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Electrochemical hydrogenation of alkenes over a nickel foam guided by life cycle, safety and toxicological assessments

Pedro J. Tortajada a, Therese Kärnman b, Pablo Martínez-Pardo a, Charlotte Nilsson c, Hanna Holmquist b, Magnus J. Johansson ad and Belén Martín-Matute *a
aDepartment of Organic Chemistry, Stockholm University, 106 91 Stockholm, Sweden. E-mail: belen.martin.matute@su.se
bIVL Swedish Environmental Research Institute, 411 33 Gothenburg, Sweden
cRISE Research Institutes of Sweden, 151 36 Södertälje, Sweden
dMedicinal Chemistry, Research and Early Development, Cardiovascular, Renal and Metabolism (CVRM) Biopharmaceuticals R&D AstraZeneca, 431 50 Mölndal, Sweden

Received 17th June 2024 , Accepted 16th November 2024

First published on 20th November 2024


Abstract

The electrochemical hydrogenation of enones and alkenes using commercial nickel foam and an aqueous acidic solution is presented. The reaction shows excellent selectivity in C[double bond, length as m-dash]C vs. C[double bond, length as m-dash]O reduction, with enhanced activity when using 7% of nBuOH as cosolvent. The method presents good applicability and recyclability properties, with more than 30 different substrates explored, and it can be recycled at least 15 times. Toxicological and screening life cycle assessments were used to identify potential “hotspots” of environmental and human health impact during the development phase of the method, as well as to evaluate the performance of the electrochemical nickel method against the conventional use of Pd/C and H2 gas.


Introduction

The hydrogenation of carbon–carbon double and triple bonds is a fundamental chemical reaction with important applications in the food, petrochemical, and pharmaceutical industries.1–3 Traditionally, hydrogenation reactions use a metal catalyst, usually Pd or Pt, with hydrogen gas (H2) as the reductant.2 Rare metal catalysts are prominent in this field, thus their replacement by abundant metal catalysts, such as nickel offers a more sustainable alternative.2,4,5 For example, catalysts such as RANEY® nickel or nickel oxide have been used extensively in hydrogenation reactions.5–7

The use of H2 as the reductant gives excellent atom economy, but also presents major drawbacks: hydrogen gas is derived primarily from fossil resources, and it is also a hazardous material.8–10 Apart from transfer hydrogenations using water as reductant,11–14 one viable alternative is to use electrochemical water splitting that occurs during the hydrogen evolution reaction (HER) as source of hydrogen,15,16 avoiding its transportation and manipulation.17 Electrocatalysts are needed for HER, and these electrodes are usually dependent on platinum-group metals because of their low overpotential requirements.18–20 However, the scarcity and high cost of platinum hinders their widespread application.21–23 Nickel foams and their modified variants can provide a good balance between activity for the HER, recyclability, and safety.24–26

The electrochemical hydrogenation (ECH) of C–C multiple bonds have been achieved using diverse hydrogen sources, such as water, NH4Cl, NH3, or nBu4NHSO4.27,28 Frequently, electrolytes such as nBu4PF6 and solvents such as MeCN or DMSO are used.27,28 Replacing these solvents with water, which can also serve as the proton source, offers advantages in terms of safety and availability. Additionally, it allows for the use of widely available and abundant electrolytes like NaOH or H2SO4. ECH are vastly catalyzed by platinum-group metals.17,27,28 Only a few examples have been reported using nickel foams; Zhang and colleagues demonstrated the semihydrogenation of terminal alkynes to alkenes using a selenium-functionalized nickel foam (Ni0.85Se1−x) in a basic aqueous solution (Fig. 1a).29 The reaction relies on the presence of selenium on the surface of the nickel foam for optimal catalytic activity. The authors highlighted that the efficiency of the ECH of alkynes into alkenes was attributed to the exceptional performance of Ni0.85Se1−x in the hydrogen evolution reaction. The Martín-Matute group described the selective semihydrogenation of terminal and of 1,2-disubstituted alkynes using an unfunctionalized commercially available nickel foam as an electrocatalyst in an acidic solution (Fig. 1b).30 Control experiments revealed that electrochemically generated nickel hydrides were the key species responsible for alkyne reduction, and that the produced H2via HER did not act as the reductant. The Zhang and Martín-Matute systems can both convert alkynes into alkenes very efficiently, but their use for the full reduction to saturated derivatives was not explored. A recent paper by Najafpour and coworkers described the ECH of styrene using nickel foam as both sacrificial anode and cathode in a single cell configuration. However, the high cell potential (3.4 V) limits its applicability.31


image file: d4gc02924k-f1.tif
Fig. 1 (a and b) Strategies for the hydrogenation of alkynes using (functionalized) nickel foams under electrochemical conditions. (c) This work.

