Adrian H. Hergesell,
Claire L. Seitzinger
,
Justin Burg
,
Renate J. Baarslag
and
Ina Vollmer
*
Inorganic Chemistry and Catalysis, Institute for Sustainable and Circular Chemistry, Utrecht University, Universiteitsweg 99, 3584 CG, Utrecht, The Netherlands. E-mail: i.vollmer@uu.nl
First published on 18th December 2024
Ball-milling of addition polymers such as polyolefins, polystyrene and polyacrylates can be used for depolymerization to obtain the respective monomers. However, absolute yields are typically low, especially from polyolefins which are notoriously difficult to depolymerize. To increase the viability of ball milling as a recycling technique, the effect of milling parameters on small hydrocarbon and monomer yields has to be understood. Herein, we systematically investigate the influence of sphere material, milling frequency, plastic filling degree, and milling temperature. Heavy spheres and high milling frequencies boost hydrocarbon yields by maximizing mechanical forces and frequency of collisions. While the dose of kinetic energy is commonly used to describe mechano-chemical processes, we found that it does not capture the mechano-chemical depolymerization of polyolefins. Instead, we rationalized the results based on the Zhurkov equation, a model developed for the thermo-mechanical scission of polymers under stress. In addition, low plastic filling degrees allow for high percentage yields, but cause significant wear on the grinding tools, prohibiting sustained milling. Milling below 40 °C is beneficial for brittle chain cleavage and depolymerization. This study provides a new approach to rationalize the influence of individual milling parameters and their interplay and serves as a starting point to derive design principles for larger-scale mechano-chemical depolymerization processes.
Exposing PP to mechanical forces can lead to backbone cleavage.15 In this mechano-chemical pathway, mechanical strain lowers the vibrational energy needed for covalent bond scission, and the bond is not broken by thermal energy alone.16 Chain cleavage processes via thermo-mechanical activation can be described using the Zhurkov equation (eqn (1)). It is based on the Arrhenius equation and describes a rate constant for chain cleavage k in dependence of a stress σ, where k0 is the preexponential factor, EA is the activation energy barrier, and α is the activation volume, a constant translating macroscopically applied stress to the microscopic force to which the bond is exposed.14,17
![]() | (1) |
While mechano-chemical chain scission is unwanted in polymer production, it has recently been exploited for purposeful chain cleavage and the recycling of plastic materials.14 Ball milling has been reported to enable the conversion of polystyrene,18,19 poly(α-methyl styrene),20 and polymethacrylates21 to their monomers. The reported mechano-chemical depolymerization of such polymers proceeds via radical intermediates.14,18–20 The initiation step is the backbone cleavage of polymer chains and the generation of a pair of mechano-radicals. These can then undergo direct depolymerization to the monomer via β-scission, or participate in other follow-up reactions, including H-abstraction, disproportionation and combination, giving rise to other products besides monomers.14 The reported polymers undergo facile depolymerization for two reasons: (i) they have high glass transition temperatures Tg, enabling brittleness and facile chain cleavage at ambient conditions which generates radical intermediates.22 In addition they (ii) have low ceiling temperatures Tc, providing good thermodynamic driving forces for depolymerization of these radical intermediates. Therefore, both Tg and Tc have to be sufficiently high and low, respectively, in order to enable efficient chain cleavage and depolymerization. In contrast, PE and PP with a low Tg and a high Tc are very difficult to convert,14,23 and their additive-free non-catalytic depolymerization to monomers via mechano-chemistry has not yet been studied systematically.
While the applicability of mechano-chemical recycling has been showcased for a variety of polymers with a C–C backbone, efforts to scale up this approach are dependent on achieving high yields. In contrast, reported absolute yields are notoriously low and in the range of milligrams. High relative percentage yields based on the amount of starting material are often reached only in specific combinations of high milling frequencies and low polymer loadings, i.e., plastic filling degrees, in the ball milling vessel.20,21 While these experiments strikingly showcase the technology's potential, the suitability of the parameters studied is questionable in an industrial setting. A deeper understanding of the influence of milling parameters and their interplay with plastic material characteristics is necessary to optimize the process and achieve high absolute yields and good selectivities, especially for the most abundant and difficult-to-depolymerize PE and PP. To this end, we herein systematically investigate the influence of the milling parameters sphere material and number, milling frequency, plastic filling degree, and milling temperature on the production of small hydrocarbons during mechano-chemical recycling of polyolefins and develop a kinetic model based on the Zhurkov equation.
