K. E.
Edwards
*,
M.
Kim
,
T. H.
Borchers
and
C. J.
Barrett
*
Department of Chemistry, McGill University, Montreal, Quebec, Canada. E-mail: kayrel.edwards@mail.mcgill.ca; chris.barrett@mcgill.ca; Tel: +514-398-6919
First published on 24th June 2022
In efforts toward designing self-assembled materials that can later be disassembled easily to avoid destruction of component materials during separation and recycling to minimize waste at their end of life, we report the fabrication of robust, water resistant polymer multilayers whose disassembly could be triggered upon irradiation of wavelengths and intensities of blue visible sunlight. Self-assembled thin films for study were prepared by combining a water-soluble biodegradable polymer, sodium cellulose sulfate (NaCS), and a water-soluble azo dye photo-switch, Bismarck Brown Y (BBY) via layer-by-layer (LbL) assembly. The resultant multi-layered materials (NaCS/BBY) were held together by weak intermolecular interactions between the polymeric sulfate groups and the amino groups of the photo-switch, forming robust and water-resistant materials. The photo-disassembly of the films was assessed using ‘rainfall conditions’ and ‘sunlight’ where it was demonstrated that blue visible light could trigger the successful disassembly of the films at a rate of ka = 7 ± 1 × 10−3 absorbance units per h. Optical pump-probe experiments and confocal Raman spectroscopy supported a mechanism that the disassembly was triggered by the trans-to-cis geometric isomerization of BBY. This method of sunlight- and water-triggered disassembly can in principle allow for recovery of reusable components to be applied as next generation sustainable materials for products and recycling processes.
Cellulose can also be easily functionalized to create a wide array of derivatives with tailorable properties. Many of these cellulose derivatives retain the excellent properties of native cellulose such as being biodegradable and biocompatible, while adding additional benefits such as antibacterial properties, flame retardancy, and water solubility.7 Water-soluble cellulose derivatives such as commercially available methyl cellulose (MC), hydroxypropyl cellulose (HPC) and sodium cellulose sulfate (NaCS) are of particular interest, as they can be processed under more environmentally friendly conditions. Thanks to their excellent gel-forming properties, these polymers are now well-used in the fabrication of coatings, composites, films and membranes.7 NaCS in particular is interesting due to its high tensile strength in the wet state, its moldability in situ as well as its relatively simple and cost-efficient production, and biocompatibility.8,9 Recently, even novel edible films for packaging using NaCS and glycerol were developed, fabricated via solvent-casting techniques, demonstrating that NaCS could be used as potential degradable coating materials for food packaging. These dense NaCS films formed with an ordered microstructure and were transparent, flexible, and resistant to oils and fats, but not to water. Films made from water-soluble polymers can sometimes disassemble before the end of their use however, due to the hydrophilicity of their surfaces.10
One method of recent interest for developing high-value materials is through layer-by-layer (LbL) self-assembly. LbL assembly involves the sequential adsorption of alternating layers of charged polymers/molecules from aqueous solution onto a substrate via a dipping process.11 LbL assembly offers many advantages compared to other forms of film production, such as solvent casting, drop casting, and spin-coating; these include increased reproducibility and a more homogenous dispersion of the fibres resulting in more uniform films.12 This technique generally involves the combination of two water-soluble components, which when combined result in a water-resistant film. Materials are linked to each other in the films through soft, weak attractive forces such as electrostatic interactions, hydrogen bonding, or hydrophobic forces. Soft bonding interactions are of particular interest, such as electrostatic interactions and hydrogen bonding, which are both reversible and directional.13 This allows more complex systems to easily assemble and later gently and reversibly disassemble when introduced to a particular stimulus, such as pH, temperature, or salt, without breaking the covalent bonds.12 Early sets of hydrogen-bonded LbL films were commonly prepared using a carboxylic acid-containing polymer such as polyacrylic acid (PAA) and polymethacrylic acid (PMA), which allowed films to be used for the preparation of pH-sensitive materials.14 More recent hydrogen-bonded LbL films involve polymers containing hydroxyl or amino groups for use as photochromic paper, gas barriers, and flame-retardant coatings.15–19 For electrostatically-bonded LbL films, common polyanions include PAA and hyaluronic acid (HA) which can be combined with polycations poly (allylamine HCl) or poly-L-lysine, to fabricate polyelectrolyte multilayer (PEM) films that can be used as tuneable extracellular matrix materials.20
Additionally, LbL films and PEM films can be designed to be photo-responsive by covalently attaching a photo-switch to one of the polymers.21 Light is often a preferred stimulus since it can be applied precisely and remotely with minimal undesired chemical change otherwise to the host materials. One of the most effective and well-studied photo-switches is azobenzene, which can geometrically isomerize between E and Z (trans and cis) stereoisomers reversibly upon irradiation. Azobenzene derivatives exhibit a wide characteristic absorption band in their UV-Vis absorption spectra which originates from the π → π* transition of the azobenzene chromophore. Adding push-pull substituents on the aromatic rings can drastically change the optical properties of the azobenzene, giving one the ability to “tune” specific properties such as cis half-life or UV-Vis absorption profile, optimizing the photo-switching characteristics for a wide variety of specific material applications.22,23 It is also possible to load more than one isomerizing unit into an azobenzene molecule. For example, bisazobenzenes such as Bismarck Brown Y (BBY) (Fig. 1) have two azo units (NN bonds) per molecule, which allows for higher loading of azo units in the material without aggregation and provides a larger volume change and increased geometrical disruption upon isomerization.24–26 BBY (C18H18N8·2HCl), which is the dihydrochloride of 4,4′-[1,3-phenylenebis (diazenzene-2,1-diyl)]di(benzene-1,3-diamine), is one of the few commercially available water-soluble azobenzenes. It has four intermolecular bonding donor/acceptor sites, two of which are protonated. Offering this higher number of intermolecular bonding sites also allows for increased intermolecular interactions between the photo-switch and the polymer, resulting in more stable films when self-assembled.
