 to 13 kJ mol−1 for reaction IV, suggesting that the substitution group of ArBr does not much alter ALS. Notably, the CPhos, RuPhos and tBuXPhos with product yield > 94% for reaction II fall in the ALS of 4-bromo-1-methylindazole (4-Br-3-Me-indazole). Even the exception the tBuBrettPhos ligand is located just at the ALS boundary with ΔErep(L) values of 17.3 kJ mol−1. Moreover, P[Adm][t-Bu]2 and the CataCXium POMetB boasting the highest product yields have ΔErep(L) values of −3.9 and 6.8 kJ mol−1 for reactions III and IV, respectively, also well falling in the predicted ALS region.
For Suzuki–Miyaura coupling (SMC) reactions in reactions V and VI, they feature a diverse array of ArX reactants: p-trifluoromethyl benzene triflates (p-CF3-PhOTf) and p-trifluoromethyl chlorobenzene (p-CF3-PhCl). The theoretically predicted ALS ranges from −4 to 16 kJ mol−1 and from 11 to 31 kJ mol−1 for the reactions V and VI, respectively, involving the activation of the p-CF3-PhOTf and p-CF3-PhCl reactants. In the literature, the SPhos and AdBippyphos ligands emerge as the best P-ligands with product yields of 92% and 85% for reactions V and VI, respectively. These optimal ligands also match well with the corresponding ALSs. These good alignments of experimental ligands with theoretical ALSs provide strong evidence for the predictive power of the MPCD-based blind ligand design.
Considering the significance of aryl chloride activation in industrial applications, our next investigation focuses on the SMC reaction involving aryl chloride activation (reactions VI and VII). Although some active P-ligands have been reported in the literature for aryl chloride activation, they suffer from either low turnover frequency (TOF) of reaction activity (e.g., PCy3)54 or high costs (e.g. AdBippyphos with a market price of 257 $ per g).5 Therefore, there is a strong need for active yet cost-effective P-ligands. For the reaction VI involving the activation of p-CF3-PhCl, by using the MPCD-based volcano plot, the theoretically predicted ALS range of the p-CF3-PhCl spans from 11 to 21 kJ mol−1. Among a pool of 130 commercially available P-ligands (Table S2†), the ALS-guided prediction indicates that 37 of them are likely to activate p-CF3-PhCl (Fig. 3a and Table S3†). 30 of these predictions are then experimentally carried out via reaction VI, where the reaction time is shortened to 1 hour to better reflect the activity of ligands (Fig. S4†). The AdBippyphos ligand, reported as the best ligand in literature,5 indeed exhibits noteworthy catalytic performance with a product yield of 98% in our experiments. More interestingly, we discover ten novel P-ligands that all lead to product yields exceeding 80% (Fig. 3a). Of special interest is the Ph-XPhos ligand, showing an impressive 99% product yield and a price of only 5 $ per g. The TOF is 33 h−1, which ranks top among known catalysts (Table S4†).
For the reaction VII involving PhCl activation, the theoretically predicted ALS range for PhCl is from 15 to 35 kJ mol−1 (Fig. 3b), located in the higher ΔErep(L) region relative to the ALS of p-CF3-PhCl. This suggests a weaker M–R interaction and thus a reduced pool of active P-ligands for PhCl compared to p-CF3-PhCl. A subset of 19 commercial P-ligands fall within the ALS of PhCl (Table S5†), and 17 of them are then verified through experiments (Fig. S5†). Among them, we identify three P-ligands with high catalytic performance with product yields exceeding 94% after 2 hours of reaction time. Again, the cost-efficient Ph-XPhos ligand emerges as a frontrunner, exhibiting a TOF of approximately 16 h−1, notably higher than that of known catalysts (Table S4†). We emphasize that the Ph-XPhos ligand shows consistently high yields across broad aryl chloride substrates with diverse functional groups (Fig. S6†) which ranks top among known catalysts (Table S6†).