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Fig. 1 Influence of grinding sphere density on small hydrocarbon production. (A) Propene flow during milling of 2 g model PP at 30 Hz with 5 Al2O3, ZrO2, Fe, and WC grinding spheres (10 mm diameter). The inset shows a magnification of the propene flow. (B) Cumulative C1–3 hydrocarbon yields obtained after 1 h of milling 2 g model PP at 30 Hz with 5 Al2O3, ZrO2, Fe, and WC grinding spheres (10 mm diameter). The inset shows a magnification of the cumulative yield. (C) ![]() |
In the following, we develop a simplified model to understand the observed exponential increase in gas phase product formation with sphere density. The impact kinetic energy Ekin of a grinding sphere is described by eqn (2), where m is the mass, and ν the impact velocity of a grinding sphere. The mass of a grinding sphere is expressed as a function of its radius r and material density ρ.
![]() | (2) |
The dose of kinetic energy (DKE) supplied to the system in a given time t is given in eqn (3) where Ekin is the kinetic energy, and ṅcoll the collision rate. The prerequisite for the applicability of this equation is that Ekin and ṅcoll are well-defined values and constant over time.
DKE = Ekinṅcollt | (3) |
To understand the dependency of DKE on the grinding sphere density ρ, we have to understand the dependencies of Ekin and ṅcoll on ρ. To understand the dependency of Ekin on ρ, we assume that the grinding sphere velocity ν is independent of the sphere material. This is based on the following argument: when the milling is started, the spheres are at rest and then are accelerated by the container. The magnitude of the acceleration is independent of the sphere mass/density, but only depends on the set shaking frequency to be reached by the container. As the spheres travel the same distance, the length of the container, their final velocity will be the same for spheres of different densities. Upon impact, two limiting cases can be considered, which lead to the same result. Assuming (i) elastic collisions, the sphere's momentum and velocity are either conserved or modified in the same manner, regardless of the material density. For example, the magnitude of the rebound velocity vector of a grinding sphere after elastic contact with an infinitely heavy wall is the same as its incoming velocity due to conservation of momentum, regardless of its material density. Assuming (ii) inelastic collisions, the grinding spheres are stopped at the container wall and subsequently accelerated to maximum container velocity again by the moving container. Hence, due to limiting cases (i) and (ii), we assume that the trajectories of grinding spheres in the container are independent of the material. Therefore, because ν is independent of the sphere material and m is proportional to ρ, the kinetic energy of a sphere with a certain size scales linearly with its density (eqn (2)). In reality, deviations from this idealized case are expected since the nature of collisions might not be sufficiently captured by the elastic and inelastic boundary cases, which might add complexity to the acceleration/deceleration behavior of grinding spheres. In addition, the acceleration/deceleration behavior might be dependent on material density. However, for the sake of simplicity, we for now assume the validity of our assumptions.
To understand the dependency of collision frequency ṅcoll on ρ, we assume again that the trajectories of grinding spheres and therefore their collision rates are independent of the material. Therefore, ṅcoll should also be independent of the material and its density ρ.
With Ekin ∝ ρ and ṅcoll independent of ρ we derive that the DKE should scale linearly with ρ. This is in line with values calculated according to Jafter et al.,27 where milling with WC vs. Al2O3 supplies a total energy of 165.6 vs. 42.5 kJ to the system within one hour (Table S3†).
Yields in mechano-chemical milling have been connected to the DKE in the past, and linear relationships have been observed, especially in well-mixed powder systems.28,29 However, the hydrocarbon yields observed by us clearly do not show this relationship, having an exponential rather than linear dependency on the grinding sphere density (Fig. S2†). Jafter et al. likewise acknowledged that the total energy approach is not suitable to predict yields during milling of polymers.27
The kinetic energy that is supplied to the system is partly dissipated as heat, and the formation of small and short-lived energy-rich environments which are generated upon impact have been discussed in the mechano-chemical literature as “hot spots”.30,31 While these entities could in principle accelerate reactions thermally, we believe that this phenomenon does not fully capture the reactivity of polymers under mechanical impact.32 Xie et al.33 have performed molecular dynamics simulations on polyethylene, and found that shock loads of >1000 m s−1 are necessary to reach cracking temperatures, while grinding sphere velocities in standard mixer mills are commonly <10 m s−1.27,28,30
Instead of relying on “hot spots”, we adapted the Zhurkov model (eqn (1)), developed for tensile test experiments under stress, to ball milling. Increasing the density of the grinding spheres mainly changes the stress which the material is exposed to. We derive the stress σ needed for the Zhurkov equation using the Hertz contact theory34,35 according to eqn (4), where Fimpact describes the normal force exerted by the milling sphere on the polymer agglomerate and is defined according to eqn (5). Here, m and r are the sphere mass and radius as used in eqn (2), amax is the maximum acceleration as derived in Section S2,† and Aimpact is the radius of impact defined according to eqn (6).36
![]() | (4) |
Fimpact = mamax | (5) |
![]() | (6) |
We derive ξ, the depth of indentation, using the definition of the normal force according to Hertz theory. The normal force during indentation of a sphere on an elastic surface is given by eqn (7), where E* is the reduced Young's modulus (see below), and by rearranging, we obtain eqn (8).34
![]() | (7) |
![]() | (8) |
![]() | (9) |
![]() | (10) |
To describe the interaction of different materials during contact, the reduced Young's modulus E* can be used according to eqn (11), where E1,2 and μ1,2 are the Young's moduli and Poisson's ratios of materials 1 (spheres) and 2 (PP), respectively (Table S2†).34 E* is dictated by the very low Young's modulus of PP, and therefore largely independent of the material characteristics of the grinding spheres.