The isomerization of azobenzene can result in large structural disruption, changing from a planar, nonpolar structure (E) to a polar, twisted confirmation (Z) (Fig. 1). These changes on the molecular scale can result in large changes in the entire material, and azobenzene-containing materials have been developed for a wide variety of shape-changing applications such as drug delivery via photo driven assembly/disassembly, to fabricate surface relief holographic optical gratings, employed as sunlight-driven photo-actuators, for photoalignment, and as humidity driven sensor devices.14,21,27–32 Generally, these materials are fabricated out of synthetic polymers. However, in response to the negative impact of synthetic polymers on the environment, a shift towards biodegradable and bio-based polymers has received much recent attention.
For the first time, we report here water-resistant self-assembled biobased cellulose materials that can be photo-reversibly dis-assembled and re-solubilized, prepared using a relatively simple and cost-efficient method. Thin multilayer films were prepared by the LbL assembly of two water-soluble components: NaCS, a low toxicity (edible), biobased and biodegradable polymer; and BBY, a photo-reversible azobenzene molecule. The multi-layered thin films (NaCS/BBY) were held together by electrostatic interactions between the anionic polymer and the cationic photo-switch and provided a robust and stable material that was water resistant. Upon blue visible light irradiation in running water however, we were able to trigger and control disassembly of the films, thus returning the material back to its water-soluble starting components, in principle ready for re-use. These new reversibly ‘soft-bonded’ materials could potentially be easily and inexpensively fabricated, as a new class of materials to replace some of the artificial plastics currently used for a variety of thin film or coating applications.
UV-Vis absorption spectroscopy confirmed that BBY displays a strong absorption band in the visible region (λmax = 450 nm, ε ≥ 32000 L mol−1 cm−1) where the π→ π* and n → π* transitions are overlapped (Fig. 2). In the multi-layered films the peak at λmax = 450 nm was observed to be broader than in solution. This was likely due to intermolecular interactions between the azo and the polymer which affects the electronics of the azo unit (NN bond), and helps confirm the soft-bonding interactions. UV-Vis absorption spectroscopy also showed two broad peaks for the polymer, with λmax values of approximately 200 nm and 300 nm, consistent with that of cellulose.33 These two absorption bands appear hidden below those of BBY in the multi-layered films (Fig. 2). UV-Vis spectroscopy also showed that the bilayers were deposited linearly by monitoring the increase in the peak at 450 nm which is attributed to the π →π* transition of trans BBY (E, E-BBY) as shown in the ESI† (Fig. S2). The resulting NaCS/BBY films are stable in DI water and contact angle experiments (Fig. S3, ESI†) revealed that the surface of the films was less hydrophilic than for films of the individual components: NaCS/BBY (θ = 61°, 61°), NaCS (θ = 21°, 21°) and BBY (θ = 45°, 44°). These results support the proposed mechanism that combining two water soluble components in a LbL fashion can render the material less hydrophilic and thus more water resistant, through soft-bonding of the charged hydrophilic groups employed in the electrostatic self-assembly.