Here we present the use of nickel foam as readily available, abundant, and safe catalyst for the reduction of alkenes into saturated derivatives using water as the hydrogen source (Fig. 1c). Aiming at embracing the safe and sustainable by design concept,32–37 a screening life-cycle assessment (LCA) was carried out alongside the method development, to assess the environmental impact of the new process. Carrying out LCA at the early stages of chemical process development presents important challenges, such as defining the functional unit, data availability, definition of system boundaries, and the fact that significant changes might take place when the reaction is scaled-up.38,39 Our objectives are two-fold: (i) Developing a catalytic method using nickel for alkene hydrogenation guided by environmental and toxicological assessments that identifies areas of concern (“hotspots”); and (ii) Evaluating the environmental performance of the nickel foam system, including human toxicity indicators, as a catalytic alternative to the traditional method Pd/C and H2 gas.40,41

Materials and methods

Electrochemical method

Nickel foam (1.6 × 10 × 20 mm, 95% porosity) was immersed in H2SO4 3 M and sonicated at room temperature for 10 min. The substrate was added to the cathode compartment in the H-cell (ESI, Fig. S1 and S2), separated by a silica frit (G4) and loaded with 25 mL of electrolyte solution on each cell. The working electrode (nickel foam) was placed at 10 mm depth from the solution's surface. Platinum wire was used as counter electrode. Distance between electrodes was around 54 mm. Potentials were measured vs. a Ag/AgCl/KCl 3 M reference electrode. The electrolysis was conducted at controlled potential, using a GAMRY Interface E1010 or a Biologic VSP-3e potentiostat. No impedance compensation was employed. Unless otherwise stated, all experiments were carried out at room temperature and open to air. Faradaic Efficiency (FE) was determined as the fraction of current used in the hydrogenation of interest compared with the total current. See the ESI for further details (Section S1.2).

Screening life cycle assessment

Screening LCA was used as the tool to provide insights on potential environmental and human health impacts and resource use for the hydrogenation.42 The basis for assessment is the function provided by the product or service, described with the functional unit. The life cycle perspective employed is cradle-to-gate, which implies considerations of emissions and resource use from all activities in raw material acquisition and production of a substance, but not its use, as it is unspecified. Environmental impacts caused by the products after the hydrogenation reactions are excluded from the comparison, but further treatment of waste streams as generated in the production process were considered, albeit in a generic modelling approach, e.g. by inclusion of municipal solid waste treatment. The functional unit was set to 1.00 g of isolated product based on the lab scale on which this work was developed.

The life cycle inventory (LCI) data for the nickel foam method was collected from combining the 0.154 g scale reaction of 2-cylohexenone (1b) and the recyclability study (vide infra). The data for the Pd/C method was obtained from 1 g scale reactions of p-hydroxybenzylidene acetone (1a) and cylohexenone (1b) (vide infra). In the baseline scenario, an electricity grid mix for Sweden was used. In a theoretical future scenario grid mix for 2030 was modelled. Statistics from the International Energy Agency from 2018 was used to obtain electricity grid data for Sweden.43 The system description of both methods can be found in the ESI (Section S4.1).

The indicative results were calculated using the impact assessment model USEtox 2.12 for ecotoxicity and human toxicity impact categories and EF 3.0 for remaining impact categories, as implemented in GaBi (version 10.5.1.124, professional database [DB] version 2021.2).44–46 Further details can be found in the ESI (Section S4). In LCA all relevant potential impacts are to be covered, i.e. not only climate change but also e.g. toxicity, acidification and eutrophication, which allows for quantitative assessment of potential problem shifting not only between life cycle stages but also between impact categories. The following impact categories were studied due to their anticipated relevance: acidification, climate change, eutrophication potential (freshwater and marine), resource use (mineral and metals), ecotoxicity and human toxicity (cancer and non-cancer).

Assessment of safety and toxicity

The identification of a series of physical safety hazards such as pyrophoricity, along with biological/toxicological hazards, relied on substance classifications, including hazard codes and statements, as per REACH and CLP notifications. It also considered whether the substance fell under harmonized classification and labelling (CLH).47 When evaluating the risks stemming from biological hazards, exposure approximations were also taken into account.

The criteria for evaluating the hydrogenation methods relied on environmental, safety and toxicological performance. The economic value related to the processes is out of the scope of this study.

Results and discussion

At the outset of our studies, various reaction conditions were tested for the electrochemical reduction of p-hydroxy benzylidene acetone 1a (Table 1). As H2 production is a side reaction for this system, FE was used to determine the fraction of electrons involved in the target ECH, while also evaluating the extent of the HER side reaction. The commercially supplied nickel foam was first activated by sonication in H2SO4 (3 M aq.) for 10 min. This activation was carried out a single time on the commercially supplied foam, after purchasing. When the electrochemical reduction reaction of 1a was carried out under the same conditions as in our previous study on the reduction of alkynes (vide supra, Fig. 1b),30 namely a mixture 1[thin space (1/6-em)]:[thin space (1/6-em)]1 (v/v) of acetone and H2SO4 (0.5 M aq.), only a moderate yield of the product was obtained, and a very low FE was observed (Table 1, entry 1). This was not surprising, as these conditions were optimized for the selective semihydrogenation of alkynes to alkenes, and any further hydrogenation to form saturated derivatives occurred at much lower rates. The yield increased when MeOH was used as the organic cosolvent instead of acetone, although the FE of this reaction was low (Table 1, entry 2). By increasing the MeOH/H2SO4 ratio to 3[thin space (1/6-em)]:[thin space (1/6-em)]1 (v/v), the FE were improved; this also allowed us to decrease the applied potential to −0.9 V (Table 2, entries 3 and 4). Under these conditions a good yield of 78% was obtained, with a FE of 4%. The concentration of H2SO4 was lowered to 0.19 M, which provided a good yield of 77% (Table 1, entry 5).
Table 1 ECH of p-hydroxy benzylidene acetone (1a)