![]() | (11) |
To understand the mechano-chemical activation of PP on a molecular level, we express the stress as with b being the proportionality constant, according to eqn (10). The Zhurkov equation (eqn (1)) can then be rewritten, assuming constant temperature (eqn (14)), with the definitions in eqn (12) and (13). This equation shows the heavy dependency of chain cleavage rate k on sphere density ρ.
![]() | (12) |
![]() | (13) |
![]() | (14) |
To derive a measure for k from experimental product distributions, we use a steady state approximation, and a simplified reaction system consisting of initiation (homolytic chain cleavage), β-scission to produce propene (depolymerization step), and termination via combination or disproportionation. We derive (eqn (15), see Section S3† for derivation) as a metric for chain cleavage events, where n(M) is the number of monomer molecules generated during the milling time t.
![]() | (15) |
This can thus be used as a suitable metric to assess the influence of higher sphere densities, when plotting
vs. ρ. The observed trends in hydrocarbon productivity are captured by the exponential relationship (eqn (12)), which predicts much higher chain cleavage rates and hydrocarbon yields when milling with heavy WC compared to lighter Fe, ZrO2, or Al2O3 spheres (Fig. 1C). According to the modified Zhurkov equation, milling with heavier grinding spheres increases the macroscopic stress and thereby aids backbone cleavage and subsequent depolymerization.
However, the density of grinding spheres is not the only descriptor for small hydrocarbon productivity. This is especially evident when comparing the lighter grinding spheres made from ZrO2, Al2O3 and Fe. The densities in this group are ρ (Al2O3) < ρ (ZrO2) < ρ (Fe), and a similar trend in small hydrocarbon productivity could be expected. However, this trend is not observed. Milling with Fe produces less hydrocarbons than milling with Al2O3 or ZrO2 (see insets in Fig. 1). Despite the density, other mechanical properties such as Young's modulus (E) and Poisson's ratio (μ) could play some role for local forces and pressures in contact mechanics, according to Hertz theory.37,38 However, ZrO2 and Fe have very similar E and μ values, and classical contact mechanics do not seem to capture the difference in their hydrocarbon productivities. We preliminarily ascribe the gap in mechano-chemical activities to differences in surface chemistry, rather than purely contact mechanical reasons. For instance, metal oxides are known to possess oxygen vacancies and can contain partially reduced sites. These defects could interact with and stabilize radical intermediates during milling better than Fe could, thereby driving mechano-chemical depolymerization beyond pure force maximization.
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Fig. 2 Variation of milling frequency and sphere number. (A) Propene flow during milling of 2 g model PP at 25–35 Hz with 5 ZrO2 grinding spheres (10 mm diameter). (B) Cumulative C1–3 hydrocarbon yields obtained after 1 h of milling 2 g model PP at 25–35 Hz with 5 ZrO2 grinding spheres (10 mm diameter). (C) Cumulative total C1–3 hydrocarbon yields (Ytotal) obtained after 1 h of milling 2 g model PP at 25–35 Hz with 5 ZrO2 grinding spheres (10 mm diameter), and fit (Ytotal ∼ fmill5.51). (D) Dependency of hydrocarbon formation on fmill: exponent xi obtained by fitting Yi per mg ∝ (fmill per Hz)xi for each product i. Yi denotes the cumulative yield of i after 1 h with 5 ZrO2 grinding spheres (10 mm diameter) at fmill = 25–35 Hz. (E) ![]() |
The kinetic energy of a grinding sphere Ekin is given by eqn (2), and the impact velocity ν of grinding spheres is dependent on fmill. During shaking, the grinding spheres are accelerated due to contact with the milling container, and we assume that ν is equal to the maximum velocity of the milling vessel and therefore proportional to fmill (see Section S2† for derivation). Shaking with a single grinding sphere has been analyzed via high-speed videos and discrete element models and also suggests a linear dependency of ν on fmill.28,30 The same holds for the collision frequency ṅcoll of a single grinding sphere with the reactor wall, which is likewise linearly dependent on fmill.28,30 Assuming that both ν and ṅcoll are proportional to fmill, the DKE can be estimated according to eqn (3). Since Ekin and ṅcoll are then expected to scale with fmill2 and fmill, respectively, the proportionality DKE ∝ fmill3 is expected.