Fig. 3 IR spectra of BBY only (orange) vs. multi-layered NaCS/BBY films (blue). Inset shows the changes in the N–H stretching mode of BBY only (orange) vs. in multi-layered NaCS/BBY films (blue). |
Furthermore, in Fig. 3, the peaks between 2800–3000 cm−1 and 2270–2390 cm−1 can be assigned to N–H stretching of different amine salts. Generally, amine salts display N–H stretching between 2800–3200 cm−1, 2700–3000 cm−1 and 2300–2700 cm−1 for primary (NH3+), secondary (NH2+) and tertiary (NH+) amine salts respectively.35 BBY is capable of forming all three of these amine salts, since protonation of the four NH2 groups and the two azo units (NN bond) is possible. The peaks between 2800–3200 cm−1 were more pronounced for BBY in NaCS/BBY thin films (blue line) compared to bulk BBY (orange line) likely due to electrostatic interaction between the azobenzene photo-switch and the polymer.
The IR spectrum of bulk BBY also showed peaks between 1520–1625 cm−1 which can be assigned to aromatic CC bending and/or N–H bending of primary and secondary amine salts.34,35 The peaks between 1390–1440 cm−1 were assigned to N–H bending of amines, and 1212–1274 cm−1 to C–N stretching (Fig. 3 and Fig. S7, ESI†). These peaks were also present in NaCS/BBY IR spectrum. The IR spectrum of NaCS showed strong peaks at 3318–3630 cm−1, 1217 cm−1 and 985 cm−1 which can be assigned to free O–H stretching, ether C–O stretching and alcohol C–O stretching, respectively.34 There were also two small peaks at 1396 cm−1 and 1464 cm−1 which can be assigned to sulfonate SO stretching/alkane C–H bending.34 It was difficult to identify the peaks associated with the polymer in the NaCS/BBY thin films since many of the peaks overlapped with those assigned to BBY.
The influence of salt on the stability of the thin films was evaluated by submerging the films in a beaker containing 2 M NaCl solution at RT for 1 week. There was some observed leaching of BBY into the water which turned pale yellow, as well as a slight blue shift in the π → π* transition absorption band from 450 nm to 445 nm (Fig. S7, ESI†). There was also a decrease observed in the absorbance of BBY by 32% which indicated removal of some (perhaps excess) BBY from the film (Fig. S7, ESI†), as one might expect salt to disrupt the electrostatic interactions between the positively charged protonated amino groups (NH3+) of BBY and the negatively charged sulfonate groups (SO3−) of NaCS. Lastly, to assess the impact of temperature on the stability of the thin films, the films were submerged in beakers containing DI water held at RT (21 °C), at 70 °C, and at 100 °C for 1 hour. Films were observed to remain stable at 21 °C and 70 °C but began to partially disassemble at 100 °C. There was a 35% reduction in the absorbance of BBY in the thin films exposed to this high temperature, and the wash water turned yellow (Fig. S8, ESI†). At high temperatures hydrogen bonds can suffer degradation, and it is likely that at 100 °C sufficient hydrogen bonds between the amino groups of BBY and hydroxyl groups of NaCS were broken, allowing the film to disassemble. This observation shows that the films are very stable even when exposed to relatively high temperatures, and thus any heating effect which occurs during exposure to 460 nm light in the ‘sun and rain’ conditions experiment should not be expected to play a significant contribution to the disassembly process.
These observations confirm that BBY can undergo isomerization even when bound in multi-layered films, where the free volume is significantly reduced as compared to when in solution. Fig. 6b shows the Raman shifts of BBY molecules only, deposited onto a quartz slide (blue line), which can be considered as ‘free azo’, compared to the Raman shifts of BBY bound in the multi-layered films (red line). It was observed that even at the lowest laser power (0.1 mW) the Raman shifts associated with cis BBY at 612 cm−1 and 1521 cm−1 were present for the ‘free azo’ but were absent/less intense for BBY confined in the multi-layered films. Additionally for the films with BBY only, as the power of the laser increased, the peaks corresponding to cis-BBY increased (Fig. S10a, ESI†). It was also observed that there was considerable fluorescence interference in the Raman spectra of BBY only between 1700–4000 cm−1, not seen in the NaCS/BBY thin films (Fig. S10b, ESI†). Three peaks at 2914 cm−1, 3201 cm−1, and 3096 cm−1 were still able to be identified, can be assigned to N–H stretching.39 Figure S8c shows the Raman spectrum of NaCS which had Raman shifts at 3495 cm−1, 2959 cm−1, 1065 cm−1, and 831 cm−1 which can be assigned to O–H stretching, C–H stretching, asymmetric C–O–C, and symmetric C–O–C/SO stretching, respectively.39 The weak Raman shifts at 3203–3314 cm−1, 2910 cm−1, 993 cm−1, and 882 cm−1 confirm the presence of NaCS in the multi-layered NaCS/BBY thin films (Fig. S8c, ESI†). Due to the high fluorescence signal in the Raman spectra data could not be attained for either the NaCS/BBY thin films or BBY only films when using a red/IR probe (785 nm).