image file: d4gc02924k-u1.tif

Entry Solvent [H2SO4]aq. [M] [H2SO4]aq.[thin space (1/6-em)]:[thin space (1/6-em)]solvent (v/v) Potential [V] Conv. (%) Yielda (%) FE (%)
1a (0.4 mmol, 0.016 M).a Yield determined by 1H NMR spectroscopy using an internal standard.
1 Acetone 0.25 1[thin space (1/6-em)]:[thin space (1/6-em)]1 −2.5 99 56 3
2 MeOH 0.25 1[thin space (1/6-em)]:[thin space (1/6-em)]1 −2.5 87 73 <1
3 MeOH 0.25 1[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 60 35 3
4 MeOH 0.38 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 99 78 4
5 MeOH 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 99 77 6
6 EtOH 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 99 89 10
7 Ethylene glycol 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 85 67 7
8 Acetone 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 50 50 3


Table 2 ECH of 2-cyclohexanone (1b)

image file: d4gc02924k-u2.tif

Entry Solvent [H2SO4]aq. [M] [H2SO4]aq.[thin space (1/6-em)]:[thin space (1/6-em)]solvent (v/v) Potential [V] Conv. (%) Yielda (%) FE (%)
1b (0.4 mmol, 0.016 M). Yields were determined by GC-MS-FID using a calibration curve (see the ESI†).a 18 h.b 0.154 g scale (1.6 mmol).
1 Acetone 0.25 1[thin space (1/6-em)]:[thin space (1/6-em)]1 −2.5 99 94 6
2 MeOH 0.25 1[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 95 78 20
3 MeOH 0.38 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 92 82 10
4 MeOH 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 98 84 22
5 EtOH 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 97 90 24
6a,b EtOH 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.9 87 79 9
7a EtOH 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.7 97 79 14
8a,b EtOH 0.19 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.7 58 52 26
9 , EtOH 0.38 3[thin space (1/6-em)]:[thin space (1/6-em)]1 −0.7 96 94 37


A toxicological assessment identified significant health hazards related to the use of MeOH as an organic solvent. Once absorbed, its metabolism produces formic acid, a highly toxic compound that can cause organ damage, particularly to eye tissues.48,49 Therefore, EtOH50 was tested under otherwise identical reaction conditions (Table 1, entry 6), affording and increased yield of 89% (vs. 77% yield, Table 1, entry 6 vs. entry 5). This optimized protocol efficiently hydrogenates alkene 1a using water as the main solvent and H2SO4 as the electrolyte, in contrast to conventional ECH methods that require more complex electrolytes (e.g., nBu4NPF6) along with organic solvents (e.g., MeCN, DMSO).27,28

Other organic solvents were also tested.51,52 In ethylene glycol (Table 1, entry 7), a yield of 67% was obtained, whereas in acetone (Table 1, entry 8), the yield under the optimized [H2SO4]aq./solvent ratio (i.e. 3[thin space (1/6-em)]:[thin space (1/6-em)]1 v/v), was essentially the same as when using a [H2SO4]aq./solvent (1[thin space (1/6-em)]:[thin space (1/6-em)]1, v/v) (entry 8 vs. entry 1). A drop in the yield was observed when using a nickel foam of half the thickness (0.8 mm vs. 1.6 mm), to 47% yield, and when the electrode was compressed, to 31% yield (see ESI, Table S1, entries 13 and 14). The use of galvanostatic conditions, in the range of −5 to −20 mA showed a low performance and poor selectivity (see ESI, Table S1, entries 18–21). Using an undivided cell was detrimental, giving a yield of 11% at a high conversion of 87% (Table S1, entry 27), likely due to side reactions at the anode. Further details are presented in Table S1.

