Dong
Xing
a,
Florian
Glöcklhofer
b and
Felix
Plasser
*a
aDepartment of Chemistry, Loughborough University, Loughborough, LE11 3TU, UK. E-mail: f.plasser@lboro.ac.uk; Tel: +44 (0)1509 226946
bInstitute of Applied Synthetic Chemistry, TU Wien, Getreidemarkt 9/163, 1060 Vienna, Austria
First published on 2nd October 2024
Excited state aromaticity (ESA) offers a fascinating route for driving photophysical and photochemical processes but is challenging to harness fully due to its inherent association with unstable antiaromatic ground states. Here, we propose to circumvent this problem via the introduction of a new class of photophysical processes, the generation of ESA via an excited-state intramolecular proton transfer. We select twelve candidate molecules based on the cyclobutadiene and pentalene scaffolds and investigate their ground and excited state properties using computation. The study highlights the feasibility of proton transfer induced ESA gain and shows that it gives rise to pronounced excited-state relaxation producing Stokes shifts in excess of 2 eV. The underlying electronic structure properties are analysed in terms of the orbitals involved as well as aromaticity descriptors illustrating the pronounced changes these molecules undergo upon both excitation and proton transfer. In summary, we believe that the present work will pave the way toward a new class of chromophores with maximal Stokes shifts and excited-state relaxation.
While ESAA relief is a ubiquitous process, which can be expected whenever an aromatic molecule is excited, it is more challenging to design a molecule experiencing pronounced ESA gain considering that this would normally be associated with a highly unstable antiaromatic ground state. However, the development of molecules with pronounced ESA gain is not only fascinating from a fundamental science perspective but it would also provide an important addition to the photophysical toolbox. For example, such molecules could be associated with particularly large Stokes shifts, which are desirable for various luminescence applications30,31 as well as for laser dyes.32,33 Conversely, if the energetic relaxation is so large that efficient non-radiative deactivation occurs, then this provides a prerequisite for photoprotection or photothermal applications.34–37
It is the goal of this work to design molecules with maximal ESA gain after photon absorption. We aim to achieve this target via excited-state intramolecular proton transfer (ESIPT). In photochemistry, ESIPT is a seemingly simple but extremely versatile process.38–41 Due to their excellent photophysical properties, ESIPT molecules have a range of applications, including in organic light-emitting diodes (OLEDs),39,42 molecular sensors,43–45 biological imaging agents,46,47 molecular logic gates,48 and optical memory.49 In addition, ESIPT can also be applied in synergy with a variety of other processes, such as aggregation-induced emission (AIE)50,51 and thermally activated delayed-fluorescence (TADF).52 By combining the ESIPT process with pronounced ESA generation we hope to open new unexplored paths harnessing the desired properties from both.
The relation between ES(A)A and ESIPT is highlighted in Fig. 1. Generally, an ESIPT molecule includes both proton donating and accepting groups connected through a hydrogen bond. Upon photoabsorption the proton is shifted along the hydrogen bond in an ultrafast dynamical process producing a tautomer of the original molecule. It has been noted that ESAA relief can be seen as the driving force for a range of ESIPT systems.53–57 This idea is illustrated in Fig. 1a using the o-hydroxybenzaldehyde (OHBA) molecule58 as an example. In the ground-state equilibrium structure, OHBA possesses an aromatic ring, shown as a blue sextet, along with a phenolic OH group. We denote this form as the aromatic (A) tautomer. Upon excitation, the lowest singlet ππ* state of the system is accessed. It is antiaromatic via Baird's rule providing a strong driving force for ESAA relief. Crucially, the OHBA molecule possesses a unique channel for ESAA relief: it can transfer a proton along its intramolecular hydrogen bond to produce the quinoidal (Q) tautomer. Following this, the conjugation is broken, meaning that the molecule becomes non-aromatic, which is energetically favourable in the excited state. From the non-aromatic excited state of the Q tautomer the molecule can emit a photon reaching the non-aromatic ground state of the Q tautomer. Within the ground state the proton is transferred back to restore aromaticity within the A form, completing the cycle.
Fig. 1 Comparison of (a) standard ESIPT systems driven by antiaromaticity relief and (b) inverted ESIPT systems driven by aromaticity gain as proposed in this work. |
While essentially all known ESIPT systems follow the ESAA relief process in Fig. 1a, we want to explore the possibility of inverting the process and to drive ESIPT via ESA gain. This process is schematically shown in Fig. 1b. Using a [4n] π-electron system, we can expect that its Q tautomer is more stable in the ground state, as the A tautomer would be antiaromatic. Upon excitation, the molecule would experience a significant driving force to transfer a proton, thus generating Baird aromaticity. We believe that this is a fascinating new possibility for a photophysical process with the potential to produce exceedingly large excited-state driving forces and Stokes shifts.