Fig. 7A shows changes in the appearance of the multi-layered films after exposure to blue light and washing with DI water for 1 week (t = 162 h). While the films did not fully disassemble there was a noticeable decrease in the intensity of the red colour of the films as well as the absorbance of BBY over time. Fig. 7C shows that the absorbance at 450 nm for the unmasked region of the films (section exposed to blue light) decreased by 65% while Fig. 7D shows that the masked region (control) was stable with a negligible decrease in BBY absorbance. Additionally, during the disassembly process the peaks related to the polymer NaCS became more pronounced (λ = 200 nm and 300 nm) as more and more of the photo-switch BBY was removed from the films. NaCS was also removed from the films evidenced by the decrease in the absorbance at (λ = 200 nm and 300 nm) from t = 66–162 h. Fig. 7B shows a rate plot of Ln absorbance over time (lnA vs. t), with slope giving the rate of disassembly which follows first order kinetics. The masked/control regions often suffered a decrease in the dark attributed to leaching of excess dye trapped in the assemblies, yet was then stable to disassembly. The average rate of disassembly for the irradiated (unmasked) section of the films was calculated to be ka = 7 ± 1 × 10−3 absorbance units per h. We also performed a thickness measurement of the unirradiated regions by AFM, further confirming the robustness of the material and water resistance when not irradiated. After 2 weeks of soaking in DI water in the dark, a height measurement of 397 nm was confirmed, from an initial height measurement of 390 nm., ±15 nm (Fig. S11, ESI†). This shows that the disassembly of the thin films could be successfully and effectively triggered only by using 460 nm (blue) light.
The disassembly of the thin films using (Montreal) tap water with pH = 8 (Fig. S12, ESI†) was also assessed, as this might be more relevant to a cost-effective industrial dis-assembly process. For films washed with tap water, the upper section of the films was completely disassembled while the bottom masked section remained nearly entirely intact. During the disassembly process the peaks related to the polymer NaCS became more pronounced (λ = 200 nm and 300 nm) as the photo-switch BBY was removed from the films. Complete removal of the films from the unmasked upper section was confirmed by the disappearance of absorption bands of BBY (λ = 450 nm) and NaCS (λ = 200 nm and 300 nm). Additionally, there was an observed broadening of the π → π* transition absorption band of BBY during the disassembly process, possibly due to the presence of salts, trace elements, or other ionic contaminants common in tap water, which can help screen the electrostatic charges holding the multilayer structure together. The rate of disassembly of the films when washed with tap water was also 30-fold faster than when the films were washed with DI water, during irradiation with 460 nm light. The average rates of disassembly of the films were measured to be 0.007 ± 0.001 absorbance units per h and 0.22 ± 0.02 absorbance units per h for DI water and tap water, respectively. It is speculated that the high conductivity of tap water, on the order of 1000 micro-Siemens/cm, leads to disassembly behaviour similar to high ionic strength NaCl solutions, as discussed previously.
To rationalize the observed changes in the UV-Vis spectra during the disassembly process, we propose the following mechanism: Within the multi-layered films, there are many layers of BBY molecules sandwiched between polymer layers. During irradiation with 460 nm light the upper layers consisting of trans-BBY are converted to cis-BBY which changes the polarity and geometry of BBY drastically from a planar to a non-planar, twisted molecule. Unsubstituted azobenzene can undergo a change from 9.9 Å to 5.5 Å as it undergoes trans-to-cis isomerization (a 44% reduction in length), and more importantly can lead to a significant disruption to the orientational geometry of the bonds holding the structure together.40 These geometric changes have been supported by Density Functional Theory calculations, and a detailed analysis and mechanism of these optical inter-conversions is the subject of a separate study, to be published in parallel. These changes in the geometry and alignment of BBY are proposed to disrupt the electrostatic interactions between BBY and the polymer, leading to the disassembly of the upper layers. As the upper layers are re-solubilized and are washed away, the blue light (460 nm) can penetrate more deeply to lower layers, resulting in further disassembly of the films, layer-by-layer in ‘reverse’ (Fig. 7E). It is of note that the component materials (azo dye, and cellulose polymer) should not suffer any chemical change, or other degradation during this dis-assembly process, so in principle could be completely recycled back into useable starting materials once again, providing a completely sustainable closed-loop waste-free fabrication process, if a suitable separation and recovery process could be developed, also the subject of a separate parallel study.
Footnote |
† Electronic supplementary information (ESI) available: Experimental, AFM image, UV-Vis spectra, contact angle, XPS spectrum, titration curve, FTIR spectra, Raman spectra, images of disassembly of thin films using tap water and 460 nm light. See DOI: https://doi.org/10.1039/d2ma00387b |
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