We also optimized the ECH of 2-cyclohexenone (1b). Further, 1b was chosen for the LCA due to its industrial relevance in the production of nylon 6 and other related materials.53–55 In a mixture 1[thin space (1/6-em)]:[thin space (1/6-em)]1 (v/v) of acetone and H2SO4 (0.5 M aq.), a yield of 94% was obtained, however the FE was rather low (Table 2, entry 1). With the aim of improving the FE, MeOH was tested as the solvent at a milder potential of −0.9 V. This gave a significant improvement in the FE, and a small decrease in the yield of 2b (Table 2, entry 2). We then varied the solvent ratio by increasing the amount of H2SO4 in the mixture (Table 2, entry 3), but this decreased the FE by a factor of 2. This lower FE is not surprising, due to the greater availability of protons for HER. When the reaction was run with the same ratio of aqueous/organic solvent (3[thin space (1/6-em)]:[thin space (1/6-em)]1, v/v), but with lower acidity (Table 2, entry 4), the FE and the yield both increased. When EtOH was used instead of MeOH under otherwise identical reaction conditions (Table 2, entry 5 vs. entry 4), both the yield and the FE (24%) increased further. The reaction was run on a larger scale (0.154 g, 1.6 mmol, entry 6), which gave a 79% yield and a FE of 9%. A lower potential could increase the FE, which occurred when the reaction was carried out at −0.7 V on a 0.4 mmol scale for 18 h (79% yield and FE of 14, Table 2, entry 7). An increase in concentration (0.064 M) led to a drop in conversion and yield (Table 2, entry 8). This was circumvented by an increase in acid concentration to 0.38 M, which resulted in an outstanding yield (94%) and significantly higher FE of 37%. Important to note is that there is a minimal production of organic byproducts (yield/conversion = 0.97), in addition to oxygen and dihydrogen gases which are discarded.

The catalyst recyclability was next assessed. Consecutive hydrogenation reactions of 1b were run for reaction times of only 2 h, leading to yields of ca. 20%. This was so that we could compare activity differences (rates) from run to run, as well as differences in selectivities.56 The nickel foam was washed with EtOH after every consecutive catalytic run. The performance showed little variation for 15 runs, giving 2b in a 19.7 ± 1.6% yield (Fig. 2). After the completion of these 15 cycles, a decrease in mass of 7.24% was observed in the nickel foam. This is due to dissolution of Ni in the acidic media in the absence of electrical potential, which occurs during manipulation in between runs, as well as due to the sonication process required in the work-up. To rule out the leaching of nickel during operating conditions, a reaction was performed for 30 h as equivalent in time to the recyclability study (94% yield). No decrease in mass of the nickel foam electrode was detected after this test.


image file: d4gc02924k-f2.tif
Fig. 2 Recyclability performance of the nickel foam at low conversion, after reaction times of 2 h. Yields were determined by GC-FID using a calibration curve.

We then assessed the hydrogenation of 1b using Pd/C and H2 as the reductant. The reduction of 1b using 1 mol% Pd/C gave, after 4 h, a yield of 52% of 2b and 48% of phenol (Fig. 3, and Scheme S10). The amount of phenol formed could be decreased via slow addition of 1b over 3.5 h. In contrast, phenol byproducts were never observed when the nickel foam system was used in the hydrogenation of 1b. The recyclability of Pd/C was therefore assessed on alcohol 1a instead, for which slow addition of the substrate was not needed. The system was tested over a series of 10 runs of 22 min each, and it showed a good but fluctuating performance, yielding 2a in 29 ± 6.8% yields (Fig. 4). The reactions were carried out on a 1 g scale of 1a (6.17 mmol), and the Pd/C catalyst was recovered by filtration (Scheme S10). The mass loss of palladium was not tested due to its pyrophoric nature.


image file: d4gc02924k-f3.tif
Fig. 3 Hydrogenation of 2-cyclohexenone (1b) with Pd/C and H2.

image file: d4gc02924k-f4.tif
Fig. 4 Recyclability performance of the Pd/C and H2 method at low conversions, after reaction times of 22 min. Yields were determined by 1H NMR spectroscopy using an internal standard.

The outcomes of the life cycle impact assessment (LCIA) are summarized for both reaction systems in Fig. 5. The impact categories of the nickel foam system were all set to 100% for the internal normalization with the Pd/C system. The contributions for each impact category per functional unit are presented in the ESI (Section S4.2). In general, the nickel foam method showed larger contributions for every impact category that we assessed. For human toxicity, ecotoxicity, eutrophication, and climate change, the nickel foam method represented an increase in the range of 1.5 to 6.3 times the contribution of the conventional Pd/C method.


image file: d4gc02924k-f5.tif
Fig. 5 Normalized contribution for the different impact categories based on the indicative screening LCA. Catalyst stands for Pd and nickel foam for the Pd/C and nickel foam systems, respectively.

For acidification and for resource use potential, a 14-fold and 50-fold increase was observed vs. the nickel foam method respectively. In both cases, the platinum counter electrode was the major contributor.