In this work we address the feasibility of designing molecules combining ESA gain with ESIPT following the general scheme of Fig. 1b. We use cyclobutadiene (CBD) and pentalene as molecular scaffolds and modify these via π-extension and nitrogen insertion to generate a set of twelve candidate molecules. We present results on the stabilities of all relevant tautomers in ground and excited states along with absorption/emission energies and intensities. In addition, we highlight the underlying electronic structure in terms of aromaticity as well as orbital transitions. This study suggests that ESA generation via a proton transfer is indeed a viable route to unlock powerful new photochemistry.
The simple CBD based structure shown in Fig. 1 proved to be unsuitable because of its highly unstable ground-state (considering any tautomer) resulting from strong antiaromaticity. Therefore, we start the discussion with 1 (shown in Fig. 2, left), which is based on benzocyclobutadiene. This molecule absorbs at 3.77 eV when computed at the ADC(2)/def2-TZVPP level of theory. Its formal vertical emission energy is computed at 0.15 eV meaning that, according to the energy gap law, it is predicted to deactivate without emission. The difference between absorption and formal emission (3.62 eV) is striking highlighting the pronounced structural rearrangement this molecule undergoes after a photon is absorbed. 1 might act as a photoprotector or photothermal agent; it filters out UV rays with an estimated absorption maximum at 329 nm and would be able to downconvert this to thermal energy via an ultrafast proton transfer. However, if the target is luminescence, then it is necessary to increase the S1/S0 energy gap of the A form, which essentially means reducing ESA and/or reducing ground-state antiaromaticity. For this purpose, we attempt two strategies: π-extension by adding a fused benzene ring and N-insertion at different positions. Combined, these yield the five molecules 2a, 2b, 3a, 3b, and 4. We find that, on the whole, these modifications have the desired effect of lowering the absorption energy and increasing the emission energy. In addition, molecules 2–4 also possess significantly enhanced oscillator strengths making them more potent potential emitters. The exception to these trends is 2b, which has an even lower formal emission energy than 1. We can explain this difference via the additional kink in the molecular structure, which provides the possibility of simultaneously having a Hückel aromatic sextet and a Baird aromatic quartet. In line with ref. 59 and 60 this provides particular stabilisation to the excited state, hence lowering its energy.
Remarkably, all molecules shown in Fig. 2 have their absorption energies in the ultraviolet (UV) region while emission is in the infrared (IR) region of the spectrum. Fig. 2 also shows that the oscillator strengths can be effectively tuned via π-extension and heteroatom substitution. These properties combined render these molecules interesting candidates for novel emitters with extremely large Stokes shifts.
For comparison and to estimate the robustness of these results, we present the analogous data computed at the M06-2X/def2-TZVP level in Fig. S3.† At the M06-2X level the energies are consistently slightly higher (by 0.2–0.5 eV). But, importantly, the remarkable Stokes shifts of all these molecules are reproduced very well, highlighting that the findings presented here are robust with respect to the level of theory chosen.
To understand the properties of these molecules in more detail, we consider the example of 3a, presenting an analysis in Fig. 3. The Q form is shown on the left, and the A form on the right. The first main absorption of the Q form is to the S2 (ππ*) state lying at 3.48 eV, with a dark nπ* state below it. The associated natural transition orbitals (NTOs) are presented to the left in Fig. 3. These are fairly well delocalised over the whole molecule highlighting the impact of π-extension on its electronic structure.
As a next step, to represent the aromaticity of this system, we use the visualisation of shielding tensors (VIST) method developed by some of us,61 providing a visual representation of the nucleus independent chemical shift (NICS).62 It is the power of NICS that, when computed at the center of a ring, it intrinsically allows discrimination between aromaticity (NICS < 0) and antiaromaticity (NICS > 0) and that this relation also applies to excited states.6,7 Accordingly, within our VIST method shielded (aromatic) components are shown in blue and deshielded (antiaromatic) components are shown in red. Conversely, we also note that computing a single NICS value per ring, as done here, provides only a very condensed view of the underlying currents63,64 and, even more, that ring currents do not necessarily go along with energetic stabilisation.65 Therefore, to provide an alternative viewpoint, we have also computed three electronic descriptors: the aromatic fluctuation index (FLU),66 and the two multicenter bond indices MCI67 and Iring.68
Starting with the ground-state shielding tensors evaluated at the ground-state geometry (S0@S0), we find pronounced shielded components (−27.9/−19.7 ppm) for the six-membered rings in line with their expected aromaticity. For the quinoidal four-membered ring, we only find a minor deshielded contribution (+12.0 ppm), most of which probably derives from ring currents in the neighbouring rings rather than actually indicating antiaromaticity.