To further understand the detailed structural evolution of metal Pd during the reaction, the 31P nuclear magnetic resonance (NMR) spectrum is used to characterize the electron structure variation of P-ligands. We selected the best P-ligand for reactions VI and VII, Ph-XPhos, to demonstrate the structural changes of metal Pd during the activation process of PhCl. As shown in Fig. S7,† the 31P NMR spectrum of Ph-XPhos shows a chemical shift at −18 ppm, indicating the initial state of the P-ligand. Upon adding metal Pd to the solution, a new peak appears at 18 ppm in the 31P NMR spectrum. This shift confirms the formation of the Pd–LP complex, where Ph-XPhos bonds with the Pd atom. Introducing the PhCl reactant into the solution at room temperature does not cause any change in the 31P NMR spectrum, which remains at 18 ppm. This observation indicates that PhCl does not interact with the Pd atom under these conditions. When the solution with PhCl is heated to 100 °C for 1 hour, a new peak emerges at 36 ppm, and the original peak at 18 ppm disappears. This significant shift demonstrates that PhCl is activated by the Pd–LP catalyst, resulting in the formation of the Ph–Pd–(Cl)–LP complex. These experimental results clearly show the structural evolution of the Pd–LP catalyst during the activation of PhCl, which is consistent with the observations on Ni-catalyzed C–C coupling and Pd-catalyzed direct arylation reactions with aryl chlorides.55,56
We note that ligands with identical binding strengths to the metal can exhibit vastly different catalytic performance. For example, the P[Tol]3 and L8 ligands both have a ΔErep(L) value of 13.5 kJ mol−1 but result in vastly different product yields of 1% and 98% for reaction VI, respectively. This suggests that the complexity of catalysis activity cannot be simply described by a single ΔErep(L) parameter. To take into account more ligand properties, we have tentatively incorporated geometrical factors in our ligand design, such as the Vbur descriptor for the steric effect as utilized in the literature.5 Interestingly, by using the Vbur threshold larger than 32% as a criterion to screen for a valid catalyst, we found that the success rates can further increase to ∼60% and 25% for reactions VI and VII, respectively (Fig. S8 and Tables S3 and S4†). This indicates that the geometrical factor is indeed important for the activity of some P-ligands. However, it is important to recognize that the Vbur descriptor thresholds, e.g. 32%, are empirically derived from experimental data, which limits their predictive capability prior to experimental validation. In contrast, our ΔErep(L) energy descriptors do not depend on experimental data and can be utilized for pre-screening purposes before conducting actual experiments. Therefore, the other descriptors can act as key complements after the ALS-guided ligand screening. By considering both the binding strengths and steric conformations of ligands, one can gain a deeper understanding of the catalyst and make better decisions to design better ligands for catalytic applications.
By performing electronic structure analysis of P-ligands, we found that in general the more electrons on the P atom are present, the stronger the interaction between the metal and P-ligand. This can be attributed to the electron transfer from the ligand to the metal. By plotting the atomic charge (Bader charge of P) versus the ΔErep(L) of Pd–LP complexes in Fig. 4b, we note that there is an inverse proportional relationship. Specifically, alkyl substituent groups such as Cy, Et, and Me (electron donors) induce a larger atomic charge on the P atom, while aryl groups such as Ph, BPh, and 2,6-bi-OMePh (electron acceptor) lead to a smaller atomic charge on the P atom. This indicates that alkyl substituent groups by donating electrons to the P atom can strengthen the metal–ligand binding. It is therefore possible to design effective ligands by utilizing their electronic structures as descriptors, as has been performed previously by other groups.10
This sequence of substitution groups can serve as a general guide for fast searching for optimal P-ligands. In reaction I–V, the active P-ligands can be broadly categorized into two groups: aryl-type P-ligands that incorporate aryl substitution groups (such as XPhos, SPhos, JohnPhos, RuPhos, CPhos, tBuXPhos, tBuBrettPhos, CataCXium POMetB, and rac-BI-DIME) and alkyl-type P-ligands composed exclusively of alkyl groups (P[Adm]3, P[t-Bu]3, and P[Adm][t-Bu]2). The ΔErep(R) values for both aryl bromides and aryl triflates are around 5 kJ mol−1, which correspond to an intermediate region in the violin sequence diagram with the presence of both aryl and alkyl groups. This explains why P-ligands of both aryl and alkyl types can exhibit exceptional catalytic performance in these reactions.