A linear dependency of the depolymerization yield Y on DKE would dictate Y ∝ fmill3. In our case, however, the increase of product formation with milling frequency is much more pronounced. Instead, overall hydrocarbon yield from PP scales with fmill5.51 (Fig. 2C). Propene formation scales with fmill5.42, which is close to the overall yields due to propene being the main product. Interestingly, different products show different sensitivities towards a variation in frequency (Fig. 2D, see Fig. S3† for individual fits). Propane yields, for instance, scale with fmill3.91 while methane productivity scales with fmill7.09. We believe that these differences are due to the mechanistic depolymerization steps involved: milling at higher frequencies causes higher impact forces and thereby drives mechano-radicals further apart, making inter-radical reactions like instantaneous recombination and disproportionation reactions less likely,39,40 and promoting direct scission or radical transfer reactions which could alter the observed selectivity patterns. In addition, methane is likely produced via highly reactive methyl radicals (Scheme 1) whose formation is energetically challenging,41 especially compared to the more readily occurring β-scission leading to propene.42 Methane formation is therefore only observed at sufficiently high frequencies and impact forces which can activate mechano-radicals by increasing local energy densities enough to overcome significant energy barriers.
The different sensitivities of products with respect to the exponent in fmill offer a path to obtain desired products more effectively. Especially propene yields can be boosted by increasing the milling frequency due to the large absolute amount and high exponent in fmill (5.42). This is an interesting option for increasing the selectivity of an industrial process and changing the product distribution solely by changing the forces involved, for example by increasing the milling frequency or sphere size.
In the following, we apply the modified Zhurkov model to a variation of milling frequency and the effect we observed on small hydrocarbon productivity. Similarly as for the density series, using eqn (10) we use σ = cfmill2/3, with c being the proportionality constant. While the Zhurkov equation such as given in eqn (12) is valid for constant collision rates, it needs to be refined to reflect the increasing number of collisions with increasing milling frequency. More specifically, the number of chain cleavage events represented by is not only dependent on the inherent bond cleavage rate constant k, but also linearly scales with the number of relevant impacts, expressed via the collision frequency ṅcoll. As discussed before, we assume that ṅcoll scales linearly with fmill, and therefore obtain eqn (16) with the definition in eqn (17).
![]() | (16) |
![]() | (17) |
We fitted the values obtained from varying fmill to eqn (16). The relationship qualitatively captures the data (Fig. 2E), showing that the Zhurkov model can effectively be applied to both the density as well as the frequency series. To check for consistency among the two fits, we calculated the activation volume α obtained by fitting the modified Zhurkov relationship to the density series with the one obtained from fitting it to the frequency series, assuming a temperature of 40 °C. The two values only differ by a factor of two, with α = 1.99 × 10−3 m3 mol−1 obtained from the density series and α = 1.00 × 10−3 m3 mol−1 for the frequency series. Due to the better quality of the data and the truly exponential relationship for the frequency series, we propose using the α value obtained from this series, i.e., α = 1.00 × 10−3 m3 mol−1, until a more precise and unified value is available. We calculated the value obtained from Zhurkov17 to be α = 2.18 × 10−4 m3 mol−1, which is an order of magnitude lower than the value obtained by us (see Section S4† for details of the calculation).
We investigated the size of grinding spheres using one steel sphere with a diameter of 10 or 15 mm, shaking at 30 Hz. Milling with one 10 mm steel sphere produces almost no propene (Fig. S7†), like observed for ZrO2. Increasing the diameter to 15 mm increases small hydrocarbon yields significantly due to the higher impact forces of the larger and heavier grinding sphere and a resulting boost in chain cleavage activity.