We are, next, interested in illustrating the changes in ES(A)A occurring after vertical absorption. Computing magnetic properties for singlet excited states is not routinely possible and, therefore, we compute VIST plots for the T1 instead, noting that it possesses ππ* character similar to S2. The T1@S0 VIST plot is shown to the upper left highlighting the pronounced changes in aromaticity characteristics found upon absorption. After absorption the pronounced shielded (blue) tensor components disappear. By contrast a deshielded (+19.7 ppm) tensor appears on the central benzene ring consistent with ESAA on that ring.
Barrierless ESIPT from the Q to the A form strongly lowers the energy of the excited state (from 3.48 to 2.64 eV). This process is accompanied by a pronounced change in magnetic properties yielding only shielded (blue) VIST contributions, consistent with aromaticity, as highlighted on the upper right of Fig. 3 (T1@S1). Vertical emission to the ground state, finally, entails a dramatic change of magnetic properties with an extremely strong deshielded (+96.5 ppm) component on the CBD ring indicating strong antiaromaticity at this position. The antiaromaticity destabilizes the A form at this geometry, which lies 1.72 eV above the Q-form S0 minimum. Optimization of the geometry yields an S0 minimum of the A form at 0.52 eV. This can tautomerize to the initial Q form via ground-state intramolecular proton transfer (GSIPT) through a small barrier.
Table S2† presents the FLU, Iring and MCI analysis for 3a in its S0@S0 and T1@S1 states. The S0@S0 FLU values are 0.010/0.023/0.101 for the three rings, read from left to right. This indicates aromaticity for the six-membered rings and antiaromaticity for the four-membered ring in line with the VIST plot. Upon excitation to the T1@S1 state we find that the FLU value of the four-membered ring notably reduces (to 0.054). Even more, when the last two rings are considered together as a benzo-CBD unit, we obtain a FLU value of 0.024, providing a clear signature of ESA. ESA is also reflected in enhanced Iring and MCI values after excitation. Following ref. 10 and 13, we also compute ΔFLUαβ/FLU ratios, that is, we compute the difference between the FLU values for α and β spins, normalised by the overall FLU. This value is per construction zero for closed-shell Hückel aromatic molecules whereas a significant deviation from zero is seen as a signature of Baird aromaticity.10 Viewing the A form of 3a in the T1 state, we find that the ΔFLUαβ/FLU ratios for the three rings, shown from left to right in Fig. 3, are −0.78/0.14/−0.22. The low values on the last two rings run counter to the assignment of Baird aromaticity, suggesting that α- and β-spin delocalisation contributes to an equal extent. A more detailed analysis of these effects is out of the scope of this work. Nonetheless, we can summarise that the electronic indices support the assignment of ESA but that the overall picture is fairly complicated with all the rings contributing in intricate ways.
The NTOs for emission are presented to the far right in Fig. 3. These possess a similar shape to the NTOs for absorption, with the difference that they are more focussed around the CBD ring, highlighting that the largest electronic structure changes happen there. Indeed, the hole and electron NTOs both possess one nodal plane on the CBD unit, which fits with the antiaromatic-to-aromatic transition on an isolated CBD ring when excited from S0 to S1.60 It is interesting to compare these NTOs to the ones of 2b, as shown in Table S16.†2b, which is the molecule with the lowest formal emission energy, is characterised by NTOs strongly localised on the CBD unit in line with enhanced ESA and ground-state anti-aromaticity.
Finally, considering synthetic accessibility, we note that molecules closely related to 1 have been accessed via pyrolysis or photolysis of 2-diazo-1,3-indandione.69,70 More generally, we note that benzocyclobutenedione photochemistry is studied quite widely.71,72 Furthermore, functionalised biphenylenes, related to 2a but with the CBD between the two benzene rings, have been synthesised for use as photoswitches.22 Combined, this suggests that synthesis of the CBD derivatives studied within this work or related molecules with analogous functionality is indeed a promising new avenue.