The identified hotspots that together contributed to at least 75% of the total impact in each category are shown in Fig. 5, and in Table S16 and Fig. S15. For the nickel foam method, the platinum counter electrode production and electricity production were the main contributors. Similar results were observed for the Pd/C method, with electricity usage, and Pd catalyst production being the major hotspots. Interestingly, the preparation of nickel foam has a comparable impact to the preparation of the palladium catalyst, with contributions to acidification, human toxicity and ecotoxicity. The electricity consumption directly linked to the ECH represented only 0.26% of the total electricity consumption for a reaction performed at the laboratory scale, being the isolation of the products and the upstream processes responsible for the higher consumption of electricity. Furthermore, the impacts from Pd/C and nickel foam arise mainly from catalyst production, rather than from its use as a catalyst or its waste handling. Low impact from waste handling is however strongly related to the generic waste handling as modelled herein, as it does not quantitatively relate nickel or palladium potential long-term emissions from waste catalysts. The production of 2b, used as model substrate for the screening LCA, became a concern for three impact categories for both scenarios. The size of the contribution can be expected to vary for different substrates. Hence, while potential impacts on resource use for the nickel foam catalyst is lower than that of the Pd/C catalyst, the screening LCA provided insights for further optimization of the environmental performance by addressing the use of the platinum counter electrode. Although ECH reactions are regarded as highly sustainable and environmentally benign,57,58 the screening LCA conducted herein indicates that the environmental performance of the nickel foam hydrogenation method is hampered by the high potential impact of the platinum counter electrode. It should also be considered that the ECH of alkenes produces H2 gas as by-product. Despite being valuable, this was treated as an emission to air due to the low scale of the reaction. In a scaled-up system, H2 gas utilization would be feasible. This would give rise to an allocation issue where the environmental burden from the system would have to be shared between the two products, namely H2 and alkane.44 In practice, that could reduce the overall environmental impact of the isolated product in the nickel catalytic system.

The water-splitting process involves two simultaneous reactions: the HER and the Oxygen Evolution Reaction (OER). Protons, initially supplied from H2SO4, and then regenerated in the OER (vide infra and Section S4.1.1), are consumed to form Ni–H species, leading to ECH of the substrate or to HER.20 The OER requires a high potential, so it often becomes the limiting step in the overall electrochemical process.24,59 Platinum and metal oxides such as RuO2, IrO2, and PtO2 are highly active catalysts for the OER under acidic conditions, with variable levels of stability,20,24,60 and more sustainable alternative options do not commercially exist. Consequently, the use of a platinum counter electrode remains the main limitation of the electrochemical method. However, the use of platinum as anode may be justified, bearing in mind its excellent stability under the mild reaction conditions used in this work (<1 V); under these conditions, Pt deactivation by irreversible formation of a platinum-oxide layer is avoided.61 For the LCIA, we considered reusing the platinum electrode for 1500 cycles and estimated that it would take 600[thin space (1/6-em)]000 cycles of reuse for its contribution to total impacts in the resource use impact category to drop below 25%. While this may be feasible, the scarcity of platinum is a significant reason to consider replacing this electrode. Graphite has been extensively used as anode for applications in batteries and electrochemical reactions with excellent performance.62–66 Graphite could potentially be a promising alternative due to its higher abundance and stability, although the latter might be compromised in acidic conditions.60,62–68 Regarding the environmental impact of graphite, several assessments indicate a possible lower global warming potential in comparison with platinum (see Section S4.1.3.). However, the high energy consumption required in graphite production, together with the limited available data for its evaluation increase the uncertainty about graphite depicting a lower environmental impact.62,66

The replacement of platinum electrodes by carbon-based electrodes was studied for its use in the electrochemical reaction. Several carbon-based counter electrodes were tested (Table 3). Carbon paper and carbon cloth were used as anodes, and moderate yields were obtained in the hydrogenation of 1a (Table 3, entries 2 and 3). An increase in surface area did not result in any improvement of performance (Table 3, entry 4). When using a graphite rod as counter electrode, a promising 77% yield was obtained with EtOH as cosolvent (Table 3, entry 5). When EtOH was replaced by nBuOH as cosolvent (vide infra), product 2a was obtained in 97% yield (Table 3, entry 6). The recyclability properties of graphite as anode were evaluated (Scheme S1). A larger surface area was employed to ensure exposure to the acidic solution (23 vs. 16 cm2). Upon hydrogenation of 1b in short reaction times (2 h), 2b was obtained in 41 ± 4.8% yield for each of the 15 runs (see ESI, Scheme S1), with a small mass decrease of 1.4% of the graphite mass after run 15, indicating that the graphite rod may potentially be a good alternative to platinum-based anodes.

Table 3 Pt vs. C-based counter electrodes

image file: d4gc02924k-u3.tif

Entry Counter electrode Surfacea [cm2] Yieldb [%]
1a (0.4 mmol, 0.016 M).a Geometric surface.b Yields were determined by 1H NMR spectroscopy using an internal standard.c Using aqueous H2SO4 (0.25 M) and nBuOH as cosolvent (7% v/v).
1 Pt wire 13 89
2 Carbon paper 16 45
3 Carbon cloth 16 40
4 Carbon cloth 40 48
5 Graphite 16 77
6 Graphite 16 97


As electricity production was a relevant hotspot for both baseline scenarios (nickel foam and Pd/C catalytic systems), we carried out a future scenario assessment for both methods, in which the Swedish electricity production grid mix was changed to a proposed reasonable future electricity grid mix for the year 2030 (Fig. 6).43 The modelled future scenario showed a decrease in the overall environmental impact for both methods (see ESI, Section S4.2.2). This results from an estimated higher share of renewable electricity, especially wind energy (see also ESI, Table S17).


image file: d4gc02924k-f6.tif
Fig. 6 Impact reduction per each impact category for the theoretical future scenario using a proposed 2030 energy mix.