In the case of reactions VI and VII, which involve the activation of aryl chloride, the active P-ligands can be classified into four subgroups: the Buchwald-type characterized by the presence of a biphenyl group and its derivatives (L1, L3–L8, and Ph-XPhos); the CataCXium-type featuring a 1-Ph-pyrrolyl group (L2); the aryl-type with an o-OMe-Ph group (L9); and the Singer-type with a pyrazol group and its derivatives (e.g., L10 and AdBippyphos). All these P-ligands contain aryl-type substation groups to weaken the M–L interaction. This energy range aligns adeptly with the Pd-aryl chloride interaction (ΔErep(R) = ∼21 kJ mol−1), consequently yielding a high catalytic performance in aryl chloride activation. Therefore, the distribution of ALS varies in a catalytic system depending on the specific reactants involved which should be carefully considered.
At first, the global dataset is built iteratively during the self-learning of NN potential. The initial data of the global dataset comes from the DFT-based SSW simulation and all the other data are taken from NN-based SSW exploration. In order to cover all the likely compositions of M–P–C–N–O–H systems (M: Pd, Pt and Ni), SSW simulations have been carried out for different structures (including organic molecules and metal–phosphine complexes), compositions and atom numbers per unit cell. Overall, these SSW simulations generate more than 107 structures on potential energy surfaces. The final global dataset that is computed from high accuracy DFT calculations contains >100000 structures. Then, the NN potential is generated using the method introduced in our previous work.36,57 To pursue a high accuracy for potential energy surfaces, we have adopted a large set of power-type structure descriptors, which contains 912 descriptors for every element, including 224 2-body, 508 3-body, and 180 4-body descriptors, and compatibly, the network utilized is also large involving two-hidden layers (912-50-50-1 net), equivalent to ∼290000 network parameters in total. The min–max scaling is utilized to normalize the training data sets. Hyperbolic tangent activation functions are used for the hidden layers, while a linear transformation is applied to the output layer of all networks. The limited-memory Broyden–Fletcher–Goldfarb–Shanno (L-BFGS) method is used to minimize the loss function to match DFT energy, force and stress. The final energy and force criteria of the root mean square errors are 6.7 meVper atom and 0.19 eV Å−1 respectively. Finally, SSW-NN simulations are performed on all MLPMe3 (L: different P-ligands) structures and P-ligands to identify the most stable conformer. Thus, a large variety of structures have been obtained. All the low energy structure candidates from SSW-NN exploration are finally verified using plane wave DFT calculations and thus the energetic data reported in the work, without specifically mentioning, are from DFT.
Considering that organic calculations typically utilize programs with atomic orbitals as basis sets, we therefore choose a ∼100 M–L catalyst and compared the ΔErep(L) results obtained from the PBE functional with those from the B3LYP functional calculated using the Gaussian 09 package,50 as shown in Table S7.† The geometry optimizations and single-point calculations are performed using the B3LYP functional. The SDD effective core potential method is used as the basis set for Pd, and the 6-31G(d,p) basis set is used for all other atoms (H, C, O, P and N). The mean absolute error of ΔErep(L) between PBE and B3LYP functionals is only 3.9 kJ mol−1.
In a nitrogen-filled glovebox, p-trifluoromethylbenzyl chloride (1 mmol, 1.0 equiv) or chlorobenzene (1 mmol, 1.0 equiv), o-tolylboronic acid (2 mmol, 2.0 equiv), KF (3 mmol, 3.0 equiv), Pd2(dba)3 (1.5 mol%), P-ligands (6 mol%), THF 3 mL and a magnetic stir bar were added to a 10 mL Schlenk tube. The Schlenk tube was then sealed with a PTFE-lined cap, removed from the glovebox, and heated for 1 hour at 100 °C for p-trifluoromethylbenzyl chloride and for 2 hours at 100 °C for chlorobenzene. Afterwards, the reaction was stopped and diluted with ethyl acetate. The yields of biphenyls were determined by GC (Agilent 7820A with a flame ionization detector equipped with a HP-5 column) using dodecane as the calibrated internal standard. The experimental standard curves can be found in Fig. S9 and S10.†
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4sc02327g |
‡ These authors contributed equally to this work. |
This journal is © The Royal Society of Chemistry 2024 |