Continuing with N-atom substituted derivatives, we find that the effect of adding a nitrogen atom crucially depends on where it is positioned. In the case of 7a the N-atom is positioned on an atom with a strong LUMO contribution (see below) and this lowers absorption and emission energies. The opposite is true for 7b, which features raised energies. Even slightly higher gaps are obtained for 8 where an N-atom is placed to stabilize the HOMO while a methyl group is used to destabilize the LUMO. We finish with 9 where two pentalene units are joined together, following ideas from ref. 56. Due to enhanced delocalization, we find that the absorption energy is significantly reduced compared to the others and that the formal emission energy is also very low (0.37 eV). However, it is worth noting that unlike any of the others, the Q form of 9 forms a local minimum on the S1 surface, thus providing the possibility for dual emission. Reviewing Fig. 4 as a whole, we find that the energy gaps in this series can be tuned in analogy to the CBD derivatives discussed above. On the whole, the absorption and emission energies of the pentalene derivatives are about 0.5–1.0 eV lower than those of the CBD derivatives. As opposed to the CBD derivatives, we were not able to find any derivative with appreciable oscillator strength for emission (above 0.003).
For a more detailed discussion of the electronic structure properties, we choose 5, as shown in Fig. 5. The ground state of the Q form is seen to be largely non-aromatic with only a slightly deshielded (anti-aromatic) component of +10.7 ppm on one of the five-membered rings. The Q form absorbs at 2.89 eV, which is at the blue edge of the visible spectrum. After absorption a strongly antiaromatic component (+68.9 ppm) is found on the left 5-membered ring. In the S1 state the molecule can undergo barrierless ESIPT to the A form lowering its energy by 1.79 eV. This process induces aromaticity as reflected by notable shielding (−28.4 and −15.5 ppm). From there the molecule would progress to the ground state via a long wavelength emission of 1550 nm (0.80 eV) or non-radiative decay. After vertical emission, a strongly antiaromatic electron configuration with deshielding on both rings (+127.5 and +103.3 ppm) is obtained. Subsequently GSIPT restores the Q form in the ground state. The electronic aromaticity descriptors computed (see Table S2†) largely support the above assignment. In the present case, a clear signature of Baird aromaticity (ΔFLUαβ/FLU ≈ −1) is observed for both rings.
Fig. 5 Analysis of proton transfer induced ESA gain for molecule 5 (see caption of Fig. 3 for details). |
Reviewing the orbitals, we find a particularly symmetric shape for the A form (right) resembling those of the parent pentalene. The hole and particle NTOs both have two nodal planes, which fits well with an antiaromatic/aromatic transition,60 as discussed above. Furthermore, we find that the HOMO and LUMO reside on mutually exclusive atoms. This fact provides good opportunities for shifting the energies of these orbitals independently as shown in Fig. 4. Conversely, the orbitals also help explain the low oscillator strength of the emitting state. First, low orbital overlap is obtained due to the fact that the HOMO and LUMO reside on alternating atoms. Second, Fig. 5 (right) highlights that the S1 state derives from the Laporte forbidden state of gerade symmetry in pentalene. Both factors combined explain the challenges we encountered here in designing pentalene derivatives with strong oscillator strengths.
More generally, we highlighted several prerequisites for successfully designing appropriate chromophores. Most notably, in the smaller chromophores studied, excited-state relaxation is so pronounced that no emission is expected due to the energy gap law. Such chromophores could be used for photoprotection or photothermal applications, but the design of emissive chromophores necessitates a careful tuning of ESA gain. Furthermore, we have outlined strategies for increasing oscillator strengths via heteroatom substitution. Finally, we highlighted the importance of different possible ground-state tautomers in the systems studied.
In summary, we believe that proton transfer induced excited-state aromaticity gain, when integrated into a rational design process, provides a powerful route for unlocking new photochemistry.
Nucleus-independent chemical shift (NICS) values62 were calculated at the PBE0/def2-SVP level74,85 as implemented in Gaussian-09.86 The aromaticity of ground and excited states was analysed using the VIST (visualisation of chemical shielding tensors) technique61 as implemented in the TheoDORE 3.1 package.87 Ground-state NICS were computing using the restricted Kohn–Sham (RKS) method. Considering that singlet excited-state NICS are not routinely available, we compute NICS values for the T1via the unrestricted Kohn–Sham (UKS) method verifying that the orbitals involved are the same as for the S1. All molecular graphics were generated using VMD.88 Natural transition orbitals (NTOs) were obtained from M06-2X/def2-TZVP computations.89–91
The aromatic fluctuation index (FLU)66 as well as multicenter bond indices MCI67 and Iring68 were computed for molecules 3a and 5 with the AIMALL92 and ESI-3D93 programs. Orbitals for these calculations were obtained via RKS/UKS for S0/T1 in analogy to the NICS calculations.
Footnote |
† Electronic supplementary information (ESI) available: Detailed analysis of aromaticity, natural transition orbitals, and ground-state tautomers of all molecules investigated; additional data on cyclo-octatetraene derivatives; further computational results. See DOI: https://doi.org/10.1039/d4sc04692g |
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