A significant improvement was observed for those impact categories that are highly dependent on electricity production at any point in the cradle-to-gate timeframe, irrespective of whether the method is electrochemical or not. For the nickel foam method, a decrease in impact was found for all impact categories, with an improvement of up to 53% found for eutrophication (Fig. 6). The Pd/C method showed a similar trend, with improvements of up to 59% for the same impact category (see ESI, Section S4.2.2).

We continued catalysts evaluation by assessing potential safety and toxicological hazards based on the available data provided by manufacturers and importers under REACH and CLP notifications, as well as whether the substance is defined under harmonised classification and labelling (CLH) (see Scheme S5).47 From a physical safety perspective, the pyrophoric nature of Pd/C combined with the flammability of H2 represents a major safety concern. This is circumvented in the nickel foam method, as there is no source for ignition, the amounts of H2 produced during operation are low, and the anode materials (graphite and platinum) show no hazards. The use of water as source of hydrogen atoms avoids the transportation and storage of H2, improving the safety of the overall process. Regarding toxicity, while the nickel foam method raises significant concerns related to skin sensitization (H317) properties and potential organ damage upon prolonged or repeated exposure (H372), it remains a minor issue in a safe laboratory environment where exposure can be kept to a minimum.

Under the acidic reaction conditions, NiCl2 or NiSO4 salts may be formed (see ESI, Section S3.4 and Scheme S5). NiCl2 is formed when an aqueous HCl solution is used in the nickel foam activation step. The replacement of this acid by H2SO4 enabled us to avoid formation of Cl2 and NiCl2. As a result, NiSO4 is formed instead, which poses a lower risk than NiCl2. The degree of loss of Ni from the system is very low, as demonstrated under continuous operation. Neither platinum nor graphite electrodes pose any safety concerns. Palladium is generally classified without any major hazards according to ECHA classifications.47 However, it's important to acknowledge that palladium is produced or imported in smaller quantities in Europe compared to nickel, and the registration requirements for palladium are less stringent. The main risks associated with palladium arise from its pyrophoricity, and certain manipulation precautions are necessary to avoid accidents and exposure.

To complement the toxicological assessment for the nickel foam system, we identified the byproducts formed in the ECH of 1b (Fig. 7). Formation of cyclohexanol 3b, 1,1-diethoxycyclohexane 4, and 3-ethoxycyclohexanone 5 as byproducts was observed, however in less than 0.5%, 0.5%, and 1.8% yield, respectively. Their concentrations were determined by GC-FID using a calibration curve (see the ESI, Scheme S14). None of these compounds represents a toxicological hotspot in comparison with other components in the reaction mixture.


image file: d4gc02924k-f7.tif
Fig. 7 Identification and quantification of the byproducts in the electrochemical hydrogenation of 1b.

Recognizing the greater abundance of nickel compared to palladium, the nickel foam system holds promise as a potential alternative to the conventional Pd system, and thus we proceeded to explore the scope and limitations of the method when applied to a variety of mono-, di-, and trisubstituted alkenes (Fig. 8 and 9). Pt counter electrode and EtOH were used for the scope due to their robustness and availability, respectively. Unfunctionalized and electron-rich substituted benzylidene acetones gave the corresponding products 2c–2f in yields ranging from 55 to 77%. Alkene 1g, with a bromide substituent on the aryl group, gave reduced 2g in 42% yield. m-Substituted benzylidene acetones 1h–1k showed a diverse reactivity.


image file: d4gc02924k-f8.tif
Fig. 8 Substrate scope and limitations. 1 (0.4 mmol, 0.016 M). aYields were determined by 1H NMR spectroscopy using an internal standard. bH2SO4 concentration was 0.38 M. cYields were determined by GC-FID using a calibration curve. d5 h.

image file: d4gc02924k-f9.tif
Fig. 9 Substrate scope and limitations. 1 (0.4 mmol, 0.016 M). aYields were determined by 1H NMR spectroscopy using an internal standard. bYields were determined by GC-FID using a calibration curve. cFrom alkyne.

The m-methyl-substituted derivative gave the desired product 2h in a good 61% yield, but a significant drop in performance was observed for the corresponding methoxy, hydroxy, and bromo derivatives. Products 2i–2k and were obtained in 23%, 44%, and 21% yields, respectively. The influence of steric hindrance was confirmed by the poor performance of o-substituted benzylidene acetones 1l and 1m (24 and 33% NMR yields, respectively). Hindrance on the α-carbon of the enone was relatively well tolerated, as shown in the hydrogenation of tert-butyl ketone 1n (63% yield). Interestingly, the hydrogenation of both the alkene and the nitro groups in 1o took place when the acidity was increased slightly, yielding 2o was obtained in 40% yield. The presence of a substituted pyridine and an ester group were tolerated, and the corresponding saturated derivative 2p was obtained in 62% yield. m-Pyridinyl analogue 1q reacted in a significantly lower 20% NMR yield. Iodo, thiophene and amide moieties were not tolerated, often depicting no conversion (see ESI, Section S2.6).