The mitigation of the cushioning effect by low plastic filling degrees has been used to maximize monomer yields in the mechano-chemical recycling literature.20,21 High relative yields are often only accessible using very low plastic loadings and high shaking frequencies. This is also the case when milling PP (Fig. 3C). However, the suitability of such settings in a realistic recycling scenario is questionable. Ball milling is energy-intense, and when only small fractions of plastic are loaded into the milling container at a time, the absolute yield and conversion levels suffer significantly. In addition, such settings lower the selectivity to the desired monomer propene in the case of milling PP (see 20 mg at 35 Hz in Fig. 3C, see also Fig. 2B for 2 g). Moreover, we believe that there are boundaries to increasing yield by decreasing the plastic filling degree. Such boundaries can be caused by a decrease in collision efficiency at lower plastic filling degrees, such as observed for poly(α-methyl styrene).20 Furthermore, milling at such low loadings causes very high wear on the grinding materials (Fig. S8†). For this reason, the ball mill producer Retsch, for example, advises against filling less than a third of the container volume with plastic material, which would translate to grams of material rather than the milligrams commonly used. In our case, milling 20 mg model PP with ZrO2 spheres for 60 min at 35 Hz led to heavy abrasion of the milling tools, and prominent ZrO2 signals in the X-ray diffraction pattern of the residue (Fig. S9†).
While high-yield experiments showcase the potential of mechano-chemistry as a recycling strategy, milling at low plastic filling degrees is not sustainable from an energy and a material perspective. Thus, future work should focus on ways to increase hydrocarbon productivity at higher loadings to reach relevant absolute yields, for example by maximizing forces or using catalysts.
We performed ball milling experiments at elevated temperatures by heating the container at 80, 120, and 160 °C for 1 h and then starting the shaking. Prior to milling, no C1–3 products are observed. Significant product evolution begins with the start of milling in all cases. Interestingly, increasing the milling temperature from room temperature (RT) to 80 to 120 °C decreases the yields of all products, such as propene (Fig. 4B). While the Zhurkov equation would suggest higher chain cleavage rates (and therefore also higher product formation) if the temperature is increased (at constant stress), we believe that this is counteracted by a less effective concentration of stress at single bonds. We believe that the temperature-induced softening of the plastic material leads to less effective milling in terms of force transferal,43 resulting in less chain cleavage and therefore a lower concentration of mechano-radical intermediates. Within the framework of our model, this can be rationalized by a decline in Young's modulus as the temperature increases,44 which leads to a lower stress and therefore less chain cleavage according to eqn (10) and (1). While higher temperatures cause, therefore, lower concentrations of mechano-radical intermediates, the reactivity of a single intermediate to form depolymerization products rises with temperature due to kinetic and thermodynamic reasons.25 To observe high yields of small hydrocarbons, both chain cleavage and depropagation steps have to be sufficiently fast and in balance with one another. However, it seems like increasing the temperature up to 120 °C does not accelerate depropagation rates enough to make up for the decrease in chain cleavage rates. Contrarily, increasing the temperature even further to 160 °C melts the PP but increases yields again, and the higher reactivity of radicals seems to make up for lower chain cleavage rates due to less effective force transferal. In addition, a combination of mechano- and thermo-chemical cracking seems plausible at these high temperatures. However, mostly over-cracking to methane is observed, rather than propene as the desired product of direct depolymerization (Fig. 4C and D). This shift in selectivity could be rooted in differences with respect to radical stability (primary vs. secondary vs. tertiary) at higher compared to lower temperatures.
To counteract the softening of PP at high temperatures, we performed experiments at low temperature by pre-cooling the container in liquid nitrogen (−196 °C) immediately before starting to shake. This cools PP below its glass transition temperature (−10 °C) and makes it glassy/brittle. Compared to milling at RT, we observed increased formation rates of propene and other products for an initial phase of milling which is likely caused by the increased chain cleavage rates at low temperatures (Fig. 4E and F). It has been shown that the glass transition temperatures in amorphous polymers are important descriptors for chain cleavage activity during ball milling,22 and the higher chain cleavage rates at cryogenic conditions seem to make up for lower depropagation rates in terms of product formation. We furthermore confirmed the preference for chain cleavage at cryogenic conditions compared to RT using electron spin resonance spectroscopy (Fig. S10†). After the initial cryogenic milling phase, however, the container temperature rises quickly above the Tg of PP due to frictional and ambient heating. Therefore, continuous cooling would be necessary to achieve a lasting effect. Although the industrial applicability of such a cryo-milling strategy is questionable, milling should at least be performed below the melting point of plastics (160 °C for PP). On the other hand, ideal operating temperatures are high enough to allow for the volatilization of desired products to remove them from the reaction system, which is important to drive depolymerization.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4mr00098f |
This journal is © The Royal Society of Chemistry 2025 |