Regarding non-aromatic enones, 2-cyclohexenone 1b was hydrogenated to give 2b in 90% yield within 5 h. Aliphatic 3-octen-2-one underwent hydrogenation into 2r in 56% yield. β-Damascone, contributor to the smell of roses, was hydrogenated to 2s in a high of 68% yield. We assessed whether the E/Z configuration of the double bond had an influence on the reaction outcome: both diethyl fumarate and diethyl maleate underwent the hydrogenation to give diethyl succinate 2t in 90% yield in both cases. The hydrogenation of trisubstituted alkenes proved to be more challenging; diethyl mesaconate was hydrogenated to give 2u in 37% yield. Excellent selectivity for alkene vs. ketone hydrogenation was observed in all cases, being the resulting alcohols detected only in trace amounts. This chemoselectivity represents an advantage of the Ni-system over the Pd/C one, as the latter produces ca. 20% yield of the fully hydrogenated alcohols during the hydrogenations of 1a, 1f, 1g and 1o (Schemes S12 and S13). No dimerization products from radical homocoupling were observed.

Other types of alkene substitutions were explored apart from enones (Fig. 9). Vinyl sulfone 1v and allyl alcohol 1w were hydrogenated in high 79% and 80% yield, respectively. When applying the method to conjugated alkenes, no conversion was observed (ESI, Section 2.6). However, if the alkenes are not conjugated, as in 1x and 1x′ yields of 37% and 39% were obtained, respectively. The terminal alkenes estragole and eugenol gave 2y and 2z in high yields of 87% and 83%, respectively. To demonstrate the mild conditions of the protocol, we explored the tolerance to different protecting groups. Benzyl- and TBS-protected alcohols, despite being tolerated under the reaction conditions, afforded very low conversions into 2aa and 2ab. No products from hydrogenolysis or deprotection were observed. The conversion could be improved significantly when replacing EtOH by nBuOH, to 75% and 60% yield, respectively (vide infra). 9-Decen-1-ol 1ac and allyl toluene 1ad were hydrogenated to the corresponding products 2ac and 2ad in moderate yields.

Amino protecting groups N-Cbz and N-tosyl were tolerated (93% and 95% yield of 2ae and 2af, respectively). Although tolerated, N-Fmoc protected amine (1ag) gave no conversion, and Boc-allyl amine 1ah decomposed under the reaction conditions. The ECH of allyl alcohol 1ao and of allyl amine 1an gave the corresponding products in low yields. A low mass balance was observed due to their volatility and good solubility in aqueous media (see ESI, Section 2.6). The same method was used for the direct hydrogenation of alkynes into saturated derivatives; N-Cbz protected propargyl amine 1aj and N-(3-butynyl)phthalimide (1ai) gave fully saturated 2ae and 2ai in 95% and 43% yield respectively. For substrates that suffered from low solubility, a solvent screening was performed (see ESI, Table S5). The use of nBuOH, one of the greenest solvents,49,52,69 showed an increase in yield from 26% yield in EtOHto 75% in nBuOH for benzyl eugenol 1aa. With these conditions, some substrates were re-examined (Fig. 10). Bromo benzylidene acetone 1g yield increased from 42% to 59% yield, with simultaneous reduction in the formation of side products. For m-substituted enones 1i and 1j, this change led to yields of 72% and 82%, from 23% and 44% yield, respectively. Furthermore, the hydrogenation of TBS protected eugenol to 2ab was achieved in 60% yield upon an increase in acid concentration. Achieving high faradaic efficiencies (FEs) for ECH in aqueous acidic conditions is difficult due to the relatively low potential at which the hydrogen evolution reaction (HER) occurs.18


image file: d4gc02924k-f10.tif
Fig. 10 Substrate scope and limitations using nBuOH as cosolvent instead of EtOH. 1 (0.4 mmol, 0.016 M). aUsing aqueous H2SO4 (0.19 M)/EtOH (3[thin space (1/6-em)]:[thin space (1/6-em)]1). bYields were determined by 1H NMR spectroscopy using an internal standard.

A series of control experiments were performed. The process is electromediated, since it requires continuous potential to observe hydrogenation, which does not occur when pure hydrogen gas (H2) is used without applied potential (see ESI, Table S1, entries 23 and 24). This indicates that the Ni–Hads species, formed directly upon potential application, are the species responsible for the hydrogenation, and that H2 production is a side reaction.18,70 The use of 1,1-diphenylethylene and tert-butanol as additives30 had a detrimental effect on the reaction. These additives react with Ni–H* forming stable ethane-1,1-diyldibenzenyl and tert-butyl radicals respectively (see ESI, Table S1, entries 28 and 29). Thus, Ni–Hads species are the key intermediates in the ECH of alkenes. Analysis via cyclic voltammetry of 1a did not show any direct electron transfer nor current when having EtOH as the only solvent, ruling out a possible electro-mediated hydrogen transfer mechanism (see ESI, Fig. S4). The absence of an additional process in the range of the ECH (V ≥ 0.7 V) rules out the Proton-Coupled Electron Transfer (PCET) for the ECH. The proposed mechanism is shown in Fig. 11, in which protons generated from OER migrate to the cathode. Protons undergo the Volmer step leading to neutral adsorbed hydrogen, followed by the ECH of alkenes via addition of Hads.


image file: d4gc02924k-f11.tif
Fig. 11 Proposed mechanism for the ECH of alkenes using nickel foam in acidic aqueous media.

A kinetic profile of the reduction of N-Cbz-protected propargylic amine (1aj) is presented in Fig. S5, which shows that comparable amounts of Cbz-protected allyl amine (1ae) and Cbz-protected propyl amine (2ae) are formed at short reaction times. This indicates that the reduction rates of alkyne and alkene are within the same order of magnitude under the conditions used.

Conclusions

The catalytic hydrogenation of alkenes using an unfunctionalized nickel foam was developed and further optimized for environmental performance and safety by using screening life cycle assessment as well as safety and toxicological assessments. The method can achieve moderate to high yields from a variety of tri-, di- and monosubstituted enones and alkenes with excellent selectivity vs. C[double bond, length as m-dash]O reduction with FE up to 37% despite the use of an aqueous acidic solution as main solvent. Homocoupling products were also avoided. The system requires an organic cosolvent, and two solvents, with minimum hazard profile, EtOH or nBuOH, were successfully identified to enable the catalytic reaction. This method can be seen as an alternative to the use of electrolytes such as nBu4NPF6 and solvents such as MeCN and DMSO, which are frequently used in ECH. The use of nBuOH as the solvent was particularly important when substrates with low solubility were used. The recyclability properties of the nickel foam were assessed, showing a constant performance for at least 15 runs. The physical and toxicological hazard assessment informed about a trade-off between physical safety and toxicity when comparing the use of the Ni-mediated electrochemical method reported here with that of the conventional Pd/C and H2 gas. Interestingly, despite the abundance of nickel vs. palladium being a driving force for using the electrochemical method, the screening LCA results indicate that the Pt counter electrode would need to be reused more than 600[thin space (1/6-em)]000 cycles, to arrive at an estimated lower impact in the resource use category compared to the Pd/C reaction system. Alternatively, the Pt counter electrode may be exchanged by a graphite rod, which, despite a lower stability under the reaction conditions, could present a lower environmental impact. In addition, the screening LCA identified additional hotspots, mainly related to energy use, that should be considered in future applications of the nickel foam method to improve its environmental performance further.

Despite the lower impact depicted for the Pd system vs. the nickel foam method when using Pt as counter electrode, palladium consumption must be minimized in the near future due to its the scarcity. A transition to more abundant metals becomes soon mandatory. The understanding of the new method's sustainability is an important tool to develop them further, so that they do not compromise the well-being of our future generations.

Abbreviations

ECHElectrochemical hydrogenation
FEFaradaic efficiency
HERHydrogen evolution reaction
LCALife cycle assessment
LCILife cycle inventory
LCIALife cycle impact assessment
OEROxygen evolution reaction.

Author contributions

PJT, PMP and BMM conceptualized the project. PJT and PMP performed the hydrogenations and the data analysis. TK, PJT and HH collected the data and treated the data for LCA. CN contributed with data for toxicological assessments together with PJT. All authors contributed to the analysis of results. The manuscript was written through contributions from all authors. All authors have given approval to the final version of the manuscript.

Data availability

This article has been previously preprinted.71

The data supporting this article have been included as part of the ESI. All original code will be deposited at Zenodo and it will be publicly available as of the date of publication at https://doi.org/zenodo.14204532.

The data supporting the submitted work can be found in the ESI of the article. The ESI also contains further details regarding safety, toxicological and life cycle assessments, as well as characterization information of the prepared compounds (1H NMR, 13C NMR, 19F NMR, GC-FID-MS, and HRMS).

The raw NMR data files for all compounds reported in the article are deposited at Zenodo and will be made publicly available after acceptance. The numbering of the files will then be matched to those in the article. Each parent folder in Zenodo will contain subfolders with different files. In order to process the data, the full parent folder must be dragged into either Mestrenova or Topspin and then the data is automatically processed. If the name of the raw data files are renamed, the software (Mestrenova or Topspin) will not be able to process the files.

Conflicts of interest

There are no conflicts to declare.

Acknowledgements

The authors gratefully acknowledge the Swedish Foundation for Strategic Environmental Research (Mistra SafeChem, project number 2018/11) and the Swedish Research Council through Vetenskapsrådet. Knut and Alice Wallenberg Foundation (KAW 2016.0072) and the Göran Gustafsson Foundation are also gratefully acknowledged. We thank AstraZeneca and Stockholm University for generous support. We also thank Ian Cotgreave and Georgios Giovanoulis for helpful discussions, and Alejandro Valiente for preliminary investigations. All authors thank Astra-Zeneca and Stockholm University for support.

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